Market Value295,696,000
Total Holdings281
File Date2014-02-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BDX / Becton, Dickinson and Company
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
META / Meta Platforms, Inc.
ES / Eversource Energy
ADP / Automatic Data Processing, Inc.
WMT / Walmart Inc.
GLD / SPDR Gold Shares
STT / State Street Corporation
CVX / Chevron Corporation
OXY / Occidental Petroleum Corporation
GOOGL / Alphabet Inc.
UNH / UnitedHealth Group Incorporated
DIS / The Walt Disney Company
CVS / CVS Health Corporation
TNK / Teekay Tankers Ltd.
MRK / Merck & Co., Inc.
VZ / Verizon Communications Inc.
PEAK / Healthpeak Properties, Inc.
IBM / International Business Machines Corporation
ICCC / ImmuCell Corporation
AMZN / Amazon.com, Inc.
TXT / Textron Inc.
AMBKP / American Capital Trust I - Preferred Security
O / Realty Income Corporation
QCOM / QUALCOMM Incorporated
HD / The Home Depot, Inc.
PPG / PPG Industries, Inc.
F / Ford Motor Company
ACWI / iShares Trust - iShares MSCI ACWI ETF
AGNC / AGNC Investment Corp.
CLDX / Celldex Therapeutics, Inc.
TWO / Two Harbors Investment Corp.
TGP / Teekay LNG Partners LP - Unit
GS / The Goldman Sachs Group, Inc.
AAPL / Apple Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
EQR / Equity Residential
DWS MUN INCOME TR / (23338M106)
POWERSHARES QQQ TRUNIT SER 1 / (73935A104)
ROYCE FOCUS TR INC / (78080N108)
/ Windstream Holdings, Inc
NRF / NorthStar Realty Finance Corp.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
74005P104 / Praxair, Inc.
VKQ / Invesco Municipal Trust
DDD / 3D Systems Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
BKCC / BlackRock Capital Investment Corporation
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
SIRI / Sirius XM Holdings Inc.
IF / Aberdeen Indonesia Fund, Inc.
61166W101 / Monsanto Co.
SPNV / Supernova Partners Acquisition Company Inc - Class A
BAM / Brookfield Asset Management Ltd.
LUMN / Lumen Technologies, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
VKI / Invesco Advantage Municipal Income Trust II
NLY / Annaly Capital Management, Inc.
MMP / Magellan Midstream Partners L.P.
IYJ / iShares Trust - iShares U.S. Industrials ETF
CBI / Chicago Bridge & Iron Co., N.V.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
FINL / Finish Line, Inc. (THE)
LINE / Lineage, Inc.
04685W103 / athenahealth, Inc.
AET / Aetna, Inc.
PBCT / People`s United Financial Inc
KRFT /
SPNC / Spectranetics Corp. (The)
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
PHK / PIMCO High Income Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
BHI / Baker Hughes Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
SXL / Sunoco Logistics Partners L.P.
KMP /
OKS / ONEOK Partners, L.P.
MIC / Macquarie Infrastructure Holdings LLC - Units
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
VODPF / Vodafone Group Public Limited Company
UEC / Uranium Energy Corp.
AES.PRC / AES Trust III
EDIV / SPDR Index Shares Funds - State Street SPDR S&P Emerging Markets Dividend ETF
OI / O-I Glass, Inc.
CHK / Chesapeake Energy Corporation
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
CXH / MFS Investment Grade Municipal Trust
FNFG / First Niagara Financial Group, Inc.
ESV / Ensco plc
KAMN / Kaman Corporation
VNR / Vanguard Natural Resources, LLC
FBNK / First Connecticut Bancorp, Inc.
US1182301010 / Buckeye Partners, L.P.
BWP / Boardwalk Pipeline Partners L.P
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
JOY / Joy Global, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
UIL / UIL Holdings Corporation
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
VMO / Invesco Municipal Opportunity Trust
PAA / Plains All American Pipeline, L.P. - Limited Partnership
US0325111070 / Anadarko Petroleum Corp.
SDRL / Seadrill Limited
ICF / iShares Trust - iShares Select U.S. REIT ETF
RIG / Transocean Ltd.
BFK / BlackRock Municipal Income Trust
WAG /
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NQS / Nuveen Select Quality Municipal Fund, Inc.
COV /
PLCMP0000017 / Comp SA
MARKET VECTORS ETFTR LEHMAN BROS / ETF (57060U878)
FAX / Abrdn Asia-Pacific Income Fund Inc
EWA / iShares, Inc. - iShares MSCI Australia ETF
IVR / Invesco Mortgage Capital Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
HTS / Hatteras Financial Corp.
UBNK / United Financial Bancorp, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
TIP / iShares Trust - iShares TIPS Bond ETF
RTN / Raytheon Co.
