Market Value285,973,000
Total Holdings267
File Date2013-08-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IF / Aberdeen Indonesia Fund, Inc.
MMM / 3M Company
GOOGL / Alphabet Inc.
DIS / The Walt Disney Company
TJX / The TJX Companies, Inc.
TNK / Teekay Tankers Ltd.
XOM / Exxon Mobil Corporation
AES.PRC / AES Trust III
AET / Aetna, Inc.
TMO / Thermo Fisher Scientific Inc.
O / Realty Income Corporation
F / Ford Motor Company
OXY / Occidental Petroleum Corporation
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AMBKP / American Capital Trust I - Preferred Security
GIS / General Mills, Inc.
US0325111070 / Anadarko Petroleum Corp.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
AINV / Apollo Investment Corporation
TWO / Two Harbors Investment Corp.
AAPL / Apple Inc.
04685W103 / athenahealth, Inc.
ARCC / Ares Capital Corporation
BHI / Baker Hughes Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
GS / The Goldman Sachs Group, Inc.
BFK / BlackRock Municipal Income Trust
BKCC / BlackRock Capital Investment Corporation
BWP / Boardwalk Pipeline Partners L.P
BAM / Brookfield Asset Management Ltd.
US1182301010 / Buckeye Partners, L.P.
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
CGRN / Capstone Green Energy Corp.
CELG / Celgene Corp.
CLDX / Celldex Therapeutics, Inc.
CHK / Chesapeake Energy Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CMA / Comerica Incorporated
CB / Chubb Limited
C.WSA / Citigroup, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PLCMP0000017 / Comp SA
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
DWS MUN INCOME TR / (23338M106)
DVA / DaVita Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
LEO / BNY Mellon Strategic Municipals, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
ECA / EnCana Corp.
SXL / Sunoco Logistics Partners L.P.
AMZN / Amazon.com, Inc.
JNJ / Johnson & Johnson
AGNC / AGNC Investment Corp.
CVX / Chevron Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
MAR / Marriott International, Inc.
PG / The Procter & Gamble Company
CMCSA / Comcast Corporation
JPM / JPMorgan Chase & Co.
DHR / Danaher Corporation
BRK.A / Berkshire Hathaway Inc.
ICCC / ImmuCell Corporation
CI / The Cigna Group
CVS / CVS Health Corporation
L / Loews Corporation
GD / General Dynamics Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
UNP / Union Pacific Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
ESRX / Express Scripts Holding Co.
CMI / Cummins Inc.
FINL / Finish Line, Inc. (THE)
FBNK / First Connecticut Bancorp, Inc.
FNFG / First Niagara Financial Group, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
BEN / Franklin Resources, Inc.
FULT / Fulton Financial Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
CSCO / Cisco Systems, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
TGT / Target Corporation
BRK.B / Berkshire Hathaway Inc.
KMI / Kinder Morgan, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
GWW / W.W. Grainger, Inc.
GLD / SPDR Gold Shares
PEAK / Healthpeak Properties, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
GE / General Electric Company
HTS / Hatteras Financial Corp.
APD / Air Products and Chemicals, Inc.
RTX / RTX Corporation
ORCL / Oracle Corporation
WMT / Walmart Inc.
ECL / Ecolab Inc.
IVR / Invesco Mortgage Capital Inc.
VKQ / Invesco Municipal Trust
VTN / Invesco Trust for Investment Grade New York Municipals
VMO / Invesco Municipal Opportunity Trust
VKI / Invesco Advantage Municipal Income Trust II
ADBE / Adobe Inc.
MO / Altria Group, Inc.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
TIP / iShares Trust - iShares TIPS Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
BA / The Boeing Company
IGOV / iShares Trust - iShares International Treasury Bond ETF
SWK / Stanley Black & Decker, Inc.
KO / The Coca-Cola Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JPM / JPMorgan Chase & Co.
SON / Sonoco Products Company
DOV / Dover Corporation
JOY / Joy Global, Inc.
KAMN / Kaman Corporation
KSU / Kansas City Southern
KMP /
KRFT /
LH / Labcorp Holdings Inc.
LINE / Lineage, Inc.
MET / MetLife, Inc.
MMP / Magellan Midstream Partners L.P.
DVY / iShares Trust - iShares Select Dividend ETF
MARKET VECTORS ETFTR LEH / ETF (57060U878)
SYK / Stryker Corporation
MCD / McDonald's Corporation
CXH / MFS Investment Grade Municipal Trust
61166W101 / Monsanto Co.
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NQS / Nuveen Select Quality Municipal Fund, Inc.
HON / Honeywell International Inc.
OGE / OGE Energy Corp.
OI / O-I Glass, Inc.
PBCT / People`s United Financial Inc
PHK / PIMCO High Income Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PAA / Plains All American Pipeline, L.P. - Limited Partnership
POWERSHARES QQQ TR / UIT (73935A104)
POWERSHARES ETF / ETF (73937B779)
74005P104 / Praxair, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
AMLP / ALPS ETF Trust - Alerian MLP ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
PMM / Putnam Managed Municipal Income Trust
HAL / Halliburton Company
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
ROYCE FOCUS TR INC / (78080N108)
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
EDIV / SPDR Index Shares Funds - State Street SPDR S&P Emerging Markets Dividend ETF
LLY / Eli Lilly and Company
SPG / Simon Property Group, Inc.
SIRI / Sirius XM Holdings Inc.
T / AT&T Inc.
YUM / Yum! Brands, Inc.
SPNC / Spectranetics Corp. (The)
SPNV / Supernova Partners Acquisition Company Inc - Class A
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
SPY / State Street SPDR S&P 500 ETF Trust
TWX / Warner Media LLC
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
TRST / TrustCo Bank Corp NY
UIL / UIL Holdings Corporation
UEC / Uranium Energy Corp.
VFC / V.F. Corporation
VNR / Vanguard Natural Resources, LLC
VODPF / Vodafone Group Public Limited Company
WAG /
WASH / Washington Trust Bancorp, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
/ Windstream Holdings, Inc
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
ESV / Ensco plc
SDRL / Seadrill Limited
WFT / Weatherford International plc
RIG / Transocean Ltd.
CLB / Core Laboratories Inc.
TGP / Teekay LNG Partners LP - Unit
TK / Teekay Corporation Ltd.
PPG / PPG Industries, Inc.
META / Meta Platforms, Inc.
PFE / Pfizer Inc.
C / Citigroup Inc.
ABT / Abbott Laboratories
PSX / Phillips 66
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
AXP / American Express Company
SO / The Southern Company
BAC / Bank of America Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IXN / iShares Trust - iShares Global Tech ETF
IBM / International Business Machines Corporation
INTC / Intel Corporation
EXC / Exelon Corporation
AZO / AutoZone, Inc.
WBS / Webster Financial Corporation
BCE / BCE Inc.
DD / DuPont de Nemours, Inc.
CB / Chubb Limited
DE / Deere & Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
NEE / NextEra Energy, Inc.
SLB / SLB N.V.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
MTB / M&T Bank Corporation
HD / The Home Depot, Inc.
ABBV / AbbVie Inc.
COP / ConocoPhillips
MDT / Medtronic plc
MRK / Merck & Co., Inc.
CODI / Compass Diversified
HSY / The Hershey Company
UNH / UnitedHealth Group Incorporated
VZ / Verizon Communications Inc.
CSX / CSX Corporation
CL / Colgate-Palmolive Company
ITW / Illinois Tool Works Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
FCX / Freeport-McMoRan Inc.
ETN / Eaton Corporation plc
OCSL / Oaktree Specialty Lending Corporation
MDLZ / Mondelez International, Inc.
A / Agilent Technologies, Inc.
V / Visa Inc.
D / Dominion Energy, Inc.
ALL / The Allstate Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
PM / Philip Morris International Inc.
SHW / The Sherwin-Williams Company
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
KMI / Kinder Morgan, Inc.
WFC / Wells Fargo & Company
MSFT / Microsoft Corporation
BMY / Bristol-Myers Squibb Company
ES / Eversource Energy
DUK / Duke Energy Corporation
SYY / Sysco Corporation
PRU / Prudential Financial, Inc.
TRV / The Travelers Companies, Inc.
GILD / Gilead Sciences, Inc.
ADP / Automatic Data Processing, Inc.
USB / U.S. Bancorp
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ED / Consolidated Edison, Inc.
RJF / Raymond James Financial, Inc.
PEG / Public Service Enterprise Group Incorporated
BK / The Bank of New York Mellon Corporation
PNC / The PNC Financial Services Group, Inc.
DVN / Devon Energy Corporation
CAT / Caterpillar Inc.
COST / Costco Wholesale Corporation
BDX / Becton, Dickinson and Company
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF