Market Value407,939,000
Total Holdings385
File Date2017-08-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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NVDA / NVIDIA Corporation
F / Ford Motor Company
TWTR / Twitter Inc
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
SWN / Southwestern Energy Company
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
GOOGL / Alphabet Inc.
SLV / iShares Silver Trust
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
DIS / The Walt Disney Company
VDE / Vanguard World Fund - Vanguard Energy ETF
FXB / Invesco CurrencyShares British Pound Sterling Trust
KMI / Kinder Morgan, Inc.
KO / The Coca-Cola Company
EMR / Emerson Electric Co.
WDIV / SPDR Index Shares Funds - State Street SPDR S&P Global Dividend ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
UDIV / Franklin Templeton ETF Trust - Franklin U.S. Core Dividend Tilt Index ETF
FDX / FedEx Corporation
VZ / Verizon Communications Inc.
GD / General Dynamics Corporation
ED / Consolidated Edison, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
HAL / Halliburton Company
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
AZO / AutoZone, Inc.
WM / Waste Management, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
GOOGL / Alphabet Inc.
HON / Honeywell International Inc.
AMZN / Amazon.com, Inc.
DIVI / Franklin Templeton ETF Trust - Franklin International Core Dividend Tilt Index ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
INTC / Intel Corporation
MET / MetLife, Inc.
XOM / Exxon Mobil Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
ALE / ALLETE, Inc.
ABT / Abbott Laboratories
MSFT / Microsoft Corporation
COP / ConocoPhillips
CSCO / Cisco Systems, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
KHC / The Kraft Heinz Company
CMG / Chipotle Mexican Grill, Inc.
NKE / NIKE, Inc.
NOC / Northrop Grumman Corporation
AVGO / Broadcom Inc.
META / Meta Platforms, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
MO / Altria Group, Inc.
ALL / The Allstate Corporation
NGG / National Grid plc - Depositary Receipt (Common Stock)
DJP / iPath Bloomberg Commodity Index Total Return ETN
SYK / Stryker Corporation
GLD / SPDR Gold Shares
PFE / Pfizer Inc.
PCK / PIMCO California Municipal Income Fund II
CL / Colgate-Palmolive Company
UNH / UnitedHealth Group Incorporated
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
V / Visa Inc.
PEP / PepsiCo, Inc.
AWK / American Water Works Company, Inc.
AMT / American Tower Corporation
HSY / The Hershey Company
BMY / Bristol-Myers Squibb Company
D / Dominion Energy, Inc.
T / AT&T Inc.
VLO / Valero Energy Corporation
NFLX / Netflix, Inc.
MRK / Merck & Co., Inc.
AEP / American Electric Power Company, Inc.
LLY / Eli Lilly and Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PPL / PPL Corporation
SIRI / Sirius XM Holdings Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
ROP / Roper Technologies, Inc.
EOG / EOG Resources, Inc.
PEG / Public Service Enterprise Group Incorporated
OHI / Omega Healthcare Investors, Inc.
HD / The Home Depot, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
ACI09N1H7 / Fiat Chrysler Automobiles N.V
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ROOF / New York Life Investments ETF Trust - NYLI CBRE NextGen Real Estate ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
018490100 / Allergan plc
PF / Pinnacle Foods, Inc.
PTX / Pernix Therapeutics Holdings, Inc.
FTR / Frontier Communications Corp.
WNR / Western Refining, Inc.
ANDV / Andeavor Corp.
91911K102 / Bausch Health Companies
60979P105 / Monogram Residential Trust, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
JMF / Nuveen Energy MLP Total Return Fund
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
QQQ / Invesco QQQ Trust, Series 1
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
CELG / Celgene Corp.
RAI / Reynolds American, Inc.
HIX / Western Asset High Income Fund II Inc.
EWBC / East West Bancorp, Inc.
DOW / Dow Inc.
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
GLW / Corning Incorporated
/ Wyndham Destinations, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
SDIV / Global X Funds - Global X SuperDividend ETF
NAD / Nuveen Quality Municipal Income Fund
HISF / First Trust Exchange-Traded Fund IV - First Trust High Income Strategic Focus ETF
DBC / Invesco DB Commodity Index Tracking Fund
CHK / Chesapeake Energy Corporation
AAPL / Apple Inc.
SO / The Southern Company
JNJ / Johnson & Johnson
MFL / BlackRock MuniHoldings Investment Quality Fund
VER / VEREIT Inc
MYC / BlackRock MuniYield California Fund Inc
NLY / Annaly Capital Management, Inc.
RDS.B / Shell Plc - ADR
PKO / Pimco Income Opportunity Fund
BA / The Boeing Company
IYH / iShares Trust - iShares U.S. Healthcare ETF
BAC / Bank of America Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
TIP / iShares Trust - iShares TIPS Bond ETF
CAG / Conagra Brands, Inc.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
WEA / Western Asset Premier Bond Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
NYCB / Flagstar Financial, Inc.
CMCSA / Comcast Corporation
HNI / HNI Corporation
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
PSX / Phillips 66
EFV / iShares Trust - iShares MSCI EAFE Value ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
CNR / Canadian National Railway Company
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
GIS / General Mills, Inc.
SR / Spire Inc.
CVS / CVS Health Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
RWR / SPDR Series Trust - State Street SPDR Dow Jones REIT ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
WMT / Walmart Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MBB / iShares Trust - iShares MBS ETF
PHT / Pioneer High Income Fund, Inc.
BFZ / BlackRock California Municipal Income Trust
FPF / First Trust Intermediate Duration Preferred & Income Fund
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
IAU / iShares Gold Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
WFC / Wells Fargo & Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
WPRT / Westport Fuel Systems Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
NNN / NNN REIT, Inc.
GNW / Genworth Financial, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
KDP / Keurig Dr Pepper Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
GM / General Motors Company
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ULTA / Ulta Beauty, Inc.
SBUX / Starbucks Corporation
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
UAA / Under Armour, Inc.
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NSC / Norfolk Southern Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
EXC / Exelon Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
VFIN.X / Vanguard Index Funds - Vanguard S&P 500 ETF
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
SPY / State Street SPDR S&P 500 ETF Trust Put
RWO / SPDR Index Shares Funds - State Street SPDR Dow Jones Global Real Estate ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IP / International Paper Company
KMI / Kinder Morgan, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NEE / NextEra Energy, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
USO / United States Oil Fund, LP - Limited Partnership
MPT / Medical Properties Trust, Inc.
BCE / BCE Inc.
UNP / Union Pacific Corporation
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
EHI / Western Asset Global High Income Fund Inc.
FSK / FS KKR Capital Corp.
LMT / Lockheed Martin Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
STZ / Constellation Brands, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
TGT / Target Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
OEF / iShares Trust - iShares S&P 100 ETF
SLB / SLB N.V.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
TXN / Texas Instruments Incorporated
DUK / Duke Energy Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BAX / Baxter International Inc.
PG / The Procter & Gamble Company
CHD / Church & Dwight Co., Inc.
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
PFG / Principal Financial Group, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
ABBV / AbbVie Inc.
DLR / Digital Realty Trust, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
KMB / Kimberly-Clark Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
ALB / Albemarle Corporation
CI / The Cigna Group
IVW / iShares Trust - iShares S&P 500 Growth ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
PCN / PIMCO Corporate & Income Strategy Fund
SPY / State Street SPDR S&P 500 ETF Trust
TRV / The Travelers Companies, Inc.
GSCE / GS Connect S&P GSCI Enhanced Commodity Total Return ETN
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MAS / Masco Corporation
BRK.A / Berkshire Hathaway Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
ACN / Accenture plc
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
JBHT / J.B. Hunt Transport Services, Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
PCQ / PIMCO California Municipal Income Fund
TJX / The TJX Companies, Inc.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
UPS / United Parcel Service, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
WTI / W&T Offshore, Inc.
BX / Blackstone Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IDV / iShares Trust - iShares International Select Dividend ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
IBM / International Business Machines Corporation
MPC / Marathon Petroleum Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CSX / CSX Corporation
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
RCS / PIMCO Strategic Income Fund, Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
C / Citigroup Inc.
GNTX / Gentex Corporation
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
GOF / Guggenheim Strategic Opportunities Fund
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
DE / Deere & Company
PM / Philip Morris International Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BRK.B / Berkshire Hathaway Inc.
LNC / Lincoln National Corporation
QCOM / QUALCOMM Incorporated
IWD / iShares Trust - iShares Russell 1000 Value ETF
GILD / Gilead Sciences, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
CVX / Chevron Corporation
ORLY / O'Reilly Automotive, Inc.
DHI / D.R. Horton, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
SNAP / Snap Inc.
ORCL / Oracle Corporation
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
AMAT / Applied Materials, Inc.
WBA / Walgreens Boots Alliance, Inc.
COST / Costco Wholesale Corporation
FTS / Fortis Inc.
GNL / Global Net Lease, Inc.
PRU / Prudential Financial, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
JPM / JPMorgan Chase & Co.
RTX / RTX Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ADI / Analog Devices, Inc.
MDLZ / Mondelez International, Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
PHK / PIMCO High Income Fund
TROW / T. Rowe Price Group, Inc.
O / Realty Income Corporation
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
NUV / Nuveen Municipal Value Fund, Inc.
YUM / Yum! Brands, Inc.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
USB / U.S. Bancorp
DD / DuPont de Nemours, Inc.
LUV / Southwest Airlines Co.
MCD / McDonald's Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
PNC / The PNC Financial Services Group, Inc.
MMM / 3M Company
AMGN / Amgen Inc.
MA / Mastercard Incorporated
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
CMI / Cummins Inc.
ORI / Old Republic International Corporation
CAT / Caterpillar Inc.
WELL / Welltower Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SCHW / The Charles Schwab Corporation
DVY / iShares Trust - iShares Select Dividend ETF
CLX / The Clorox Company
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF