Market Value318,270,000
Total Holdings261
File Date2013-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
FAX / Abrdn Asia-Pacific Income Fund Inc
IF / Aberdeen Indonesia Fund, Inc.
AES.PRC / AES Trust III
AET / Aetna, Inc.
META / Meta Platforms, Inc.
ES / Eversource Energy
COP / ConocoPhillips
GOOGL / Alphabet Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
IBM / International Business Machines Corporation
TMO / Thermo Fisher Scientific Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AMBKP / American Capital Trust I - Preferred Security
APD / Air Products and Chemicals, Inc.
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
AINV / Apollo Investment Corporation
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
04685W103 / athenahealth, Inc.
BHI / Baker Hughes Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
BAX / Baxter International Inc.
BFK / BlackRock Municipal Income Trust
BKCC / BlackRock Capital Investment Corporation
BWP / Boardwalk Pipeline Partners L.P
BAM / Brookfield Asset Management Ltd.
US1182301010 / Buckeye Partners, L.P.
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
CGRN / Capstone Green Energy Corp.
CELG / Celgene Corp.
CLDX / Celldex Therapeutics, Inc.
CHK / Chesapeake Energy Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CMA / Comerica Incorporated
PLCMP0000017 / Comp SA
DWS MUN INCOME TRCOM / (23338M106)
KO / The Coca-Cola Company
DVA / DaVita Inc.
UNH / UnitedHealth Group Incorporated
DOW / Dow Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
IWM / iShares Trust - iShares Russell 2000 ETF
ECA / EnCana Corp.
SXL / Sunoco Logistics Partners L.P.
GS / The Goldman Sachs Group, Inc.
L / Loews Corporation
ESRX / Express Scripts Holding Co.
OCSL / Oaktree Specialty Lending Corporation
FINL / Finish Line, Inc. (THE)
FBNK / First Connecticut Bancorp, Inc.
FNFG / First Niagara Financial Group, Inc.
GE / General Electric Company
SON / Sonoco Products Company
BEN / Franklin Resources, Inc.
FULT / Fulton Financial Corporation
AGNC / AGNC Investment Corp.
0VL8 / The Toronto-Dominion Bank
JPM / JPMorgan Chase & Co.
OXY / Occidental Petroleum Corporation
CMI / Cummins Inc.
MCD / McDonald's Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
NEE / NextEra Energy, Inc.
YUM / Yum! Brands, Inc.
AMGN / Amgen Inc.
BRK.A / Berkshire Hathaway Inc.
GWW / W.W. Grainger, Inc.
PEAK / Healthpeak Properties, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
HTS / Hatteras Financial Corp.
MSFT / Microsoft Corporation
ORCL / Oracle Corporation
HD / The Home Depot, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
CP / Canadian Pacific Kansas City Limited
BAC / Bank of America Corporation
DVN / Devon Energy Corporation
A / Agilent Technologies, Inc.
SWK / Stanley Black & Decker, Inc.
IVR / Invesco Mortgage Capital Inc.
VKQ / Invesco Municipal Trust
VTN / Invesco Trust for Investment Grade New York Municipals
VMO / Invesco Municipal Opportunity Trust
VKI / Invesco Advantage Municipal Income Trust II
EWA / iShares, Inc. - iShares MSCI Australia ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
TIP / iShares Trust - iShares TIPS Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
DIS / The Walt Disney Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JOY / Joy Global, Inc.
KAMN / Kaman Corporation
KSU / Kansas City Southern
O / Realty Income Corporation
KMP /
KMI / Kinder Morgan, Inc.
KRFT /
LH / Labcorp Holdings Inc.
LINE / Lineage, Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
MMP / Magellan Midstream Partners L.P.
MARKET VECTORS ETFTR LEHMAN BROS / ETF (57060U878)
DHR / Danaher Corporation
CXH / MFS Investment Grade Municipal Trust
61166W101 / Monsanto Co.
HON / Honeywell International Inc.
TGT / Target Corporation
AEP / American Electric Power Company, Inc.
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
OKS / ONEOK Partners, L.P.
OI / O-I Glass, Inc.
PBCT / People`s United Financial Inc
DVY / iShares Trust - iShares Select Dividend ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
BRK.B / Berkshire Hathaway Inc.
OGE / OGE Energy Corp.
C.WSA / Citigroup, Inc.
PHK / PIMCO High Income Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
VFC / V.F. Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
POWERSHARES QQQ TRUNIT SER 1 / (73935A104)
POWERSHARESR II S&P 500 / ETF (73937B779)
74005P104 / Praxair, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
PMM / Putnam Managed Municipal Income Trust
UBNK / United Financial Bancorp, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ROYCE FOCUS TR INCCOM / (78080N108)
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
HAL / Halliburton Company
EDIV / SPDR Index Shares Funds - State Street SPDR S&P Emerging Markets Dividend ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc.
SPNC / Spectranetics Corp. (The)
SPNV / Supernova Partners Acquisition Company Inc - Class A
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
TWX / Warner Media LLC
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRST / TrustCo Bank Corp NY
TWO / Two Harbors Investment Corp.
EFA / iShares Trust - iShares MSCI EAFE ETF
UIL / UIL Holdings Corporation
VZ / Verizon Communications Inc.
UEC / Uranium Energy Corp.
VNR / Vanguard Natural Resources, LLC
VODPF / Vodafone Group Public Limited Company
WAG /
WASH / Washington Trust Bancorp, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
/ Windstream Holdings, Inc
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
COV /
ESV / Ensco plc
SDRL / Seadrill Limited
WFT / Weatherford International plc
RIG / Transocean Ltd.
CLB / Core Laboratories Inc.
TGP / Teekay LNG Partners LP - Unit
TK / Teekay Corporation Ltd.
ITW / Illinois Tool Works Inc.
MO / Altria Group, Inc.
UNP / Union Pacific Corporation
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
AZO / AutoZone, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DE / Deere & Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
V / Visa Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
DOV / Dover Corporation
PG / The Procter & Gamble Company
SLB / SLB N.V.
CL / Colgate-Palmolive Company
MDT / Medtronic plc
CI / The Cigna Group
PEP / PepsiCo, Inc.
KMB / Kimberly-Clark Corporation
WBS / Webster Financial Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
LLY / Eli Lilly and Company
UL / Unilever PLC - Depositary Receipt (Common Stock)
C / Citigroup Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
ARCC / Ares Capital Corporation
MRK / Merck & Co., Inc.
XOM / Exxon Mobil Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
GILD / Gilead Sciences, Inc.
EMR / Emerson Electric Co.
PM / Philip Morris International Inc.
ETN / Eaton Corporation plc
MDLZ / Mondelez International, Inc.
CSX / CSX Corporation
FCX / Freeport-McMoRan Inc.
ALL / The Allstate Corporation
BA / The Boeing Company
D / Dominion Energy, Inc.
ABBV / AbbVie Inc.
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
SHW / The Sherwin-Williams Company
SPY / State Street SPDR S&P 500 ETF Trust
T / AT&T Inc.
WMT / Walmart Inc.
CB / Chubb Limited
CB / Chubb Limited
CSCO / Cisco Systems, Inc.
CMCSA / Comcast Corporation
GD / General Dynamics Corporation
HSY / The Hershey Company
MMM / 3M Company
IXN / iShares Trust - iShares Global Tech ETF
F / Ford Motor Company
PFF / iShares Trust - iShares Preferred and Income Securities ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
ICCC / ImmuCell Corporation
BCE / BCE Inc.
GLD / SPDR Gold Shares
RTX / RTX Corporation
SO / The Southern Company
INTC / Intel Corporation
MAR / Marriott International, Inc.
GIS / General Mills, Inc.
SYK / Stryker Corporation
TNK / Teekay Tankers Ltd.
CODI / Compass Diversified
IYW / iShares Trust - iShares U.S. Technology ETF
ECL / Ecolab Inc.
ADBE / Adobe Inc.
CVS / CVS Health Corporation
JNJ / Johnson & Johnson
EXC / Exelon Corporation
PPG / PPG Industries, Inc.
PFE / Pfizer Inc.
ABT / Abbott Laboratories
CVX / Chevron Corporation
PSX / Phillips 66
SNY / Sanofi - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
QCOM / QUALCOMM Incorporated
ACN / Accenture plc
AXP / American Express Company
SYY / Sysco Corporation
DD / DuPont de Nemours, Inc.
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
KMI / Kinder Morgan, Inc.
WFC / Wells Fargo & Company
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
PRU / Prudential Financial, Inc.
TRV / The Travelers Companies, Inc.
ADP / Automatic Data Processing, Inc.
USB / U.S. Bancorp
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ED / Consolidated Edison, Inc.
RJF / Raymond James Financial, Inc.
CAT / Caterpillar Inc.
PEG / Public Service Enterprise Group Incorporated
SBRA / Sabra Health Care REIT, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
PNC / The PNC Financial Services Group, Inc.
COST / Costco Wholesale Corporation
MTB / M&T Bank Corporation
BDX / Becton, Dickinson and Company
MET / MetLife, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF