Market Value368,344,000
Total Holdings216
File Date2013-10-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
GAS / AGL Resources Inc.
GOOGL / Alphabet Inc.
00754E107 / Advanced Photonix Inc
AET / Aetna, Inc.
F / Ford Motor Company Call
ALTV / Alteva (D/B/A)
ADGE / American DG Energy, Inc.
RTX / RTX Corporation
US0325111070 / Anadarko Petroleum Corp.
APA / APA Corporation
APA / APA Corporation Call
ARNA / Arena Pharmaceuticals Inc
04685W103 / athenahealth, Inc.
US04929Q1022 / Atlas Energy Group LLC
AX / Axos Financial, Inc.
BAC.WS.A / Bank of America Corp. A Warrants
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
BIOS / BioPlus Acquisition Corp - Class A
BB / BlackBerry Limited
BKT / BlackRock Income Trust, Inc.
BTZ / BlackRock Credit Allocation Income Trust
F / Ford Motor Company
BKW / Burger King Worldwide Inc. Put
CIJ / Orbital Energy Group Inc
CVE / Cenovus Energy Inc.
153501101 / Central Fund of Canada Ltd.
CNTF / China TechFaith Wireless Communication Technology Ltd.
CHYR / Chyronhego Corp
CRK / Comstock Resources, Inc.
CTWS / Connecticut Water Service, Inc.
CRDS / Crossroads Systems, Inc.
PFE / Pfizer Inc.
DGAS / Delta Natural Gas Co., Inc.
DMND / Diamond Foods, Inc. Put
US2538277037 / Digirad Corp.
DCOM / Dime Commercial Bancshares, Inc.
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X ETF Put
ERX / Direxion Shares ETF Trust - Direxion Daily Energy Bull 2X ETF Put
DIREXION SHS ETF TR / DLY SC BEAR3XNEW (25459Y488)
DIREXION SHS ETF TR / DLY SC BEAR3XNEW Call (25459Y488)
DIREXION SHS ETF TR / DLY GLMNRBU3XNEW Call (25459Y496)
DIREXION SHS ETF TR / DLY EMRGMKT BULL Put (25459Y686)
HILL / Dot Hill Systems Corp
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
EQT / EQT Corporation
US26885B1008 / EQT Midstream Partners LP
EMMS / Emmis Corporation
EEP / Enbridge Energy Partners, L.P.
EGN / Energen Corp.
ENOC / EnerNOC, Inc.
XRA / Exeter Resource Corp.
ESRX / Express Scripts Holding Co.
EXTERRAN PARTNERS LP / COM UNITS (30225N105)
AROC / Archrock, Inc.
FXEN / FX Energy, Inc.
OCSL / Oaktree Specialty Lending Corporation
FST / FAST Acquisition Corp - Class A
FST / FAST Acquisition Corp - Class A Call
AJG / Arthur J. Gallagher & Co.
GM.WS.B / General Motors Company - Warrants 07/10/2019
GTY / Getty Realty Corp.
HTS / Hatteras Financial Corp.
DVN / Devon Energy Corporation
IVAC / Intevac, Inc.
GLD / SPDR Gold Shares
IAU / iShares Gold Trust
ADSK / Autodesk, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
UNP / Union Pacific Corporation
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
TEX / Terex Corporation
HSY / The Hershey Company
NYF / iShares Trust - iShares New York Muni Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
ITRI / Itron, Inc.
JBL / Jabil Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF Put
JCI / Johnson Controls International plc
LH / Labcorp Holdings Inc.
KMB / Kimberly-Clark Corporation
LTX-CREDENCE CORP / (502403207)
LIWA / Lihua International, Inc.
MBI / MBIA Inc.
MFA / MFA Financial, Inc.
MIC / Macquarie Infrastructure Holdings LLC - Units
MHRC / Magnum Hunter Resources Corp.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MTDR / Matador Resources Company
WTRG / Essential Utilities, Inc.
MEDIABISTRO INC / (58448U101)
NTS / Nts, Inc.
NFX / Newfield Exploration Company
NFX / Newfield Exploration Company Call
NOG / Northern Oil and Gas, Inc.
NOG / Northern Oil and Gas, Inc. Call
872307903 / TCF Financial Corporation
COP / ConocoPhillips
NTC / Nuveen Connecticut Premium Income Municipal Fund, Inc.
NNY / Nuveen New York Municipal Value Fund
OMEX / Odyssey Marine Exploration, Inc.
OMEX / Odyssey Marine Exploration, Inc. Call
/ Oxford Lane Capital Corp.
PRGN / Paragon Shipping, Inc.
HEAR / Turtle Beach Corporation
PESI / Perma-Fix Environmental Services, Inc.
PQ / Petroquest Energy, Inc.
PNY / Piedmont Natural Gas Co., Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
PFG / Principal Financial Group, Inc.
IPDN / Professional Diversity Network, Inc.
SCO / ProShares Trust II - ProShares UltraShort Bloomberg Crude Oil
PROSHARES TR II / VIX MDTRM FUTR (74347W684)
US74733V1008 / QEP Resources, Inc.
748356102 / Questar Corp.
RDA / Rda Microelectronics, Inc.
RMBS / Rambus Inc.
SPIB / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SIR / Select Income REIT
SJM / The J. M. Smucker Company
SLRC / SLR Investment Corp.
SUNS / Sunrise Realty Trust, Inc.
SJI / South Jersey Industries Inc.
SPNC / Spectranetics Corp. (The)
SPPI / Spectrum Pharmaceuticals, Inc.
SRCL / Stericycle, Inc.
SWC / Stillwater Mining Company
OXSQ / Oxford Square Capital Corp.
TSRE / Trade Street Residential, Inc.
TWO / Two Harbors Investment Corp.
URS / Urs Corp
UNXLQ / Uni-Pixel, Inc. Call
UNXLQ / Uni-Pixel, Inc.
VFC / V.F. Corporation
CNVR / Conversant Inc
VVC / Vectren Corp.
ORCL / Oracle Corporation
651824104 / Newport Corporation
/ VIVUS, Inc. Call
/ VIVUS, Inc.
VODPF / Vodafone Group Public Limited Company
WTI / W&T Offshore, Inc.
WAG /
WLL / Whiting Petroleum Corp (New)
WLL / Whiting Petroleum Corp (New) Call
CWEI / Williams (CLAYTON) Energy, Inc.
DPN / WisdomTree Trust
AUSE / WisdomTree Australia Dividend Fund
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
ALD / WisdomTree Asia Local Debt Fund
XRX / Xerox Holdings Corporation
EXXI / Energy XXI Ltd.
G21101103 / China Gerui Advanced Materials Group Ltd.
AEHL / Antelope Enterprise Holdings Limited
MRVL / Marvell Technology, Inc.
STX / Seagate Technology Holdings plc
EFA / iShares Trust - iShares MSCI EAFE ETF
CAMT / Camtek Ltd.
ORBK / Orbotech Ltd.
CLB / Core Laboratories Inc.
DHT / DHT Holdings, Inc.
DSX / Diana Shipping Inc.
TNK / Teekay Tankers Ltd.
AAPL / Apple Inc.
IWM / iShares Trust - iShares Russell 2000 ETF Put
EMR / Emerson Electric Co.
UNH / UnitedHealth Group Incorporated
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
PM / Philip Morris International Inc.
WDC / Western Digital Corporation
NEM / Newmont Corporation
PG / The Procter & Gamble Company
PXD / Pioneer Natural Resources Company
SLB / SLB N.V.
MSFT / Microsoft Corporation
MSFT / Microsoft Corporation Call
PEP / PepsiCo, Inc.
HD / The Home Depot, Inc.
ABBV / AbbVie Inc.
GOLD / Gold.com, Inc.
YORW / The York Water Company
GM / General Motors Company
JNJ / Johnson & Johnson
BRK.B / Berkshire Hathaway Inc.
CSCO / Cisco Systems, Inc.
KR / The Kroger Co.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock) Put
IBM / International Business Machines Corporation
INTC / Intel Corporation
ABT / Abbott Laboratories
AMGN / Amgen Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MOS / The Mosaic Company
KO / The Coca-Cola Company
BAC / Bank of America Corporation
MCK / McKesson Corporation
HIG / The Hartford Insurance Group, Inc.
TWI / Titan International, Inc.
SAND / Sandstorm Gold Ltd.
AXS / AXIS Capital Holdings Limited
NJR / New Jersey Resources Corporation
CPK / Chesapeake Utilities Corporation
NVDD / Direxion Shares ETF Trust - Direxion Daily NVDA Bear 1X ETF
AWK / American Water Works Company, Inc.
GM / General Motors Company Put
HA / Hawaiian Holdings, Inc.
OXY / Occidental Petroleum Corporation
HXL / Hexcel Corporation
PCYO / Pure Cycle Corporation
PH / Parker-Hannifin Corporation
ETN / Eaton Corporation plc
MRK / Merck & Co., Inc.
CVX / Chevron Corporation
TRMB / Trimble Inc.
BMY / Bristol-Myers Squibb Company
ECL / Ecolab Inc.
XOM / Exxon Mobil Corporation
LOW / Lowe's Companies, Inc.
ROP / Roper Technologies, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SIRI / Sirius XM Holdings Inc.
ED / Consolidated Edison, Inc.
FLEX / Flex Ltd.
JPM / JPMorgan Chase & Co.
CF / CF Industries Holdings, Inc.
CL / Colgate-Palmolive Company
CAT / Caterpillar Inc.
PNC / The PNC Financial Services Group, Inc.
T / AT&T Inc.
CWT / California Water Service Group
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund