Market Value296,833,000
Total Holdings282
File Date2014-02-11
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PNC / The PNC Financial Services Group, Inc.
GD / General Dynamics Corporation
CI / The Cigna Group
LLY / Eli Lilly and Company
AMBKP / American Capital Trust I - Preferred Security
SPNV / Supernova Partners Acquisition Company Inc - Class A
OXY / Occidental Petroleum Corporation
CB / Chubb Limited
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
UNH / UnitedHealth Group Incorporated
ORCL / Oracle Corporation
GS / The Goldman Sachs Group, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
RIG / Transocean Ltd.
TD / The Toronto-Dominion Bank
FINL / Finish Line, Inc. (THE)
DWS MUN INCOME TR / (23338M106)
POWERSHARES QQQ TRUNIT SER 1 / (73935A104)
ROYCE FOCUS TR INC / (78080N108)
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
IDV / iShares Trust - iShares International Select Dividend ETF
/ Windstream Holdings, Inc
NRF / NorthStar Realty Finance Corp.
IAU / iShares Gold Trust
VKI / Invesco Advantage Municipal Income Trust II
LINE / Lineage, Inc.
AET / Aetna, Inc.
04685W103 / athenahealth, Inc.
PBCT / People`s United Financial Inc
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
KRFT /
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
CELG / Celgene Corp.
SPNC / Spectranetics Corp. (The)
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
74005P104 / Praxair, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PHK / PIMCO High Income Fund
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
TWO / Two Harbors Investment Corp.
EQR / Equity Residential
BHI / Baker Hughes Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
SXL / Sunoco Logistics Partners L.P.
KMP /
NLY / Annaly Capital Management, Inc.
OKS / ONEOK Partners, L.P.
VKQ / Invesco Municipal Trust
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
DDD / 3D Systems Corporation
MIC / Macquarie Infrastructure Holdings LLC - Units
VODPF / Vodafone Group Public Limited Company
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
UEC / Uranium Energy Corp.
AES.PRC / AES Trust III
EDIV / SPDR Index Shares Funds - State Street SPDR S&P Emerging Markets Dividend ETF
MMP / Magellan Midstream Partners L.P.
CMA / Comerica Incorporated
OI / O-I Glass, Inc.
ESRX / Express Scripts Holding Co.
OCSL / Oaktree Specialty Lending Corporation
WFT / Weatherford International plc
IYJ / iShares Trust - iShares U.S. Industrials ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CHK / Chesapeake Energy Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
LEO / BNY Mellon Strategic Municipals, Inc.
ECA / EnCana Corp.
TWX / Warner Media LLC
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
CXH / MFS Investment Grade Municipal Trust
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
FNFG / First Niagara Financial Group, Inc.
VFC / V.F. Corporation
BKCC / BlackRock Capital Investment Corporation
ESV / Ensco plc
TGP / Teekay LNG Partners LP - Unit
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
KAMN / Kaman Corporation
VNR / Vanguard Natural Resources, LLC
FBNK / First Connecticut Bancorp, Inc.
DVA / DaVita Inc.
SPG / Simon Property Group, Inc.
BWP / Boardwalk Pipeline Partners L.P
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
CLB / Core Laboratories Inc.
JOY / Joy Global, Inc.
AINV / Apollo Investment Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
KSU / Kansas City Southern
UIL / UIL Holdings Corporation
CBI / Chicago Bridge & Iron Co., N.V.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
OGE / OGE Energy Corp.
61166W101 / Monsanto Co.
VMO / Invesco Municipal Opportunity Trust
PAA / Plains All American Pipeline, L.P. - Limited Partnership
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
US0325111070 / Anadarko Petroleum Corp.
CP / Canadian Pacific Kansas City Limited
HAL / Halliburton Company
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
BEN / Franklin Resources, Inc.
APA / APA Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
TRST / TrustCo Bank Corp NY
SIRI / Sirius XM Holdings Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
BFK / BlackRock Municipal Income Trust
WAG /
SDRL / Seadrill Limited
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
AMLP / ALPS ETF Trust - Alerian MLP ETF
NQS / Nuveen Select Quality Municipal Fund, Inc.
COV /
IF / Aberdeen Indonesia Fund, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
US1182301010 / Buckeye Partners, L.P.
VTN / Invesco Trust for Investment Grade New York Municipals
TXT / Textron Inc.
STT / State Street Corporation
WM / Waste Management, Inc.
GLD / SPDR Gold Shares
MET / MetLife, Inc.
MTB / M&T Bank Corporation
ACWI / iShares Trust - iShares MSCI ACWI ETF
WASH / Washington Trust Bancorp, Inc.
GWW / W.W. Grainger, Inc.
UPS / United Parcel Service, Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
L / Loews Corporation
ICCC / ImmuCell Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
LUMN / Lumen Technologies, Inc.
CGRN / Capstone Green Energy Corp.
PEAK / Healthpeak Properties, Inc.
DOW / Dow Inc.
SBUX / Starbucks Corporation
WBS / Webster Financial Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SON / Sonoco Products Company
PG / The Procter & Gamble Company
SHW / The Sherwin-Williams Company
HON / Honeywell International Inc.
T / AT&T Inc.
UNP / Union Pacific Corporation
LH / Labcorp Holdings Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
LO /
BRK.B / Berkshire Hathaway Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
DVY / iShares Trust - iShares Select Dividend ETF
SLB / SLB N.V.
YUM / Yum! Brands, Inc.
CVS / CVS Health Corporation
EXC / Exelon Corporation
RTN / Raytheon Co.
O / Realty Income Corporation
AZO / AutoZone, Inc.
BRK.A / Berkshire Hathaway Inc.
KMB / Kimberly-Clark Corporation
GE / General Electric Company
VZ / Verizon Communications Inc.
SPY / State Street SPDR S&P 500 ETF Trust
BMY / Bristol-Myers Squibb Company
RTX / RTX Corporation
SO / The Southern Company
BAC / Bank of America Corporation
IBM / International Business Machines Corporation
PEP / PepsiCo, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CODI / Compass Diversified
MCD / McDonald's Corporation
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
V / Visa Inc.
NEE / NextEra Energy, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
DE / Deere & Company
IYW / iShares Trust - iShares U.S. Technology ETF
ABBV / AbbVie Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
HD / The Home Depot, Inc.
ECL / Ecolab Inc.
AAPL / Apple Inc.
CSCO / Cisco Systems, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
TGT / Target Corporation
SYY / Sysco Corporation
HSY / The Hershey Company
MRK / Merck & Co., Inc.
ARCC / Ares Capital Corporation
DHR / Danaher Corporation
GILD / Gilead Sciences, Inc.
DOV / Dover Corporation
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
XOM / Exxon Mobil Corporation
CMCSA / Comcast Corporation
F / Ford Motor Company
AXP / American Express Company
CB / Chubb Limited
TNK / Teekay Tankers Ltd.
MO / Altria Group, Inc.
C.WSA / Citigroup, Inc.
INTC / Intel Corporation
DOW / Dow Inc.
MMM / 3M Company
GIS / General Mills, Inc.
META / Meta Platforms, Inc.
MSFT / Microsoft Corporation
FCX / Freeport-McMoRan Inc.
ADBE / Adobe Inc.
WMT / Walmart Inc.
SYK / Stryker Corporation
AMZN / Amazon.com, Inc.
JPM / JPMorgan Chase & Co.
MAR / Marriott International, Inc.
GOOGL / Alphabet Inc.
JNJ / Johnson & Johnson
PPG / PPG Industries, Inc.
ABT / Abbott Laboratories
PFE / Pfizer Inc.
PSX / Phillips 66
C / Citigroup Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
BK / The Bank of New York Mellon Corporation
AMGN / Amgen Inc.
LMT / Lockheed Martin Corporation
SWK / Stanley Black & Decker, Inc.
QCOM / QUALCOMM Incorporated
ACN / Accenture plc
NKE / NIKE, Inc.
KO / The Coca-Cola Company
ES / Eversource Energy
CL / Colgate-Palmolive Company
COP / ConocoPhillips
ITW / Illinois Tool Works Inc.
MDT / Medtronic plc
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
ETN / Eaton Corporation plc
MDLZ / Mondelez International, Inc.
CMI / Cummins Inc.
ALL / The Allstate Corporation
BA / The Boeing Company
D / Dominion Energy, Inc.
DVN / Devon Energy Corporation
PM / Philip Morris International Inc.
CSX / CSX Corporation
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
WFC / Wells Fargo & Company
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
DUK / Duke Energy Corporation
APD / Air Products and Chemicals, Inc.
IXN / iShares Trust - iShares Global Tech ETF
PRU / Prudential Financial, Inc.
TRV / The Travelers Companies, Inc.
USB / U.S. Bancorp
VLO / Valero Energy Corporation
ADP / Automatic Data Processing, Inc.
CAT / Caterpillar Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ED / Consolidated Edison, Inc.
RJF / Raymond James Financial, Inc.
SBRA / Sabra Health Care REIT, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
COST / Costco Wholesale Corporation
BDX / Becton, Dickinson and Company