Market Value238,938,000
Total Holdings404
File Date2014-04-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
T / AT&T Inc.
GOOGL / Alphabet Inc.
DIS / The Walt Disney Company
ATEN / A10 Networks, Inc.
CSCO / Cisco Systems, Inc.
ABT / Abbott Laboratories
ABBV / AbbVie Inc.
FDX / FedEx Corporation
GS / The Goldman Sachs Group, Inc.
ACST / Grace Therapeutics, Inc.
AMZN / Amazon.com, Inc.
SLB / SLB N.V.
GLD / SPDR Gold Shares
ACM / AECOM
VVR / Invesco Senior Income Trust
AET / Aetna, Inc.
A / Agilent Technologies, Inc.
XOM / Exxon Mobil Corporation
ARNC / Arconic Corporation
ALU / Alcatel Lucent
018490100 / Allergan plc
MSFT / Microsoft Corporation
ALQA / Alliqua, Inc.
ANRZQ / Alpha Natural Resources, Inc.
CMI / Cummins Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AMBC / Octave Specialty Group, Inc.
COST / Costco Wholesale Corporation
AAL / American Airlines Group Inc.
AGNC / AGNC Investment Corp.
AGNCP / AGNC Investment Corp. - Preferred Stock
AMBKP / American Capital Trust I - Preferred Security
AEO / American Eagle Outfitters, Inc.
AXP / American Express Company
AWK / American Water Works Company, Inc.
AMGN / Amgen Inc.
US0325111070 / Anadarko Petroleum Corp.
JPM / JPMorgan Chase & Co.
NLY / Annaly Capital Management, Inc.
APA / APA Corporation
MO / Altria Group, Inc.
AINV / Apollo Investment Corporation
ARI / Apollo Commercial Real Estate Finance, Inc.
AMTG / Apollo Residential Mortgage, Inc.
AMTG / Apollo Residential Mortgage, Inc.
CVX / Chevron Corporation
ARCH / Arch Resources, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
ACRE / Ares Commercial Real Estate Corporation
ARIA / ARIAD Pharmaceuticals, Inc.
AHT.PRD / Ashford Hospitality Trust, Inc. - Preferred Stock
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
US04929Q1022 / Atlas Energy Group LLC
ADP / Automatic Data Processing, Inc.
AVB / AvalonBay Communities, Inc.
AVEO / AVEO Pharmaceuticals Inc
BHI / Baker Hughes Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
JJC / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJCB
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
BKS / Barnes & Noble, Inc.
BAX / Baxter International Inc.
BBBY / Bed Bath & Beyond, Inc.
BBY / Best Buy Co., Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
BIIB / Biogen Inc.
BIOZONE PHARMACEUTICALS / (09072E103)
BNY / The Bank of New York Mellon Corporation
BTZ / BlackRock Credit Allocation Income Trust
BGR / BlackRock Energy and Resources Trust
BX / Blackstone Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
BGB / Blackstone Strategic Credit 2027 Term Fund
ZVO / Zovio Inc
BMY / Bristol-Myers Squibb Company
BWEN / Broadwind, Inc.
BRCD / Brocade Communications Systems, Inc.
19041P105 / CBS Corp.
CME / CME Group Inc.
CSX / CSX Corporation
CVRR / CVR Refining LP
DVN / Devon Energy Corporation
PFH / Prudential Financial, Inc. - Corporate Bond/Note
CTRA / Coterra Energy Inc.
CSQ / Calamos Strategic Total Return Fund
IYY / iShares Trust - iShares Dow Jones U.S. ETF
DXTR / Dextera Surgical Inc.
CSLT / Castlight Health Inc - Class B
CAT / Caterpillar Inc.
CELG / Celgene Corp.
CNP / CenterPoint Energy, Inc.
CRL / Charles River Laboratories International, Inc.
CIM / Chimera Investment Corporation
CHN / The China Fund, Inc.
CLNE / Clean Energy Fuels Corp.
19041P105 / CBS Corp.
KO / The Coca-Cola Company
DVY / iShares Trust - iShares Select Dividend ETF
CXP / Columbia Property Trust Inc
CMCSA / Comcast Corporation
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
CAG / Conagra Brands, Inc.
US20605P1012 / Concho Resources, Inc.
COP / ConocoPhillips
CTCT / Constant Contact, Inc.
CSOD / Cornerstone OnDemand Inc
FBIO / Fortress Biotech, Inc.
CEQP / Crestwood Equity Partners LP - Unit
CMLP / Crestwood Midstream Partners Lp
CWGL / Crimson Wine Group, Ltd.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CYTOMEDIX INC NEW / (23283B204)
DSEEY / Daiwa Securities Group Inc. - Depositary Receipt (Common Stock)
DAN / Dana Incorporated
DVA / DaVita Inc.
DAL / Delta Air Lines, Inc.
DNDN /
DKT / Deutsche Bank Contingent Capital Trust V, 8.05% Trust Preferred Securities
DTK / DTE Energy Company - Corporate Bond/Note
/ Jaws Acquisition Corp
DTV / DTE Energy Company
D / Dominion Energy, Inc.
DOW / Dow Inc.
DRC /
DOW / Dow Inc.
DUK / Duke Energy Corporation
US2655041000 / Dunkin' Brands Group, Inc.
DQUEL / Duquesne Light Co.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EMN / Eastman Chemical Company
EFT / Eaton Vance Floating-Rate Income Trust
ENX / Eaton Vance New York Municipal Bond Fund
EVM / Eaton Vance California Municipal Bond Fund
XETWX / Eaton Vance Tax-Managed Global
EBAY / eBay Inc.
ECTE / Echo Therapeutics Inc
ECL / Ecolab Inc.
NYNY / Corgi Etf Trust I – New York city Based Etf
ENB / Enbridge Inc.
TMO / Thermo Fisher Scientific Inc.
ENLK / EnLink Midstream Partners, LP
ETR / Entergy Corporation
EQIX / Equinix, Inc.
EXC / Exelon Corporation
EXTC / Exide Technologies - New
ESRX / Express Scripts Holding Co.
FNMA / Federal National Mortgage Association
FNMAT / Federal National Mortgage Association - Preferred Stock
FNMAS / Federal National Mortgage Association - Preferred Stock
FNMAL / Federal National Mortgage Association - Preferred Stock
FRT / Federal Realty Investment Trust
FIRST INDEPENDENCE CORP DELAWARE / (32054B103)
SVVC / Firsthand Technology Value Fund, Inc.
F / Ford Motor Company
FTR / Frontier Communications Corp.
FIO / Franklin Income Opportunities Fund
GDV / The Gabelli Dividend & Income Trust
GE / General Electric Company
GIS / General Mills, Inc.
GM / General Motors Company
GILD / Gilead Sciences, Inc.
GG / Goldcorp, Inc.
GFF / Griffon Corporation
PHOT / GrowLife, Inc.
HES / Hess Corporation
HPQ / HP Inc.
HBAN / Huntington Bancshares Incorporated
ITW / Illinois Tool Works Inc.
IFUS / Impact Fusion International, Inc.
BLOX / Tidal Trust II - Nicholas Crypto Income ETF
456837202 / ING Groep N.V., 7.05% ING Perpetual Debt Securities
ISG / ING Groep N.V., 6.125% ING Perpetual Debt Securities
IESC / IES Holdings, Inc.
INTC / Intel Corporation
IBM / International Business Machines Corporation
IVR / Invesco Mortgage Capital Inc.
/ Invesco Mortgage Capital Inc.
IIM / Invesco Value Municipal Income Trust
IQI / Invesco Quality Municipal Income Trust
ISBC / Investors Bancorp Inc
EWP / iShares, Inc. - iShares MSCI Spain ETF
EWW / iShares, Inc. - iShares MSCI Mexico ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
ISHARES MSCI ITALY ETF CAPPED / (464286855)
ORCL / Oracle Corporation
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
GLJ / iShares Trust
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
JPM / JPMorgan Chase & Co.
KBR / KBR, Inc.
KFH / KKR Financial Holdings LLC
KEY / KeyCorp
KMB / Kimberly-Clark Corporation
KIM / Kimco Realty Corporation
KF / The Korea Fund, Inc.
KRFT /
LXU / LSB Industries, Inc.
JEF / Jefferies Financial Group Inc.
LLY / Eli Lilly and Company
RTX / RTX Corporation
LNKD / LinkedIn Corp.
LMT / Lockheed Martin Corporation
LULU / lululemon athletica inc.
MFA / MFA Financial, Inc.
MGM / MGM Resorts International
MDVL / MedAvail Holdings, Inc.
SHOO / Steven Madden, Ltd.
MRO / Marathon Oil Corporation
MARKET VECTORS ETF TRUSTGOLD MINERS FUND / (57060U100)
MKT VECTORS OIL SERVICESOIL SERVICES ETF / (57060U191)
MARKET VECTORS URANIUM + NUCLEAR / (57061R577)
MWE / MarkWest Energy Partners, LP
MA / Mastercard Incorporated
MDVN / Medivation, Inc.
MDT / Medtronic plc
MET / MetLife, Inc.
MPOYQ / Midstates Petroleum Company, Inc.
MS / Morgan Stanley
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
MS.PRA / Morgan Stanley - Preferred Stock
MOS / The Mosaic Company
US62010U1016 / Motors Liquidation Company GUC Trust
NRG / NRG Energy, Inc.
NBG / National Bank of Greece SA
NFG / National Fuel Gas Company
NSM / Nationstar Mortgage Holdings Inc.
NFLX / Netflix, Inc.
NQ / NQ Mobile Inc.
NYCB / Flagstar Financial, Inc.
NYMTP / New York Mortgage Trust Inc - 7.75% PRF PERPETUAL USD 25 - Ser B
NEM / Newmont Corporation
NWSA / News Corporation
NKE / NIKE, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
NSC / Norfolk Southern Corporation
ES / Eversource Energy
NTI / Northern Tier Energy LP
NG / NovaGold Resources Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NUE / Nucor Corporation
NNY / Nuveen New York Municipal Value Fund
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
/ Nuveen New York Municipal Value Fund, Inc. II
JPC / Nuveen Preferred & Income Opportunities Fund
NUVEEN NJ INVT QLTY MUN / (670971100)
NUVEEN N J PREM INCM MUN / (67101N106)
OXY / Occidental Petroleum Corporation
OCN / Ocwen Financial Corporation
OPK / OPKO Health, Inc.
ORB / Orbital Sciences Corp
OTTR / Otter Tail Corporation
PCG / PG&E Corporation
PPL / PPL Corporation
AIG / American International Group, Inc.
PCG.PRB / Pacific Gas and Electric Company - Preferred Stock
PCG.PRE / Pacific Gas and Electric Company - Preferred Stock
JCP / J.C. Penney Co., Inc.
PMT / PennyMac Mortgage Investment Trust
POM / Pomdoctor Limited - Depositary Receipt (Common Stock)
PM / Philip Morris International Inc.
PHK / PIMCO High Income Fund
PXD / Pioneer Natural Resources Company
PBPB / Potbelly Corporation
POWERSHS QQQ TRUST SER 1 / (73935A104)
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PCP / Precision Castparts Corporation
TROW / T. Rowe Price Group, Inc.
UXJ / ProShares Trust
PST / ProShares Trust - ProShares UltraShort 7-10 Year Treasury
TWM / ProShares Trust - ProShares UltraShort Russell2000
PRU / Prudential Financial, Inc.
QRE / Qr Energy, Lp
QCOM / QUALCOMM Incorporated
WM / Waste Management, Inc.
MCD / McDonald's Corporation
QCOR /
RGORF / Randgold Resources Ltd.
RTN / Raytheon Co.
O / Realty Income Corporation
C / Citigroup Inc.
RF / Regions Financial Corporation
RVBD /
RHI / Robert Half Inc.
ROK / Rockwell Automation, Inc.
RBSPF / NatWest Group plc
RBSPF / NatWest Group plc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
SCE / SOUTHERN CALIFORNIA EDISON CO
XHB / SPDR Series Trust - State Street SPDR S&P Homebuilders ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
SCZC / West Coast Community Bancorp
804136109 / Sauer Energy Inc
HSIC / Henry Schein, Inc.
SCHW / The Charles Schwab Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SAIC / Science Applications International Corporation
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
82735Q102 / Silver Bay Realty Trust Corp.
SINGLE TOUCH SYSTEMS INC / (82932T107)
SIRI / Sirius XM Holdings Inc.
SLRC / SLR Investment Corp.
83416T100 / SolarCity Corp
842400202 / Southern California Edison Co., 4.08% Series Cumul Preferred Stock
842400301 / Southern California Edison Co., 4.24% Series Cumul Preferred Stock
SO / The Southern Company
SCCO / Southern Copper Corporation
SBUX / Starbucks Corporation
CRM / Salesforce, Inc.
STL / Sterling Bancorp.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
SUNE / SUNation Energy Inc.
STI / Solidion Technology, Inc.
SYNA / Synaptics Incorporated
TSI / TCW Strategic Income Fund, Inc.
OXSQ / Oxford Square Capital Corp.
TGT / Target Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
ANDV / Andeavor Corp.
INVA / Innoviva, Inc.
884768300 / Thompson Creek Metals Company Inc. (Inactive)
DDD / 3D Systems Corporation
MMM / 3M Company
TRV / The Travelers Companies, Inc.
TNET / TriNet Group, Inc.
FOX / Fox Corporation
TWTR / Twitter Inc
TWO / Two Harbors Investment Corp.
USB / U.S. Bancorp
904784709 / Unilever N.V.
UBOH / United Bancshares, Inc.
UPS / United Parcel Service, Inc.
X / United States Steel Corporation
91911K102 / Bausch Health Companies
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
PEP / PepsiCo, Inc.
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
US92553P1021 / Viacom, Inc.
VIAB / Viacom, Inc.
VCRA / Vocera Communication Inc
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
VNO / Vornado Realty Trust
WFC / Wells Fargo & Company
WFC.PRJ / Wells Fargo & Co., 8.00% Dep Shares Non-cumul Perp Cl A Preferred Stock Series J
WY / Weyerhaeuser Company
WHR / Whirlpool Corporation
WG / Willbros Group, Inc.
WMB / The Williams Companies, Inc.
Y / Alleghany Corp.
WEC / WEC Energy Group, Inc.
XRX / Xerox Holdings Corporation
XYL / Xylem Inc.
AUY / Yamana Gold Inc.
YUM / Yum! Brands, Inc.
ZIOP / Alaunos Therapeutics Inc
ZNGA / Zynga Inc - Class A
DB / Deutsche Bank Aktiengesellschaft
HD / The Home Depot, Inc.
COV /
ETN / Eaton Corporation plc
IR / Ingersoll Rand Inc.
JAZZ / Jazz Pharmaceuticals plc
MNKKQ / Mallinckrodt Plc
NBR / Nabors Industries Ltd.
WFT / Weatherford International plc
TEL / TE Connectivity plc
RIG / Transocean Ltd.
PSHG / Performance Shipping Inc.
TK / Teekay Corporation Ltd.
PFE / Pfizer Inc.
META / Meta Platforms, Inc.
MRK / Merck & Co., Inc.
AMD / Advanced Micro Devices, Inc.
BA / The Boeing Company
WMT / Walmart Inc.
SPY / State Street SPDR S&P 500 ETF Trust
PSX / Phillips 66
UNH / UnitedHealth Group Incorporated
UNP / Union Pacific Corporation
JNJ / Johnson & Johnson
PG / The Procter & Gamble Company
CG / Centerra Gold Inc.
BRK.A / Berkshire Hathaway Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GD / General Dynamics Corporation
BAC / Bank of America Corporation
AAPL / Apple Inc.
NVAX / Novavax, Inc.
TSLA / Tesla, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF