Market Value246,364,000
Total Holdings211
File Date2021-11-08
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
PAPR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - April
HIX / Western Asset High Income Fund II Inc.
SNSR / Global X Funds - Global X Internet of Things ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
GOOG.L / Alphabet Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
SPY / State Street SPDR S&P 500 ETF Trust
AMZN / Amazon.com, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
QJUN / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Buffer ETF - June
IBM / International Business Machines Corporation
UBER / Uber Technologies, Inc.
VFIA.X / Vanguard Index Funds - Vanguard S&P 500 ETF
WM / Waste Management, Inc.
GUT / The Gabelli Utility Trust
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FMAY / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - May
SQ / Block, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
SPHY / SPDR Series Trust - State Street SPDR Portfolio High Yield Bond ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
TGT / Target Corporation
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
SPYD / SPDR Series Trust - State Street SPDR Portfolio S&P 500 High Dividend ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
MUB / iShares Trust - iShares National Muni Bond ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
C / Citigroup Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
DM.WT / Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
CVS / CVS Health Corporation
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
HIPS / GraniteShares ETF Trust - GraniteShares HIPS US High Income ETF
GLAD / Gladstone Capital Corporation
HON / Honeywell International Inc.
SCCO / Southern Copper Corporation
QQQM / Invesco Exchange-Traded Fund Trust II - Invesco NASDAQ 100 ETF
TDOC / Teladoc Health, Inc.
ARKK / ARK ETF Trust - ARK Innovation ETF
MCD / McDonald's Corporation
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
JPM / JPMorgan Chase & Co.
PM / Philip Morris International Inc.
JBLU / JetBlue Airways Corporation
NSC / Norfolk Southern Corporation
WMT / Walmart Inc.
UPS / United Parcel Service, Inc.
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
IVE / iShares Trust - iShares S&P 500 Value ETF
QQQ / Invesco QQQ Trust, Series 1
EFA / iShares Trust - iShares MSCI EAFE ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
SSO / ProShares Trust - ProShares Ultra S&P500
LMT / Lockheed Martin Corporation
BST / BlackRock Science and Technology Trust
VHT / Vanguard World Fund - Vanguard Health Care ETF
QQQE / Direxion Shares ETF Trust - NASDAQ-100 Equal Weighted Index ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IYW / iShares Trust - iShares U.S. Technology ETF
ABBV / AbbVie Inc.
AMP / Ameriprise Financial, Inc.
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
JNJ / Johnson & Johnson
PDI / PIMCO Dynamic Income Fund
TWO / Two Harbors Investment Corp.
INTC / Intel Corporation
GOOGL / Alphabet Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
DFAC / Dimensional ETF Trust - Dimensional U.S. Core Equity 2 ETF
CL / Colgate-Palmolive Company
PEP / PepsiCo, Inc.
NEA / Nuveen AMT-Free Quality Municipal Income Fund
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
SPTS / SPDR Series Trust - State Street SPDR Portfolio Short Term Treasury ETF
BCBP / BCB Bancorp, Inc.
ELV / Elevance Health, Inc.
ROL / Rollins, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CREE / Cree, Inc.
AZAA / AIM ETF Products Trust - AllianzIM U.S. Large Cap Buffer10 Apr ETF
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
INMD / InMode Ltd.
HYLD / Exchange Listed Funds Trust - High Yield ETF
FLRN / SPDR Series Trust - State Street SPDR Bloomberg Investment Grade Floating Rate ETF
DFAX / Dimensional ETF Trust - Dimensional World ex U.S. Core Equity 2 ETF
APRW / AIM ETF Products Trust - AllianzIM U.S. Equity Buffer20 Apr ETF
EXC / Exelon Corporation
DGRO / iShares Trust - iShares Core Dividend Growth ETF
BA / The Boeing Company
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MET / MetLife, Inc.
PENN / PENN Entertainment, Inc.
ROK / Rockwell Automation, Inc.
SPGI / S&P Global Inc.
OXSQ / Oxford Square Capital Corp.
AGOX / Starboard Investment Trust - Adaptive Alpha Opportunities ETF
SHOP / Shopify Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
THW / Abrdn World Healthcare Fund
FPL / First Trust New Opportunities MLP & Energy Fund
PDT / John Hancock Premium Dividend Fund
AMZA / ETFis Series Trust I - InfraCap MLP ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
PSEC / Prospect Capital Corporation
SMHB / ETRACS Monthly Pay 2x Leveraged US Small Cap High Dividend ETN
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
GAIN / Gladstone Investment Corporation
SDIV / Global X Funds - Global X SuperDividend ETF
EPRF / Innovator ETFs Trust - Innovator S&P Investment Grade Preferred ETF
NMRK / Newmark Group, Inc.
HXL / Hexcel Corporation
DOW / Dow Inc.
PTY / Partway Group Plc
ETSY / Etsy, Inc.
RCL / Royal Caribbean Cruises Ltd.
GE / General Electric Company
COST / Costco Wholesale Corporation
ORCL / Oracle Corporation
BRK.B / Berkshire Hathaway Inc.
ED / Consolidated Edison, Inc.
META / Meta Platforms, Inc.
HD / The Home Depot, Inc.
MSFT / Microsoft Corporation
MMM / 3M Company
RTX / RTX Corporation
CAT / Caterpillar Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
ORC / Orchid Island Capital, Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
V / Visa Inc.
EVRI / Everi Holdings Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PEG / Public Service Enterprise Group Incorporated
MRNA / Moderna, Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
ET / Energy Transfer LP - Limited Partnership
NHS / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
AVGO / Broadcom Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
AXP / American Express Company
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
LIN / Linde plc
CHD / Church & Dwight Co., Inc.
NRZ / New Residential Investment Corp
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
RVLV / Revolve Group, Inc.
NKG / Nuveen Georgia Quality Municipal Income Fund
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
XLRE / The Select Sector SPDR Trust - State Street Real Estate Select Sector SPDR ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
ADP / Automatic Data Processing, Inc.
BAPR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - April
AAPL / Apple Inc.
MAIN / Main Street Capital Corporation
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
NLY / Annaly Capital Management, Inc.
PRU / Prudential Financial, Inc.
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
SRLN / SPDR Series Trust - State Street Blackstone Senior Loan ETF
RIOT / Riot Platforms, Inc.
KHC / The Kraft Heinz Company
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BHG / Bright Health Group, Inc.
MA / Mastercard Incorporated
CVX / Chevron Corporation
FDG / American Century ETF Trust - American Century Focused Dynamic Growth ETF
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
CSCO / Cisco Systems, Inc.
PYPL / PayPal Holdings, Inc.
BAC / Bank of America Corporation
ARCC / Ares Capital Corporation
SKLZ / Skillz Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ACB / Aurora Cannabis Inc.
CMCSA / Comcast Corporation
XOM / Exxon Mobil Corporation
FSK / FS KKR Capital Corp.
BFLY / Butterfly Network, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
WPC / W. P. Carey Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GS / The Goldman Sachs Group, Inc.
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
FAPR / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - April
QCOM / QUALCOMM Incorporated
NVDD / Direxion Shares ETF Trust - Direxion Daily NVDA Bear 1X ETF
NFLX / Netflix, Inc.
DKNG / DraftKings Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
IVW / iShares Trust - iShares S&P 500 Growth ETF
VZ / Verizon Communications Inc.
MRK / Merck & Co., Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
GDV / The Gabelli Dividend & Income Trust
T / AT&T Inc.
TSLA / Tesla, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
GLD / SPDR Gold Shares
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
DIS / The Walt Disney Company
FJUL / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - July
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF