Market Value270,849,000
Total Holdings272
File Date2016-10-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HD / The Home Depot, Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ABBV / AbbVie Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
UNP / Union Pacific Corporation
USB / U.S. Bancorp
SLV / iShares Silver Trust
IWM / iShares Trust - iShares Russell 2000 ETF
MMM / 3M Company
SBUX / Starbucks Corporation
SYY / Sysco Corporation
LUV / Southwest Airlines Co.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
RIGS / ALPS ETF Trust - ALPS Strategic Income Fund
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
USO / United States Oil Fund, LP - Limited Partnership
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
SWK / Stanley Black & Decker, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CTAS / Cintas Corporation
FL / Foot Locker, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
GIM / Templeton Global Income Fund
61166W101 / Monsanto Co.
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PNRA / Panera Bread Co.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
LVS / Las Vegas Sands Corp. Call
EFX / Equifax Inc.
PNR / Pentair plc
MKC / McCormick & Company, Incorporated
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
BCR / C. R. Bard, Inc. - Corporate Bond/Note
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
BMS / Bemis Co., Inc.
PPL / Pembina Pipeline Corporation
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CAB / Cabela's Incorporated
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
FPL / First Trust New Opportunities MLP & Energy Fund
QQQ / Invesco QQQ Trust, Series 1
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
GT / The Goodyear Tire & Rubber Company
EEQ / Enbridge Energy Management LLC.
IBB / iShares Trust - iShares Biotechnology ETF
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
RWO / SPDR Index Shares Funds - State Street SPDR Dow Jones Global Real Estate ETF
NFX / Newfield Exploration Company
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
VTR / Ventas, Inc.
SRC / Spirit Realty Capital, Inc.
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
FRN / Guggenheim Frontier Markets ETF
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
GXC / SPDR Index Shares Funds - State Street SPDR S&P China ETF
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
WSTG / Wayside Technology Group Inc
LVHD / Legg Mason ETF Investment Trust - Franklin U.S. Low Volatility High Dividend Index ETF
SHV / iShares Trust - iShares 0-1 Year Treasury Bond ETF
NVGN / Novogen Ltd.
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
153501101 / Central Fund of Canada Ltd.
ARIA / ARIAD Pharmaceuticals, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
ESRX / Express Scripts Holding Co.
AET / Aetna, Inc.
HIE / Miller/Howard High Income Equity Fund
FTF / Franklin Limited Duration Income Trust
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
KIE / SPDR Series Trust - State Street SPDR S&P Insurance ETF
CXP / Columbia Property Trust Inc
QEMM / SPDR Index Shares Funds - State Street SPDR MSCI Emerging Markets StrategicFactors ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
CINF / Cincinnati Financial Corporation
MDYG / SPDR Series Trust - State Street SPDR S&P 400 TM Mid Cap Growth ETF
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
IEIL / iShares Enhanced International Large-Cap ETF
IAU / iShares Gold Trust
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FDX / FedEx Corporation
MBB / iShares Trust - iShares MBS ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
BDX / Becton, Dickinson and Company
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF Put
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IUSB / iShares Trust - iShares Core Universal USD Bond ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
PEAK / Healthpeak Properties, Inc.
HRL / Hormel Foods Corporation
FLOT / iShares Trust - iShares Floating Rate Bond ETF
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
WMT / Walmart Inc.
GAB / The Gabelli Equity Trust Inc.
COP / ConocoPhillips
CVX / Chevron Corporation
GOOG / Alphabet Inc.
F / Ford Motor Company
GOOGL / Alphabet Inc.
BA / The Boeing Company
GILD / Gilead Sciences, Inc.
WFC / Wells Fargo & Company
ECL / Ecolab Inc.
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
GLAD / Gladstone Capital Corporation
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
RPV / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Value ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
USA / Liberty All-Star Equity Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SR / Spire Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SPGI / S&P Global Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
KHC / The Kraft Heinz Company
IWM / iShares Trust - iShares Russell 2000 ETF Call
MDT / Medtronic plc
IYJ / iShares Trust - iShares U.S. Industrials ETF
AAPL / Apple Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
LOW / Lowe's Companies, Inc.
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PPG / PPG Industries, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
BRK.B / Berkshire Hathaway Inc.
MCD / McDonald's Corporation Call
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
NLY / Annaly Capital Management, Inc.
KMI / Kinder Morgan, Inc.
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
PSLV / Sprott Physical Silver Trust
MDLZ / Mondelez International, Inc.
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
URI / United Rentals, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
IDV / iShares Trust - iShares International Select Dividend ETF
ADP / Automatic Data Processing, Inc.
GLD / SPDR Gold Shares
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
NSC / Norfolk Southern Corporation
V / Visa Inc.
BMY / Bristol-Myers Squibb Company
SPYG / SPDR Series Trust - State Street SPDR Portfolio S&P 500 Growth ETF
CL / Colgate-Palmolive Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MRK / Merck & Co., Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
XLRE / The Select Sector SPDR Trust - State Street Real Estate Select Sector SPDR ETF
EMR / Emerson Electric Co.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
VZ / Verizon Communications Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
RAD / Rite Aid Corp.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
IBM / International Business Machines Corporation
SLB / SLB N.V.
BRK.A / Berkshire Hathaway Inc.
GWW / W.W. Grainger, Inc.
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
CBSH / Commerce Bancshares, Inc.
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
ITW / Illinois Tool Works Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
CVS / CVS Health Corporation
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
XOM / Exxon Mobil Corporation
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
GE / General Electric Company
JNJ / Johnson & Johnson
MA / Mastercard Incorporated
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ED / Consolidated Edison, Inc.
CB / Chubb Limited
LEG / Leggett & Platt, Incorporated
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SO / The Southern Company
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
SPY / State Street SPDR S&P 500 ETF Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
PG / The Procter & Gamble Company
CAT / Caterpillar Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
SPTI / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Treasury ETF
TRV / The Travelers Companies, Inc.
GM / General Motors Company
AFL / Aflac Incorporated
APD / Air Products and Chemicals, Inc.
INTC / Intel Corporation
BEN / Franklin Resources, Inc.
QCOM / QUALCOMM Incorporated
PSX / Phillips 66
CSCO / Cisco Systems, Inc.
ETN / Eaton Corporation plc
JPM / JPMorgan Chase & Co.
CHRW / C.H. Robinson Worldwide, Inc.
LLY / Eli Lilly and Company
IVV / iShares Trust - iShares Core S&P 500 ETF
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
PTY / PIMCO Corporate & Income Opportunity Fund
GPC / Genuine Parts Company
NFLX / Netflix, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
META / Meta Platforms, Inc.
KO / The Coca-Cola Company
T / AT&T Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust Call
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
PM / Philip Morris International Inc.
GAIN / Gladstone Investment Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VLO / Valero Energy Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
MO / Altria Group, Inc.
BAC / Bank of America Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
NOC / Northrop Grumman Corporation
WBA / Walgreens Boots Alliance, Inc.
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
NEE / NextEra Energy, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
AEE / Ameren Corporation
PFE / Pfizer Inc.
DOV / Dover Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
PDM / Piedmont Realty Trust, Inc.
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
PEP / PepsiCo, Inc.
DIS / The Walt Disney Company
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ADM / Archer-Daniels-Midland Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
MUB / iShares Trust - iShares National Muni Bond ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
AMZN / Amazon.com, Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
MSFT / Microsoft Corporation
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF