Market Value299,982,000
Total Holdings327
File Date2017-02-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
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AAPL / Apple Inc.
GOOGL / Alphabet Inc.
SLV / iShares Silver Trust
JPM / JPMorgan Chase & Co.
HD / The Home Depot, Inc.
385002100 / Gramercy Property Trust Inc.
NKE / NIKE, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
RAI / Reynolds American, Inc.
KMI / Kinder Morgan, Inc.
GOOGL / Alphabet Inc.
AMZN / Amazon.com, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
C / Citigroup Inc.
MSFT / Microsoft Corporation
COP / ConocoPhillips
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
CMG / Chipotle Mexican Grill, Inc.
META / Meta Platforms, Inc.
F / Ford Motor Company
BRK.A / Berkshire Hathaway Inc.
NEE / NextEra Energy, Inc.
ABBV / AbbVie Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GILD / Gilead Sciences, Inc.
PFE / Pfizer Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
VZ / Verizon Communications Inc.
V / Visa Inc.
UNH / UnitedHealth Group Incorporated
CAT / Caterpillar Inc.
RTX / RTX Corporation
CHD / Church & Dwight Co., Inc.
BMY / Bristol-Myers Squibb Company
GD / General Dynamics Corporation
T / AT&T Inc.
XOM / Exxon Mobil Corporation
PNC / The PNC Financial Services Group, Inc.
AEP / American Electric Power Company, Inc.
PPL / PPL Corporation
VLO / Valero Energy Corporation
ORCL / Oracle Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IBB / iShares Trust - iShares Biotechnology ETF
STZ / Constellation Brands, Inc.
PM / Philip Morris International Inc.
018490100 / Allergan plc
PF / Pinnacle Foods, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
WNR / Western Refining, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
ACI09N1H7 / Fiat Chrysler Automobiles N.V
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
74348TAK8 / Prospect Capital Corp. 5.375% Bond due 2017-10-15
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
60979P105 / Monogram Residential Trust, Inc.
FTR / Frontier Communications Corp.
465685105 / ITC Holdings Corp.
FXB / Invesco CurrencyShares British Pound Sterling Trust
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
JMF / Nuveen Energy MLP Total Return Fund
US67075E1082 / Nuveen All Capital Energy MLP Opportunities Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
QQQ / Invesco QQQ Trust, Series 1
DIS / The Walt Disney Company
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CELG / Celgene Corp.
MYC / BlackRock MuniYield California Fund Inc
RDS.B / Shell Plc - ADR
SHEL / Shell plc - Depositary Receipt (Common Stock)
GSK / GSK plc - Depositary Receipt (Common Stock)
DOW / Dow Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
GGM / Northern Lights Fund Trust II - GGM Macro Alignment ETF
VER / VEREIT Inc
PKO / Pimco Income Opportunity Fund
TWTR / Twitter Inc
USB / U.S. Bancorp
HEZU / iShares Trust - iShares Currency Hedged MSCI Eurozone ETF
PG / The Procter & Gamble Company
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
RCS / PIMCO Strategic Income Fund, Inc.
MBB / iShares Trust - iShares MBS ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
IEUR / iShares Trust - iShares Core MSCI Europe ETF
NLY / Annaly Capital Management, Inc.
IAU / iShares Gold Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
SUB / iShares Trust - iShares Short-Term National Muni Bond ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
JBHT / J.B. Hunt Transport Services, Inc.
MDLZ / Mondelez International, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
KMI / Kinder Morgan, Inc.
YUM / Yum! Brands, Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
TRV / The Travelers Companies, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
TROW / T. Rowe Price Group, Inc.
KMB / Kimberly-Clark Corporation
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
WMT / Walmart Inc.
UPS / United Parcel Service, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AOS / A. O. Smith Corporation
VHT / Vanguard World Fund - Vanguard Health Care ETF
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
PCN / PIMCO Corporate & Income Strategy Fund
CI / The Cigna Group
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PCQ / PIMCO California Municipal Income Fund
NYCB / Flagstar Financial, Inc.
FSK / FS KKR Capital Corp.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
MAS / Masco Corporation
NCV / Virtus Convertible & Income Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
WPRT / Westport Fuel Systems Inc.
SBUX / Starbucks Corporation
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
VFIN.X / Vanguard Index Funds - Vanguard S&P 500 ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
PTY / PIMCO Corporate & Income Opportunity Fund
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
CMCSA / Comcast Corporation
BX / Blackstone Inc.
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
GNL / Global Net Lease, Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
DG / Dollar General Corporation
VFH / Vanguard World Fund - Vanguard Financials ETF
IWO / iShares Trust - iShares Russell 2000 Growth ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
SR / Spire Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SPY / State Street SPDR S&P 500 ETF Trust
RWR / SPDR Series Trust - State Street SPDR Dow Jones REIT ETF
MO / Altria Group, Inc.
DAL / Delta Air Lines, Inc.
INTC / Intel Corporation
ACN / Accenture plc
BFZ / BlackRock California Municipal Income Trust
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SPY / State Street SPDR S&P 500 ETF Trust Put
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
TGT / Target Corporation
NNN / NNN REIT, Inc.
MET / MetLife, Inc.
ADI / Analog Devices, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PFG / Principal Financial Group, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SIRI / Sirius XM Holdings Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
PCK / PIMCO California Municipal Income Fund II
CSCO / Cisco Systems, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
MA / Mastercard Incorporated
IWN / iShares Trust - iShares Russell 2000 Value ETF
MCD / McDonald's Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
O / Realty Income Corporation
OEF / iShares Trust - iShares S&P 100 ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
KR / The Kroger Co.
BRK.B / Berkshire Hathaway Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
QCOM / QUALCOMM Incorporated
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
PSX / Phillips 66
WEA / Western Asset Premier Bond Fund
DJP / iPath Bloomberg Commodity Index Total Return ETN
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
MMM / 3M Company
LNC / Lincoln National Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
CCEP / Coca-Cola Europacific Partners PLC
GLD / SPDR Gold Shares
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
UNP / Union Pacific Corporation
PEP / PepsiCo, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
CVS / CVS Health Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
ALL / The Allstate Corporation
SYY / Sysco Corporation
C.WSA / Citigroup, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
EHI / Western Asset Global High Income Fund Inc.
ELV / Elevance Health, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NFLX / Netflix, Inc.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
SO / The Southern Company
MPC / Marathon Petroleum Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
JNJ / Johnson & Johnson
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
ORI / Old Republic International Corporation
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
GNW / Genworth Financial, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
D / Dominion Energy, Inc.
WTI / W&T Offshore, Inc.
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
DD / DuPont de Nemours, Inc.
GSCE / GS Connect S&P GSCI Enhanced Commodity Total Return ETN
IBM / International Business Machines Corporation
CVX / Chevron Corporation
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
DIVI / Franklin Templeton ETF Trust - Franklin International Core Dividend Tilt Index ETF
ALE / ALLETE, Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
HSY / The Hershey Company
COST / Costco Wholesale Corporation
ROP / Roper Technologies, Inc.
BAC / Bank of America Corporation
VTV / Vanguard Index Funds - Vanguard Value ETF
KDP / Keurig Dr Pepper Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
CAG / Conagra Brands, Inc.
AMGN / Amgen Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
COF / Capital One Financial Corporation
KO / The Coca-Cola Company
WBA / Walgreens Boots Alliance, Inc.
ORLY / O'Reilly Automotive, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
GIS / General Mills, Inc.
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
LMT / Lockheed Martin Corporation
WFC / Wells Fargo & Company
MPT / Medical Properties Trust, Inc.
HBAN / Huntington Bancshares Incorporated
LLY / Eli Lilly and Company
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
HIX / Western Asset High Income Fund II Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
IDV / iShares Trust - iShares International Select Dividend ETF
BA / The Boeing Company
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ULTA / Ulta Beauty, Inc.
BAX / Baxter International Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
CNR / Canadian National Railway Company
DLR / Digital Realty Trust, Inc.
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
AZO / AutoZone, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
PRU / Prudential Financial, Inc.
MRK / Merck & Co., Inc.
IP / International Paper Company
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
NAD / Nuveen Quality Municipal Income Fund
PHK / PIMCO High Income Fund
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
PEG / Public Service Enterprise Group Incorporated
SLB / SLB N.V.
DE / Deere & Company
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
NOC / Northrop Grumman Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
GM / General Motors Company
CMI / Cummins Inc.
SCHW / The Charles Schwab Corporation
KHC / The Kraft Heinz Company
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SYK / Stryker Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
HDV / iShares Trust - iShares Core High Dividend ETF
PAYX / Paychex, Inc.
ED / Consolidated Edison, Inc.
ABT / Abbott Laboratories
DUK / Duke Energy Corporation
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
BCE / BCE Inc.
PHT / Pioneer High Income Fund, Inc.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
CLX / The Clorox Company
IWM / iShares Trust - iShares Russell 2000 ETF
FDX / FedEx Corporation
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF