Market Value384,886,000
Total Holdings323
File Date2015-10-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CODI / Compass Diversified
JPM / JPMorgan Chase & Co.
KAMN / Kaman Corporation
GOOGL / Alphabet Inc.
T / AT&T Inc.
UNH / UnitedHealth Group Incorporated
ABT / Abbott Laboratories
IBM / International Business Machines Corporation
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
UNP / Union Pacific Corporation
SO / The Southern Company
KMB / Kimberly-Clark Corporation
KKR / KKR & Co. Inc.
BX / Blackstone Inc.
AIG / American International Group, Inc.
LYB / LyondellBasell Industries N.V.
TGT / Target Corporation
BDX / Becton, Dickinson and Company
PEAK / Healthpeak Properties, Inc.
SWK / Stanley Black & Decker, Inc.
DD / DuPont de Nemours, Inc.
SPG / Simon Property Group, Inc.
PHK / PIMCO High Income Fund
/ Windstream Holdings, Inc
91911K102 / Bausch Health Companies
US2782651036 / Eaton Vance Corp.
MSK / Morgan Stanley Capital Trust VIII, 6.45% Capital Securities
SPROTT FOCUS TR INC / (85028J109)
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
WFM / Whole Foods Market, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
AAPL / Apple Inc.
TGP / Teekay LNG Partners LP - Unit
ORLY / O'Reilly Automotive, Inc.
UAA / Under Armour, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
WBA / Walgreens Boots Alliance, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
AES.PRC / AES Trust III
IF / Aberdeen Indonesia Fund, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
61166W101 / Monsanto Co.
BAM / Brookfield Asset Management Ltd.
LUMN / Lumen Technologies, Inc.
US00C4U1L353 / Mylan N.V.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NLY / Annaly Capital Management, Inc.
FBHS / Fortune Brands Home & Security Inc
CBI / Chicago Bridge & Iron Co., N.V.
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
FNFG / First Niagara Financial Group, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PSEC / Prospect Capital Corporation
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
IYE / iShares Trust - iShares U.S. Energy ETF
LEO / BNY Mellon Strategic Municipals, Inc.
DTV / DTE Energy Company
GLOP / Gaslog Partners LP - Unit
WWE / World Wrestling Entertainment, Inc. - Class A
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
IYG / iShares Trust - iShares U.S. Financial Services ETF
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
74005P104 / Praxair, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
GULF / WisdomTree Middle East Dividend Fund
BHI / Baker Hughes Inc.
RAI / Reynolds American, Inc.
BKCC / BlackRock Capital Investment Corporation
SXL / Sunoco Logistics Partners L.P.
FBNK / First Connecticut Bancorp, Inc.
CS / Credit Suisse Group AG - ADR
QQQ / Invesco QQQ Trust, Series 1
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
VMO / Invesco Municipal Opportunity Trust
AMBKP / American Capital Trust I - Preferred Security
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
UNIT / Uniti Group Inc.
EDF / Virtus Stone Harbor Emerging Markets Income Fund
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
UIL / UIL Holdings Corporation
NQS / Nuveen Select Quality Municipal Fund, Inc.
KRFT /
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
US1182301010 / Buckeye Partners, L.P.
MIC / Macquarie Infrastructure Holdings LLC - Units
ECA / EnCana Corp.
HAIN / The Hain Celestial Group, Inc.
BWP / Boardwalk Pipeline Partners L.P
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
KTF / DWS Municipal Income Trust
REM / iShares Trust - iShares Mortgage Real Estate ETF
FINL / Finish Line, Inc. (THE)
DBL / DoubleLine Opportunistic Credit Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
POT / Potash Corp. of Saskatchewan, Inc.
04685W103 / athenahealth, Inc.
VKQ / Invesco Municipal Trust
CXH / MFS Investment Grade Municipal Trust
BFK / BlackRock Municipal Income Trust
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
CWCO / Consolidated Water Co. Ltd.
US0325111070 / Anadarko Petroleum Corp.
FEYE / FireEye Inc
BWA / BorgWarner Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
DOW / Dow Inc.
FHI / Federated Hermes, Inc.
CGRN / Capstone Green Energy Corp.
BAC.PRL / Bank of America Corporation - Preferred Stock
APA / APA Corporation
AET / Aetna, Inc.
ORCL / Oracle Corporation
DVY / iShares Trust - iShares Select Dividend ETF
GWW / W.W. Grainger, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
TWX / Warner Media LLC
CSX / CSX Corporation
GILD / Gilead Sciences, Inc.
MCK / McKesson Corporation
CVX / Chevron Corporation
PM / Philip Morris International Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CRM / Salesforce, Inc.
NEE / NextEra Energy, Inc.
META / Meta Platforms, Inc.
CERN / Cerner Corp.
BRK.A / Berkshire Hathaway Inc.
BAC / Bank of America Corporation
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
SPNC / Spectranetics Corp. (The)
MELI / MercadoLibre, Inc.
OXY / Occidental Petroleum Corporation
ARCC / Ares Capital Corporation
AWR / American States Water Company
MRK / Merck & Co., Inc.
MMP / Magellan Midstream Partners L.P.
LLY / Eli Lilly and Company
GD / General Dynamics Corporation
ALL / The Allstate Corporation
PSX / Phillips 66
BFB / Brown-Forman Corp. - Class B
VFH / Vanguard World Fund - Vanguard Financials ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
LO /
ESRX / Express Scripts Holding Co.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
IXN / iShares Trust - iShares Global Tech ETF
VKI / Invesco Advantage Municipal Income Trust II
PBCT / People`s United Financial Inc
VTN / Invesco Trust for Investment Grade New York Municipals
IYJ / iShares Trust - iShares U.S. Industrials ETF
DVA / DaVita Inc.
EMN / Eastman Chemical Company
ET / Energy Transfer LP - Limited Partnership
WBS / Webster Financial Corporation
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
CHK / Chesapeake Energy Corporation
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
TSLA / Tesla, Inc.
INTC / Intel Corporation
BAX / Baxter International Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
BEN / Franklin Resources, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
018490100 / Allergan plc
AMG / Affiliated Managers Group, Inc.
TNK / Teekay Tankers Ltd.
KO / The Coca-Cola Company
SBUX / Starbucks Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
GNTX / Gentex Corporation
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
TWO / Two Harbors Investment Corp.
CP / Canadian Pacific Kansas City Limited
CELG / Celgene Corp.
IWM / iShares Trust - iShares Russell 2000 ETF
HON / Honeywell International Inc.
PFN / PIMCO Income Strategy Fund II
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
AINV / Apollo Investment Corporation
OGE / OGE Energy Corp.
CDK / CDK Global Inc
VFC / V.F. Corporation
IRM / Iron Mountain Incorporated
MCD / McDonald's Corporation
HD / The Home Depot, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
BP / BP p.l.c. - Depositary Receipt (Common Stock)
GIS / General Mills, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
MSI / Motorola Solutions, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
CI / The Cigna Group
EFA / iShares Trust - iShares MSCI EAFE ETF
DE / Deere & Company
K / Kellanova
VDE / Vanguard World Fund - Vanguard Energy ETF
C.WSA / Citigroup, Inc.
PNNT / PennantPark Investment Corporation
CB / Chubb Limited
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
SON / Sonoco Products Company
CB / Chubb Limited
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
CMCSA / Comcast Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
GS / The Goldman Sachs Group, Inc.
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
IP / International Paper Company
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
PG / The Procter & Gamble Company
DIS / The Walt Disney Company
AEP / American Electric Power Company, Inc.
GLD / SPDR Gold Shares
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
STT / State Street Corporation
PPL / PPL Corporation
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
O / Realty Income Corporation
DHR / Danaher Corporation
AMT / American Tower Corporation
MHD / BlackRock MuniHoldings Fund, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
TMO / Thermo Fisher Scientific Inc.
TRP / TC Energy Corporation
CLX / The Clorox Company
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
STZ / Constellation Brands, Inc.
V / Visa Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
YUM / Yum! Brands, Inc.
ECL / Ecolab Inc.
MA / Mastercard Incorporated
ZBH / Zimmer Biomet Holdings, Inc.
CSCO / Cisco Systems, Inc.
WMT / Walmart Inc.
ICCC / ImmuCell Corporation
WEC / WEC Energy Group, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
OCSL / Oaktree Specialty Lending Corporation
BRK.B / Berkshire Hathaway Inc.
0VL8 / The Toronto-Dominion Bank
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
LH / Labcorp Holdings Inc.
F / Ford Motor Company
XOM / Exxon Mobil Corporation
GE / General Electric Company
HSY / The Hershey Company
WASH / Washington Trust Bancorp, Inc.
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
BBDC / Barings BDC, Inc.
VZ / Verizon Communications Inc.
ADBE / Adobe Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
RTX / RTX Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
HAL / Halliburton Company
MET / MetLife, Inc.
MMM / 3M Company
C / Citigroup Inc.
SYY / Sysco Corporation
MO / Altria Group, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
UPS / United Parcel Service, Inc.
JNJ / Johnson & Johnson
MAR / Marriott International, Inc.
PPG / PPG Industries, Inc.
EXC / Exelon Corporation
PFE / Pfizer Inc.
MSFT / Microsoft Corporation
COST / Costco Wholesale Corporation
KHC / The Kraft Heinz Company
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
ELV / Elevance Health, Inc.
JCI / Johnson Controls International plc
LMT / Lockheed Martin Corporation
AXP / American Express Company
QCOM / QUALCOMM Incorporated
ACN / Accenture plc
EOG / EOG Resources, Inc.
ROST / Ross Stores, Inc.
GOOG / Alphabet Inc.
NKE / NIKE, Inc.
NSC / Norfolk Southern Corporation
ES / Eversource Energy
COP / ConocoPhillips
SLB / SLB N.V.
CL / Colgate-Palmolive Company
DTE / DTE Energy Company
MDT / Medtronic plc
ITW / Illinois Tool Works Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
ROP / Roper Technologies, Inc.
ETN / Eaton Corporation plc
WFC / Wells Fargo & Company
MDLZ / Mondelez International, Inc.
CMI / Cummins Inc.
BA / The Boeing Company
D / Dominion Energy, Inc.
ABBV / AbbVie Inc.
KMI / Kinder Morgan, Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
TRV / The Travelers Companies, Inc.
ADP / Automatic Data Processing, Inc.
VLO / Valero Energy Corporation
USB / U.S. Bancorp
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ED / Consolidated Edison, Inc.
RJF / Raymond James Financial, Inc.
SBRA / Sabra Health Care REIT, Inc.
PEG / Public Service Enterprise Group Incorporated
PNC / The PNC Financial Services Group, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
CAT / Caterpillar Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
SCHW / The Charles Schwab Corporation
WM / Waste Management, Inc.
TXT / Textron Inc.
APD / Air Products and Chemicals, Inc.
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
SYK / Stryker Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF