Market Value475,733,000
Total Holdings229
File Date2013-11-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
001084AM4 / AGCO Corp. Bond
F / Ford Motor Company
ARAY / Accuray Incorporated
ADTN / ADTRAN Holdings, Inc.
ALU / Alcatel Lucent
FXI / iShares Trust - iShares China Large-Cap ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
INTC / Intel Corporation
TER / Teradyne, Inc.
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
SLV / iShares Silver Trust
US0325111070 / Anadarko Petroleum Corp.
ARM / Arm Holdings plc - Depositary Receipt (Common Stock)
ATML / Atmel Corporation
COST / Costco Wholesale Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
EFV / iShares Trust - iShares MSCI EAFE Value ETF
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
BBY / Best Buy Co., Inc.
BANR / Banner Corporation
GSP / Barclays Bank PLC - ZC SP REDEEM 12/06/2036 USD 50
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
SWKS / Skyworks Solutions, Inc.
BLT / Blount International, Inc.
BCOV / Brightcove Inc.
JBL / Jabil Inc.
AMD / Advanced Micro Devices, Inc.
BRCM / Broadcom Corporation
CBRE / CBRE Group, Inc.
CIT / CIT Group Inc
AMAT / Applied Materials, Inc.
CALX / Calix, Inc.
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
CP / Canadian Pacific Kansas City Limited
CTRX /
CELG / Celgene Corp.
CNC / Centene Corporation
CHK / Chesapeake Energy Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CTXS / Citrix Systems, Inc.
CYN / Cyngn Inc.
PLCMP0000017 / Comp SA
HPQ / HP Inc.
US21871D1037 / Corelogic Inc
CREE / Cree, Inc.
FXC / Invesco CurrencyShares Canadian Dollar Trust
DST / DST Systems, Inc.
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
EMKR / Emcore Corporation
JAZZ / Jazz Pharmaceuticals plc
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
FLR / Fluor Corporation
GNW / Genworth Financial, Inc.
GWW / W.W. Grainger, Inc.
GRPN / Groupon, Inc.
HKRS / Halcon Resources Corp.
HNSN / Hansen Medical, Inc.
HNR / Harvest Natural Resources, Inc.
HRI / Herc Holdings Inc.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
IGTE / IGATE Corp
IMPV / Imperva, Inc.
458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
IAU / iShares Gold Trust
SUSA / iShares Trust - iShares ESG Optimized MSCI USA ETF
SO / The Southern Company
DVY / iShares Trust - iShares Select Dividend ETF
MRSH / Marsh & McLennan Companies, Inc.
MS / Morgan Stanley
IVW / iShares Trust - iShares S&P 500 Growth ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
IBB / iShares Trust - iShares Biotechnology ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IDV / iShares Trust - iShares International Select Dividend ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
EUFN / iShares Trust - iShares MSCI Europe Financials ETF
US00C4U1L353 / Mylan N.V.
LRCX / Lam Research Corporation
LEA / Lear Corporation
JEF / Jefferies Financial Group Inc.
LNKD / LinkedIn Corp.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
MCP /
61166W101 / Monsanto Co.
NOV / NOV Inc.
EMR / Emerson Electric Co.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
US6550441058 / Noble Energy, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
IWM / iShares Trust - iShares Russell 2000 ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
GM / General Motors Company
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
T / AT&T Inc.
MSFT / Microsoft Corporation
SF / Stifel Financial Corp.
CVX / Chevron Corporation
NVDA / NVIDIA Corporation
CTSH / Cognizant Technology Solutions Corporation
AAPL / Apple Inc.
IWN / iShares Trust - iShares Russell 2000 Value ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
JNJ / Johnson & Johnson
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
QCOM / QUALCOMM Incorporated
OCR /
NBIX / Neurocrine Biosciences, Inc.
PANW / Palo Alto Networks, Inc.
AIG / American International Group, Inc.
MRVL / Marvell Technology, Inc.
P / Everpure, Inc.
PVA / Penn Virginia Corporation
JCP / J.C. Penney Co., Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
PLCM / Polycom, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TR / ETF (73935A104)
POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO / ETF (73935X153)
POWERSHARES HY DIVIDEND ACHIEVERS / ETF (73935X302)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
74005P104 / Praxair, Inc.
NKY /
PKT / Procera Networks, Inc.
PFPT / Proofpoint Inc
QMCO / Quantum Corporation
RTK / Rentech, Inc.
MKTG / Responsys Inc
RKUS / Ruckus Wireless, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
SM / SM Energy Company
EBND / SPDR Series Trust - State Street SPDR Bloomberg Emerging Markets Local Bond ETF
AVGO / Broadcom Inc.
XHB / SPDR Series Trust - State Street SPDR S&P Homebuilders ETF
SWYDF / Stornoway Diamond Corporation
SNDK / Sandisk Corporation
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
SREV / ServiceSource International Inc
SKX / Skechers U.S.A., Inc.
TVIA / TerraVia Holdings, Inc.
BID / Sotheby's
PSLV / Sprott Physical Silver Trust
859319303 / Sterling Financial Corp
STI / Solidion Technology, Inc.
86800CAE4 / Suntech Power Hldgs Co Bond
SRCI / SRC Energy Inc
TLYS / Tilly's, Inc.
UCBI / United Community Banks, Inc.
FTNT / Fortinet, Inc.
X / United States Steel Corporation
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
92343EAD4 / VeriSign, Inc. SDCV 3.250% 8/1
VOLC / Volcano Corp
WNC / Wabash National Corporation
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
XRX / Xerox Holdings Corporation
G0083B108 / Actavis
IR / Ingersoll Rand Inc.
WFT / Weatherford International plc
GE / General Electric Company
RIG / Transocean Ltd.
CHKP / Check Point Software Technologies Ltd.
TROX / Tronox Holdings plc
ASC / Ardmore Shipping Corporation
ALB / Albemarle Corporation
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
TWI / Titan International, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HOG / Harley-Davidson, Inc.
HLX / Helix Energy Solutions Group, Inc.
MOS / The Mosaic Company
KRO / Kronos Worldwide, Inc.
TGI / Triumph Group, Inc.
MTG / MGIC Investment Corporation
IAC / IAC Inc.
DIS / The Walt Disney Company
GS / The Goldman Sachs Group, Inc.
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
STWD / Starwood Property Trust, Inc.
R / Ryder System, Inc.
RF / Regions Financial Corporation
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
CROX / Crocs, Inc.
TPX / Somnigroup International Inc.
RCL / Royal Caribbean Cruises Ltd.
CBSH / Commerce Bancshares, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
NLY / Annaly Capital Management, Inc.
MDRX / Veradigm Inc.
EXP / Eagle Materials Inc.
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
TXT / Textron Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
FITB / Fifth Third Bancorp
RWX / SPDR Index Shares Funds - State Street SPDR Dow Jones International Real Estate ETF
BK / The Bank of New York Mellon Corporation
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
MRK / Merck & Co., Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
AMGN / Amgen Inc.
SIRI / Sirius XM Holdings Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NUE / Nucor Corporation
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
HAL / Halliburton Company
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
EFA / iShares Trust - iShares MSCI EAFE ETF
FCX / Freeport-McMoRan Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BAC / Bank of America Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
EMN / Eastman Chemical Company
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
A / Agilent Technologies, Inc.
EOG / EOG Resources, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
RTX / RTX Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
CSCO / Cisco Systems, Inc.
CAT / Caterpillar Inc.
SLB / SLB N.V.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
ORCL / Oracle Corporation
CMI / Cummins Inc.
GLD / SPDR Gold Shares
AMZN / Amazon.com, Inc.
AXP / American Express Company
ON / ON Semiconductor Corporation
GLW / Corning Incorporated
URI / United Rentals, Inc.
PHYS / Sprott Physical Gold Trust
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF