| Altair Nanotech @.58 5/28/16 *
/ warrants (03820G106) |
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| WATT / Energous Corporation
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| IDN / Intellicheck, Inc.
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| CVV / CVD Equipment Corporation
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| LOV / Spark Networks SE - ADR
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| / Benefytt Technologies Inc
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| KNWN / Know Labs, Inc.
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| ASC / Ardmore Shipping Corporation
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| VSTM / Verastem, Inc.
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| LENSF / Presbia PLC
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| STRM / Streamline Health Solutions, Inc.
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| DRNA / Dicerna Pharmaceuticals Inc
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| ASYS / Amtech Systems, Inc.
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| PCRX / Pacira BioSciences, Inc.
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| / Chase Packaging Corp.
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| IPLY / Interplay Entertainment Corp.
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| GREE / Greenidge Generation Holdings Inc.
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| CYTR / LadRx Corp
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| PARN / Parnell Pharmaceuticals Holdings Ltd.
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| LTBR / Lightbridge Corporation
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| BWEN / Broadwind, Inc.
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| 651824104 / Newport Corporation
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| Summit Corporations plc
/ (B02T3K5GB) |
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| TREE / LendingTree, Inc.
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| SEAC / SeaChange International, Inc.
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| MagneTek, Inc.
/ (559424403) |
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| Overland Storage, Inc. 20% of
/ Rights (999999999) |
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| AMBR / Amber International Holding Limited - Depositary Receipt (Common Stock)
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| RGLS / Regulus Therapeutics Inc.
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| US33830X1046 / Five Prime Therapeutics Inc
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| Arrowhead Research Corporation
/ (042797209) |
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| IPAS / iPass, Inc.
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| ECOM / ChannelAdvisor Corp
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| HTCH / Hutchinson Technology, Inc.
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| PRKR / ParkerVision, Inc.
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| OSN / Ossen Innovation Co Ltd - ADR
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| XPLR / Xplore Technologies Corp.
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| ADEP / Adept Technology
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| FLKS / Flex Pharma, Inc.
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| SAAS / inContact, Inc.
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| POWR / iShares, Inc. - iShares U.S. Power Infrastructure ETF
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| FCEL / FuelCell Energy, Inc.
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| VTAE / Vitae Pharmaceuticals, Inc.
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| EAC / Edify Acquisition Corp.
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| RGDXQ / Response Genetics, Inc
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| LOXO / Loxo Oncology, Inc.
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| DXYN / The Dixie Group, Inc.
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| CDTX / Cidara Therapeutics, Inc.
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| SIMO / Silicon Motion Technology Corporation - Depositary Receipt (Common Stock)
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| CTPR / CTPartners Executive Search Inc.
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| MERU / Meru Networks Inc
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| TIS / Orchids Paper Products Company
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| IRMD / IRADIMED CORPORATION
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| BIOL / BIOLASE, Inc.
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| IDSY / I.D. Systems, Inc.
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| CTRL / Control4 Corp
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| SCMP / Sucampo Pharmaceuticals, Inc.
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| 91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
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| ENTR / EntrepreneurShares Series Trust - ERShares Entrepreneurs ETF
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| CRBO / Carbon Energy Corporation
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| TIVO / TiVo Inc.
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| 76155G107 / Revolution Lighting Technologies, Inc.
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| Selectica, Inc.
/ (816288104) |
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| MRIN / Marin Software Incorporated
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| PETX / Aratana Therapeutics, Inc.
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| MNTX / Manitex International, Inc.
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| SRT / Startek, Inc.
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| HTLZF / Hamilton Thorne Ltd.
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| THST / Truett-Hurst, Inc.
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| SYNG / Synergetics, Inc.
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| DSPG / DSP Group, Inc.
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| Trillium Therapeutics @19.50 U
/ preferred (98620X506) |
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| US7170711045 / Pfenex Inc.
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| AMRC / Ameresco, Inc.
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| CRLRF / Crailar Technologies Inc.
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| GIMO / Gigamon Inc.
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| WGBS / WaferGen Bio-Systems, Inc.
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| ORMP / Oramed Pharmaceuticals Inc.
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| EXTR / Extreme Networks, Inc.
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| CPHR / Cipher Pharmaceuticals, Inc.
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| FDNH / Foundation Healthcare Inc.
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| RLOG / Rand Logistics, Inc.
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| ALBO / Albireo Pharma Inc
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| SNAK / Inventure Foods, Inc.
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| GTIM / Good Times Restaurants Inc.
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| GeneNews, Ltd. (Canada) (CF)
/ (36870T107) |
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| 001930205 / ARI Network Services, Inc.
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| GLDD / Great Lakes Dredge & Dock Corporation
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| AVGR / Avinger, Inc.
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| ITMSF / Intermap Technologies Corporation
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| SMT / SMART Technologies Inc.
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| VCRA / Vocera Communication Inc
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| PEYE / Precision Optics Corp., Inc.
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| CLRB / Cellectar Biosciences, Inc.
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| DDXS / Diadexus, Inc.
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| NVEE / NV5 Global, Inc.
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| DVAX / Dynavax Technologies Corporation
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| SHSP / SharpSpring Inc
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| MXL / MaxLinear, Inc.
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| SAIA / Saia, Inc.
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| BCOV / Brightcove Inc.
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| IMMR / Immersion Corporation
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| QTWW / Quantum Fuel Systems Technologies Worldwide, Inc.
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| CTCT / Constant Contact, Inc.
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| XEBEF / Xebec Adsorption Inc
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| BTX / BlackRock Innovation and Growth Term Trust
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| INVI / Integral Vision, Inc.
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| US0906721065 / BioTelemetry, Inc.
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| PPEHF / Pure Techs Ltd.
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| TPST / Tempest Therapeutics, Inc.
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| QUMU / Qumu Corp
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| LFDEF / UrtheCast Corp
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| LFDEF / UrtheCast Corp
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| IPWR / Ideal Power Inc.
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| NVAX / Novavax, Inc.
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| LRMR / Larimar Therapeutics, Inc.
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| ITI / Iteris, Inc.
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| MRNS / Marinus Pharmaceuticals, Inc.
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| MOSY / Mosys Inc
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| ARGS / Argos Therapeutics, Inc.
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| IZEA / IZEA Worldwide, Inc.
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| TRIL / Tidal Trust II - Defiance Trillion Dollar Club Index ETF
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| PCTI / PCTEL, Inc.
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| NPTN / NeoPhotonics Corporation
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| NLST / Netlist, Inc.
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| HPTO / hopTo Inc.
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| NEON / Neonode Inc.
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| SCYX / SCYNEXIS, Inc.
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| SQNS / Sequans Communications S.A. - Depositary Receipt (Common Stock)
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| SMMT / Summit Therapeutics Inc.
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| SGMO / Sangamo Therapeutics, Inc.
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| ACAD / ACADIA Pharmaceuticals Inc.
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| CVU / CPI Aerostructures, Inc.
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| GAIA / Gaia, Inc.
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| PFSW / PFSWEB Inc
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| LAKE / Lakeland Industries, Inc.
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| GNSS / Genasys Inc.
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| AMSC / American Superconductor Corporation
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| ORN / Orion Group Holdings, Inc.
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| LMAT / LeMaitre Vascular, Inc.
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| WLMS / Williams Industrial Services Group Inc
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| LPSN / LivePerson, Inc.
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| INFU / InfuSystem Holdings, Inc.
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| OPK / OPKO Health, Inc.
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| RGEN / Repligen Corporation
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| AVAV / AeroVironment, Inc.
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| KOPN / Kopin Corporation
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| CEVA / CEVA, Inc.
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| UCTT / Ultra Clean Holdings, Inc.
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.