ARCC / Ares Capital Corporation
ORCL / Oracle Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ETN / Eaton Corporation plc
BAC / Bank of America Corporation
ACN / Accenture plc
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
PG / The Procter & Gamble Company
CMI / Cummins Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
NEE / NextEra Energy, Inc.
CMCSA / Comcast Corporation
YUM / Yum! Brands, Inc.
AMGN / Amgen Inc.
JPM / JPMorgan Chase & Co.
DHR / Danaher Corporation
ECL / Ecolab Inc.
BRK.A / Berkshire Hathaway Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
HSY / The Hershey Company
GD / General Dynamics Corporation
FCX / Freeport-McMoRan Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
EFA / iShares Trust - iShares MSCI EAFE ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ECA / EnCana Corp.
IYW / iShares Trust - iShares U.S. Technology ETF
WBS / Webster Financial Corporation
CLB / Core Laboratories Inc.
PMM / Putnam Managed Municipal Income Trust
CGRN / Capstone Green Energy Corp.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
CMA / Comerica Incorporated
DOW / Dow Inc.
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
APA / APA Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
UL / Unilever PLC - Depositary Receipt (Common Stock)
TWX / Warner Media LLC
TRST / TrustCo Bank Corp NY
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
MSFT / Microsoft Corporation
ESRX / Express Scripts Holding Co.
CAT / Caterpillar Inc.
SPY / State Street SPDR S&P 500 ETF Trust
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
BAX / Baxter International Inc.
T / AT&T Inc.
GILD / Gilead Sciences, Inc.
TGT / Target Corporation
V / Visa Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
SWK / Stanley Black & Decker, Inc.
WFC / Wells Fargo & Company
DVA / DaVita Inc.
SPG / Simon Property Group, Inc.
HON / Honeywell International Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
AINV / Apollo Investment Corporation
BAC.PRL / Bank of America Corporation - Preferred Stock
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BRK.B / Berkshire Hathaway Inc.
BEN / Franklin Resources, Inc.
CSCO / Cisco Systems, Inc.
KSU / Kansas City Southern
DE / Deere & Company
GE / General Electric Company
ADBE / Adobe Inc.
WFT / Weatherford International plc
CODI / Compass Diversified
CB / Chubb Limited
DVY / iShares Trust - iShares Select Dividend ETF
LO /
CELG / Celgene Corp.
AEP / American Electric Power Company, Inc.
VFC / V.F. Corporation
IAU / iShares Gold Trust
C.WSA / Citigroup, Inc.
0VL8 / The Toronto-Dominion Bank
SON / Sonoco Products Company
CI / The Cigna Group
UNP / Union Pacific Corporation
IXN / iShares Trust - iShares Global Tech ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
KMB / Kimberly-Clark Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MTB / M&T Bank Corporation
OGE / OGE Energy Corp.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GWW / W.W. Grainger, Inc.
MCD / McDonald's Corporation
INTC / Intel Corporation
MO / Altria Group, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AZO / AutoZone, Inc.
SO / The Southern Company
BCE / BCE Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
UPS / United Parcel Service, Inc.
DOV / Dover Corporation
MMM / 3M Company
L / Loews Corporation
WASH / Washington Trust Bancorp, Inc.
OCSL / Oaktree Specialty Lending Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
LH / Labcorp Holdings Inc.
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
WM / Waste Management, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
LLY / Eli Lilly and Company
CP / Canadian Pacific Kansas City Limited
HAL / Halliburton Company
GIS / General Mills, Inc.
RTX / RTX Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
XOM / Exxon Mobil Corporation
JNJ / Johnson & Johnson
MAR / Marriott International, Inc.
PFE / Pfizer Inc.
EXC / Exelon Corporation
CB / Chubb Limited
SYK / Stryker Corporation
ABT / Abbott Laboratories
COST / Costco Wholesale Corporation
C / Citigroup Inc.
PSX / Phillips 66
PEP / PepsiCo, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
LMT / Lockheed Martin Corporation
AXP / American Express Company
NKE / NIKE, Inc.
ITW / Illinois Tool Works Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
KO / The Coca-Cola Company
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
MDT / Medtronic plc
COP / ConocoPhillips
SLB / SLB N.V.
CL / Colgate-Palmolive Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
MDLZ / Mondelez International, Inc.
BA / The Boeing Company
ALL / The Allstate Corporation
ABBV / AbbVie Inc.
D / Dominion Energy, Inc.
DVN / Devon Energy Corporation
PM / Philip Morris International Inc.
CSX / CSX Corporation
SHW / The Sherwin-Williams Company
SYY / Sysco Corporation
DD / DuPont de Nemours, Inc.
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
APD / Air Products and Chemicals, Inc.
PRU / Prudential Financial, Inc.
VLO / Valero Energy Corporation
TRV / The Travelers Companies, Inc.
MET / MetLife, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
USB / U.S. Bancorp
ED / Consolidated Edison, Inc.
RJF / Raymond James Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
PNC / The PNC Financial Services Group, Inc.
SBRA / Sabra Health Care REIT, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF