Market Value233,625,000
Total Holdings197
File Date2020-10-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GOOG.L / Alphabet Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
AMZN / Amazon.com, Inc.
NFLX / Netflix, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
WM / Waste Management, Inc.
AVGO / Broadcom Inc.
IBM / International Business Machines Corporation
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
KO / The Coca-Cola Company
INMD / InMode Ltd.
ED / Consolidated Edison, Inc.
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
ABBV / AbbVie Inc.
SIRI / Sirius XM Holdings Inc.
PEG / Public Service Enterprise Group Incorporated
USFR / WisdomTree Trust - WisdomTree Floating Rate Treasury Fund
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
NCV / Virtus Convertible & Income Fund
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
FSK / FS KKR Capital Corp.
BRK.B / Berkshire Hathaway Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
JRS / Nuveen Real Estate Income Fund
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
IQI / Invesco Quality Municipal Income Trust
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
MSFT / Microsoft Corporation
DGRO / iShares Trust - iShares Core Dividend Growth ETF
GUT / The Gabelli Utility Trust
SPYD / SPDR Series Trust - State Street SPDR Portfolio S&P 500 High Dividend ETF
D / Dominion Energy, Inc.
GOOGL / Alphabet Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
ORC / Orchid Island Capital, Inc.
MET / MetLife, Inc.
MA / Mastercard Incorporated
ARCC / Ares Capital Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MRK / Merck & Co., Inc.
NVDD / Direxion Shares ETF Trust - Direxion Daily NVDA Bear 1X ETF
MCD / McDonald's Corporation
LMT / Lockheed Martin Corporation
JPM / JPMorgan Chase & Co.
AXP / American Express Company
META / Meta Platforms, Inc.
CHI / Calamos Convertible Opportunities and Income Fund
BAC / Bank of America Corporation
UPS / United Parcel Service, Inc.
ET / Energy Transfer LP - Limited Partnership
NSC / Norfolk Southern Corporation
QQQ / Invesco QQQ Trust, Series 1
GLAD / Gladstone Capital Corporation
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
RTX / RTX Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
NMRK / Newmark Group, Inc.
IVE / iShares Trust - iShares S&P 500 Value ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
DKNG / DraftKings Inc.
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
IWM / iShares Trust - iShares Russell 2000 ETF
KHC / The Kraft Heinz Company
GOLD / Gold.com, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
ZM / Zoom Communications, Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
US5391831030 / Livongo Health, Inc.
INTC / Intel Corporation
AFIN / American Fin Tr Inc - Class A
BIL / SPDR Series Trust - State Street SPDR Bloomberg 1-3 Month T-Bill ETF
TWO / Two Harbors Investment Corp.
CSCO / Cisco Systems, Inc.
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MRNA / Moderna, Inc.
ZTS / Zoetis Inc.
JFR / Nuveen Floating Rate Income Fund
FPL / First Trust New Opportunities MLP & Energy Fund
GBIL / Goldman Sachs ETF Trust - Goldman Sachs Access Treasury 0-1 Year ETF
ROKU / Roku, Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
FAM / First Trust/Abrdn Global Opportunity Income Fund
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
PSEC / Prospect Capital Corporation
SPTS / SPDR Series Trust - State Street SPDR Portfolio Short Term Treasury ETF
BCBP / BCB Bancorp, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
US35952V3033 / FS KKR Capital Corp II
HRI / Herc Holdings Inc.
BA / The Boeing Company
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
JPEM / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return Emerging Markets Equity ETF
SHOP / Shopify Inc.
CL / Colgate-Palmolive Company
HD / The Home Depot, Inc.
C / Citigroup Inc.
NHS / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MMM / 3M Company
TSLA / Tesla, Inc.
IP / International Paper Company
V / Visa Inc.
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
VZ / Verizon Communications Inc.
PENN / PENN Entertainment, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
BST / BlackRock Science and Technology Trust
OXSQ / Oxford Square Capital Corp.
THW / Abrdn World Healthcare Fund
EPRF / Innovator ETFs Trust - Innovator S&P Investment Grade Preferred ETF
FDG / American Century ETF Trust - American Century Focused Dynamic Growth ETF
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
SRE / Sempra
DOW / Dow Inc.
JBLU / JetBlue Airways Corporation
SOXL / Direxion Shares ETF Trust - Direxion Daily Semiconductor Bull 3X ETF
PEP / PepsiCo, Inc.
BMY / Bristol-Myers Squibb Company
PFE / Pfizer Inc.
AMGN / Amgen Inc.
CAT / Caterpillar Inc.
EVRI / Everi Holdings Inc.
BHK / BlackRock Core Bond Trust
AAPL / Apple Inc.
CVS / CVS Health Corporation
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
MAIN / Main Street Capital Corporation
FPF / First Trust Intermediate Duration Preferred & Income Fund
PDT / John Hancock Premium Dividend Fund
GAIN / Gladstone Investment Corporation
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
QCOM / QUALCOMM Incorporated
WPC / W. P. Carey Inc.
HIX / Western Asset High Income Fund II Inc.
NRZ / New Residential Investment Corp
CHD / Church & Dwight Co., Inc.
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
NKG / Nuveen Georgia Quality Municipal Income Fund
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
CVX / Chevron Corporation
DTD / WisdomTree Trust - WisdomTree U.S. Total Dividend Fund
VPU / Vanguard World Fund - Vanguard Utilities ETF
XLRE / The Select Sector SPDR Trust - State Street Real Estate Select Sector SPDR ETF
LIN / Linde plc
PTY / Partway Group Plc
MUB / iShares Trust - iShares National Muni Bond ETF
SNSR / Global X Funds - Global X Internet of Things ETF
PRU / Prudential Financial, Inc.
ROK / Rockwell Automation, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CMCSA / Comcast Corporation
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
RIOT / Riot Platforms, Inc.
NKE / NIKE, Inc.
SQ / Block, Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
NLY / Annaly Capital Management, Inc.
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ADP / Automatic Data Processing, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
GLD / SPDR Gold Shares
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
XOM / Exxon Mobil Corporation
DVY / iShares Trust - iShares Select Dividend ETF
SPY / State Street SPDR S&P 500 ETF Trust
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SH / ProShares Trust - ProShares Short S&P500
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
VFIA.X / Vanguard Index Funds - Vanguard S&P 500 ETF
T / AT&T Inc.
QQQE / Direxion Shares ETF Trust - NASDAQ-100 Equal Weighted Index ETF
SSO / ProShares Trust - ProShares Ultra S&P500
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
HON / Honeywell International Inc.
DIS / The Walt Disney Company
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
JNJ / Johnson & Johnson
EXC / Exelon Corporation
WMT / Walmart Inc.
COST / Costco Wholesale Corporation