Market Value134,404,000
Total Holdings438
File Date2014-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
BAC.WS.B / Bank of America Corp. B Warrants
IRDM / Iridium Communications Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
MCO / Moody's Corporation
GNRC / Generac Holdings Inc.
/ Diamond Offshore Drilling Inc
VIAB / Viacom, Inc.
DTE / DTE Energy Company
SPG / Simon Property Group, Inc.
SLB / SLB N.V.
AABA / Altaba Inc
ONVO / Organovo Holdings, Inc.
83415TAC5 / TerraVia Holdings, Inc. 5% Bond due 2019-10-01
KGC / Kinross Gold Corporation
TSI / TCW Strategic Income Fund, Inc.
WETF / Wisdomtree Investments Inc
US0268741560 / American International Group, Inc. Warrants
ENLC / EnLink Midstream, LLC
NCR / NCR Corp.
BAK / Braskem S.A. - Depositary Receipt (Common Stock)
DNOW / DNOW Inc.
EXEL / Exelixis, Inc.
02076XAF9 / Alpha Natural Resources, Inc. Bond
DTV / DTE Energy Company
LJPC / La Jolla Pharmaceutical Co.
CREE / Cree, Inc.
GULTU / Gulf Coast Ultra Deep Royalty Trust
262498AB4 / DryShips, Inc. Bond
CY / Cypress Semiconductor Corp.
PGNPQ / Paragon Offshore plc
ARNC / Arconic Corporation
STI / Solidion Technology, Inc.
ARCH / Arch Resources, Inc.
ZION / Zions Bancorporation, National Association
BBBY / Bed Bath & Beyond, Inc.
DRE / Duke Realty Corporation - Preferred Security
JCP / J.C. Penney Co., Inc.
GM / General Motors Company
AXP / American Express Company
ETN / Eaton Corporation plc
BPR / Brookfield Property REIT Inc.
JWN / Nordstrom, Inc.
BSX / Boston Scientific Corporation
RTX / RTX Corporation
MCD / McDonald's Corporation
STX / Seagate Technology Holdings plc
US6550441058 / Noble Energy, Inc.
ALU / Alcatel Lucent
ES / Eversource Energy
FBHS / Fortune Brands Home & Security Inc
CVX / Chevron Corporation
RCPIQ / Rock Creek Pharmaceuticals Inc
BDX / Becton, Dickinson and Company
BRSS / Global Brass & Copper Holdings, Inc.
SSKN / STRATA Skin Sciences, Inc.
NXJ / Nuveen New Jersey Quality Municipal Income Fund
FE / FirstEnergy Corp.
ANF / Abercrombie & Fitch Co.
RYN / Rayonier Inc.
OXY / Occidental Petroleum Corporation
HD / The Home Depot, Inc.
FTR / Frontier Communications Corp.
PSX / Phillips 66
NUAN / Nuance Communications Inc
RGS / Regis Corporation
DIS / The Walt Disney Company
DHF / BNY Mellon High Yield Strategies Fund
GILD / Gilead Sciences, Inc.
APA / APA Corporation
WPM / Wheaton Precious Metals Corp.
BBI / Brickell Biotech Inc
IAC / IAC Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
651639AH9 / Newmont Mining Corp. Bond
CRTO / Criteo S.A. - Depositary Receipt (Common Stock)
LGF.A / Lions Gate Entertainment Corp.
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
OMED / OptMed Inc
GPOPF / Promotora de Informaciones, S.A.
PPL / Pembina Pipeline Corporation
/ Windstream Holdings, Inc
GM.WS.B / General Motors Company - Warrants 07/10/2019
ARCC / Ares Capital Corporation
TIVO / TiVo Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
OPWR / Opower, Inc.
SQM / Sociedad Química y Minera de Chile S.A. - Depositary Receipt (Common Stock)
NADL / North Atlantic Drilling Ltd.
KMI.WS / Kinder Morgan, Inc. Warrants
SNDK / Sandisk Corporation
PCMI / PC Mall, Inc.
JCS / Pineapple Holdings Inc
X / United States Steel Corporation
748356102 / Questar Corp.
BIOS / BioPlus Acquisition Corp - Class A
QGEN / Qiagen N.V.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
ANAD / ANADIGICS, Inc.
EW / Edwards Lifesciences Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
US1080351067 / Bridge Bancorp, Inc.
RGP / Resources Connection, Inc.
TST / TheStreet, Inc.
TE / T1 Energy Inc.
OWE / Obsidian Energy Ltd.
GM.WS.A / General Motors Company
ACCO / ACCO Brands Corporation
CROX / Crocs, Inc.
BWP / Boardwalk Pipeline Partners L.P
GLAE / GlassBridge Enterprises, Inc.
KMT / Kennametal Inc.
RRD / R.R. Donnelley & Sons Co.
POST / Post Holdings, Inc.
TOL / Toll Brothers, Inc.
DYN / Dyne Therapeutics, Inc.
IBM / International Business Machines Corporation
TXT / Textron Inc.
MET / MetLife, Inc.
PRU / Prudential Financial, Inc.
WPG / Washington Prime Group Inc
887228104 / Time Inc.
AMD / Advanced Micro Devices, Inc.
ITW / Illinois Tool Works Inc.
ZBH / Zimmer Biomet Holdings, Inc.
NKE / NIKE, Inc.
BAC / Bank of America Corporation
FCFS / FirstCash Holdings, Inc.
DVN / Devon Energy Corporation
ROM / ProShares Trust - ProShares Ultra Technology
PRGO / Perrigo Company plc
EMN / Eastman Chemical Company
GOOGL / Alphabet Inc.
NEE / NextEra Energy, Inc.
URI / United Rentals, Inc.
US0325111070 / Anadarko Petroleum Corp.
SU / Suncor Energy Inc.
CVS / CVS Health Corporation
AET / Aetna, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
WM / Waste Management, Inc.
UNP / Union Pacific Corporation
MRK / Merck & Co., Inc.
CMI / Cummins Inc.
ED / Consolidated Edison, Inc.
HFC / HollyFrontier Corp
LOW / Lowe's Companies, Inc.
D / Dominion Energy, Inc.
FCX / Freeport-McMoRan Inc.
US09739C1027 / Boingo Wireless Inc
AVP / Avon Products, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HERO / Global X Funds - Global X Video Games & Esports ETF
MACK / Merrimack Pharmaceuticals, Inc.
IDXX / IDEXX Laboratories, Inc.
WTSLQ / Wet Seal, Inc. (THE)
BMG253431073 / Cosan Ltd.
NWLI / National Western Life Group, Inc.
CHGG / Chegg, Inc.
TDC / Teradata Corporation
IPAS / iPass, Inc.
LINE / Lineage, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
YRI / Yamana Gold Inc
NUVEEN NEW JERSEY DIVID / (67071T109)
ACW / Accuride Corp
ARO / Aeropostale Inc
PMO / Putnam Municipal Opportunities Trust
608753AF6 / Molycorp, Inc. Bond
SIRI / Sirius XM Holdings Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
00B65Z9D7 / Noble Corporation plc
MNR / Mach Natural Resources LP
472319AG7 / Jefferies Group Inc Bond
ROVI / Rovi Corp.
ELX / Emulex Corp
PKT / Procera Networks, Inc.
XCO / EXCO Resources, Inc.
LFC / China Life Insurance Co - ADR
DCTH / Delcath Systems, Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
BTU / Peabody Energy Corporation
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
US00448Q2012 / Achillion Pharmaceuticals, Inc.
GXP / Great Plains Energy, Inc.
KRFT /
TIP / iShares Trust - iShares TIPS Bond ETF
UGI / UGI Corporation
PETM /
AOL /
WFM / Whole Foods Market, Inc.
PMM / Putnam Managed Municipal Income Trust
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
IXC / iShares Trust - iShares Global Energy ETF
TWC / Spectrum Management Holding Company LLC
ARG / Airgas, Inc.
KMP /
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
FSTR / L.B. Foster Company
INGR / Ingredion Incorporated
PHMD / PhotoMedex, Inc.
IRBT / iRobot Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
14754D100 / Cash America International, Inc.
PBF / PBF Energy Inc.
MCP /
HSNI / HSN, Inc.
WINT / Windtree Therapeutics, Inc.
ANRZQ / Alpha Natural Resources, Inc.
G67742109 / OneBeacon Insurance Group Ltd.
MWE / MarkWest Energy Partners, LP
BRCD / Brocade Communications Systems, Inc.
STLD / Steel Dynamics, Inc.
NPF / Nuveen Premier Municipal Income Fund, Inc.
847560109 / Spectra Energy Corp.
SPLS / PIMCO ETF Trust - PIMCO US Stocks PLUS Active Bond Exchange Traded Fund
IDT / IDT Corporation
HCSG / Healthcare Services Group, Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
153501101 / Central Fund of Canada Ltd.
EPD / Enterprise Products Partners L.P. - Limited Partnership
GSS / Golden Star Resources Ltd.
TRN / Trinity Industries, Inc.
FDO /
US62914B1008 / NIC Inc.
EVN / Eaton Vance Municipal Income Trust
RTI /
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
CST / CST Brands, Inc.
US01167P1012 / Alaska Communications Systems Group Inc
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
STI.WS.B / SunTrust Banks, Inc. - Warrant 11/14/2018
POM / Pomdoctor Limited - Depositary Receipt (Common Stock)
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
BRCM / Broadcom Corporation
US8265651039 / Sigma Designs, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
URE / ProShares Trust - ProShares Ultra Real Estate
LHO / LaSalle Hotel Properties
US16941M1099 / China Mobile Ltd.
JW.B / John Wiley & Sons Inc. - Class B
SBGI / Sinclair, Inc.
XLS / Exelis
PCYO / Pure Cycle Corporation
PAA / Plains All American Pipeline, L.P. - Limited Partnership
BH / Biglari Holdings Inc.
GG / Goldcorp, Inc.
PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF
ATW / Atwood Oceanics, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
ILF / iShares Trust - iShares Latin America 40 ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
AVA / Avista Corporation
HRI / Herc Holdings Inc.
TVIA / TerraVia Holdings, Inc.
VLY / Valley National Bancorp
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
WFC.WS / Wells Fargo & Co. (Warrant)
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
VHC / VirnetX Holding Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCS / Steelcase Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
EXXI / Energy XXI Ltd.
PFSW / PFSWEB Inc
LULU / lululemon athletica inc.
LLL / JX Luxventure Limited
PHM / PulteGroup, Inc.
WY / Weyerhaeuser Company
DUK / Duke Energy Corporation
AMP / Ameriprise Financial, Inc.
CL / Colgate-Palmolive Company
ROST / Ross Stores, Inc.
AU / AngloGold Ashanti plc
WPP / WPP plc - Depositary Receipt (Common Stock)
ADI / Analog Devices, Inc.
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
MKC / McCormick & Company, Incorporated
NFG / National Fuel Gas Company
AFL / Aflac Incorporated
/ Weight Watchers International, Inc.
MDLZ / Mondelez International, Inc.
EOGSF / Emerald Resources NL
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
KMI / Kinder Morgan, Inc.
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
DOW / Dow Inc.
LUMN / Lumen Technologies, Inc.
JEF / Jefferies Financial Group Inc.
BR / Broadridge Financial Solutions, Inc.
LH / Labcorp Holdings Inc.
CTSH / Cognizant Technology Solutions Corporation
EXC / Exelon Corporation
SD / SandRidge Energy, Inc.
PKG / Packaging Corporation of America
NWSA / News Corporation
TWX / Warner Media LLC
MMM / 3M Company
C / Citigroup Inc.
KKR / KKR & Co. Inc.
US8865471085 / Tiffany & Co.
GNW / Genworth Financial, Inc.
DLTR / Dollar Tree, Inc.
PH / Parker-Hannifin Corporation
WFT / Weatherford International plc
GERN / Geron Corporation
EA / Electronic Arts Inc.
NOV / NOV Inc.
TWTR / Twitter Inc
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
FISV / Fiserv, Inc.
CB / Chubb Limited
SKM / SK Telecom Co., Ltd. - Depositary Receipt (Common Stock)
EOG / EOG Resources, Inc.
VFC / V.F. Corporation
UPS / United Parcel Service, Inc.
CAT / Caterpillar Inc.
GOLD / Gold.com, Inc.
STRP / Straight Path Communications Inc.
TER / Teradyne, Inc.
EBAY / eBay Inc.
BCR / C. R. Bard, Inc. - Corporate Bond/Note
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
ESRX / Express Scripts Holding Co.
CMCSA / Comcast Corporation
018490100 / Allergan plc
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BAMH / Brookfield Finance Inc - 4.625% NT REDEEM 16/10/2080 USD 25
CLF / Cleveland-Cliffs Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
CMCSA / Comcast Corporation
RYAM / Rayonier Advanced Materials Inc.
DOW / Dow Inc.
PNC / The PNC Financial Services Group, Inc.
FOX / Fox Corporation
RSG / Republic Services, Inc.
A / Agilent Technologies, Inc.
RHT / Red Hat, Inc.
AIG / American International Group, Inc.
TGT / Target Corporation
MTD / Mettler-Toledo International Inc.
XYL / Xylem Inc.
TPR / Tapestry, Inc.
AES / The AES Corporation
MCK / McKesson Corporation
PPL / PPL Corporation
AWK / American Water Works Company, Inc.
BK / The Bank of New York Mellon Corporation
PM / Philip Morris International Inc.
NLOK / NortonLifeLock Inc
AAL / American Airlines Group Inc.
SCU / Sculptor Capital Management Inc - Class A
AEP / American Electric Power Company, Inc.
HOT / Starwood Hotels & Resorts Worldwide, Inc.
HOV / Hovnanian Enterprises, Inc.
GIS / General Mills, Inc.
DAL / Delta Air Lines, Inc.
MSO / Martha Stewart Living Omnimedia, Inc.
PFE / Pfizer Inc.
EQT / EQT Corporation
DVY / iShares Trust - iShares Select Dividend ETF
MDT / Medtronic plc
RAD / Rite Aid Corp.
NLY / Annaly Capital Management, Inc.
ADBE / Adobe Inc.
F / Ford Motor Company
RGA / Reinsurance Group of America, Incorporated
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
ISRG / Intuitive Surgical, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
FXI / iShares Trust - iShares China Large-Cap ETF
BRK.A / Berkshire Hathaway Inc.
PG / The Procter & Gamble Company
SJM / The J. M. Smucker Company
NYCB / Flagstar Financial, Inc.
CELG / Celgene Corp.
ITT / ITT Inc.
ABB / ABB Ltd. - ADR
HON / Honeywell International Inc.
NBR / Nabors Industries Ltd.
VZ / Verizon Communications Inc.
PEG / Public Service Enterprise Group Incorporated
MO / Altria Group, Inc.
EMR / Emerson Electric Co.
CHS / Chico's FAS, Inc.
BA / The Boeing Company
GE / General Electric Company
WTM / White Mountains Insurance Group, Ltd.
CSX / CSX Corporation
GOOG / Alphabet Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
NOC / Northrop Grumman Corporation
BTG / B2Gold Corp.
KO / The Coca-Cola Company
ALL / The Allstate Corporation
GS / The Goldman Sachs Group, Inc.
ORCL / Oracle Corporation
WFC / Wells Fargo & Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AAPL / Apple Inc.
JPM / JPMorgan Chase & Co.
NEM / Newmont Corporation
GLD / SPDR Gold Shares
HIG / The Hartford Insurance Group, Inc.
MIN / MFS Intermediate Income Trust
AMGN / Amgen Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ET / Energy Transfer LP - Limited Partnership
QCOM / QUALCOMM Incorporated
NFLX / Netflix, Inc.
XRX / Xerox Holdings Corporation
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
SPY / State Street SPDR S&P 500 ETF Trust
AMZN / Amazon.com, Inc.
WMT / Walmart Inc.
CSCO / Cisco Systems, Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
TRV / The Travelers Companies, Inc.
GLW / Corning Incorporated
KMB / Kimberly-Clark Corporation
FLEX / Flex Ltd.
SYY / Sysco Corporation
ADP / Automatic Data Processing, Inc.
ABT / Abbott Laboratories
TXN / Texas Instruments Incorporated
JNJ / Johnson & Johnson
XOM / Exxon Mobil Corporation
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
BX / Blackstone Inc.
ABBV / AbbVie Inc.
MA / Mastercard Incorporated
NGD / New Gold Inc.
L / Loews Corporation
JPM / JPMorgan Chase & Co.
COP / ConocoPhillips
GSK / GSK plc - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
PEP / PepsiCo, Inc.
MKL / Markel Group Inc.
LLY / Eli Lilly and Company
META / Meta Platforms, Inc.
HII / Huntington Ingalls Industries, Inc.
VLO / Valero Energy Corporation
T / AT&T Inc.
MS / Morgan Stanley
MSFT / Microsoft Corporation
INTC / Intel Corporation
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF