Market Value320,586,000
Total Holdings125
File Date2021-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
MRC / MRC Global Inc.
WST / West Pharmaceutical Services, Inc.
VEGA / AdvisorShares Trust - AdvisorShares STAR Global Buy-Write ETF
EMD / Western Asset Emerging Markets Debt Fund Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
CLIX / ProShares Trust - ProShares Long Online/Short Stores ETF
WCLD / WisdomTree Trust - WisdomTree Cloud Computing Fund
FDX / FedEx Corporation
PKI / Revvity Inc.
VDE / Vanguard World Fund - Vanguard Energy ETF
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
RCUS / Arcus Biosciences, Inc.
ADFI / Two Roads Shared Trust - Anfield Dynamic Fixed Income ETF
GS / The Goldman Sachs Group, Inc.
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
ANAT / American National Group, Inc.
NFLX / Netflix, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
QCOM / QUALCOMM Incorporated
AMAT / Applied Materials, Inc.
QDEL / QuidelOrtho Corporation
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
LMAT / LeMaitre Vascular, Inc.
TWTR / Twitter Inc
AMT / American Tower Corporation
COF / Capital One Financial Corporation
ADNT / Adient plc
EXPE / Expedia Group, Inc.
BX / Blackstone Inc.
QPX / AdvisorShares Trust - AdvisorShares Q Dynamic Growth ETF
ICVT / iShares Trust - iShares Convertible Bond ETF
DHI / D.R. Horton, Inc.
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
SIZE / iShares Trust - iShares MSCI USA Size Factor ETF
APTV / Aptiv PLC
IEUR / iShares Trust - iShares Core MSCI Europe ETF
DSU / BlackRock Debt Strategies Fund, Inc.
COO / The Cooper Companies, Inc.
ALKS / Alkermes plc
A / Agilent Technologies, Inc.
PINC / Premier, Inc.
ALL / The Allstate Corporation
NAPR / Innovator ETFs Trust - Innovator Growth-100 Power Buffer ETF - April
TNET / TriNet Group, Inc.
OXLC / Oxford Lane Capital Corp.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
MXI / iShares Trust - iShares Global Materials ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
BIO / Bio-Rad Laboratories, Inc.
MNMD / Mind Medicine (MindMed) Inc.
AAL / American Airlines Group Inc.
ACB / Aurora Cannabis Inc.
BPMC / Blueprint Medicines Corporation
GUT / The Gabelli Utility Trust
ORGO / Organogenesis Holdings Inc.
FT / Franklin Universal Trust
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SNAP / Snap Inc.
ONCT / Oncternal Therapeutics, Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
CMG / Chipotle Mexican Grill, Inc.
LQDH / iShares U.S. ETF Trust - iShares Interest Rate Hedged Corporate Bond ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
PFFD / Global X Funds - Global X U.S. Preferred ETF
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SLV / iShares Silver Trust
GSBD / Goldman Sachs BDC, Inc.
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
PREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
PSEC / Prospect Capital Corporation
WPP / WPP plc - Depositary Receipt (Common Stock)
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
AZO / AutoZone, Inc.
UJAN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - January
BCX / Blackrock Resources & Commodities Strategy Trust
SPIB / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
BGR / BlackRock Energy and Resources Trust
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
DTEC / ALPS ETF Trust - ALPS Disruptive Technologies ETF
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
PKO / Pimco Income Opportunity Fund
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
CLDR / Cloudera Inc
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
BJAN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - January
USO / United States Oil Fund, LP - Limited Partnership
NIE / Virtus Equity & Convertible Income Fund
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
WLDR / Two Roads Shared Trust - Simplify Affinity World Leaders Equity ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ALC / Alcon Inc.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
/ GLOBAL X VID GAM
QGEN / Qiagen N.V.
HALO / Halozyme Therapeutics, Inc.
EHC / Encompass Health Corporation
WAT / Waters Corporation
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
HOLX / Hologic, Inc.
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
ZTS / Zoetis Inc.
CCI / Crown Castle Inc.
BHC / Bausch Health Companies Inc.
BRK.B / Berkshire Hathaway Inc.
GOOGL / Alphabet Inc.
QQQ / Invesco QQQ Trust, Series 1
MTCH / Match Group, Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
OSS / One Stop Systems, Inc.
PYPL / PayPal Holdings, Inc.
ELS / Equity LifeStyle Properties, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
TSLA / Tesla, Inc.
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
MDT / Medtronic plc
CSCO / Cisco Systems, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
UBS / UBS Group AG
VZ / Verizon Communications Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
ROKU / Roku, Inc.
ADSK / Autodesk, Inc.
BLOK / Amplify ETF Trust - Amplify Blockchain Technology ETF
GLD / SPDR Gold Shares
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
FLGT / Fulgent Genetics, Inc.
DVN / Devon Energy Corporation
ATRS / Antares Pharma Inc
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ABBV / AbbVie Inc.
BRKR / Bruker Corporation
SPEM / SPDR Index Shares Funds - State Street SPDR Portfolio Emerging Markets ETF
VRTX / Vertex Pharmaceuticals Incorporated
BKT / BlackRock Income Trust, Inc.
CMCSA / Comcast Corporation
VIVO / VivoPower PLC
JCI / Johnson Controls International plc
RAYC / The Advisors' Inner Circle Fund III - Rayliant Quantamental China Equity ETF
PCN / PIMCO Corporate & Income Strategy Fund
OIH / VanEck ETF Trust - VanEck Oil Services ETF
SYF / Synchrony Financial
BK / The Bank of New York Mellon Corporation
CB / Chubb Limited
GSK / GSK plc - Depositary Receipt (Common Stock)
PCRX / Pacira BioSciences, Inc.
RCL / Royal Caribbean Cruises Ltd.
META / Meta Platforms, Inc.
LL / LL Flooring Holdings, Inc.
GMED / Globus Medical, Inc.
SAGE / Sage Therapeutics, Inc.
CNHI / CNH Industrial N.V.
MSCI / MSCI Inc.
PRA / ProAssurance Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
MKTX / MarketAxess Holdings Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
YYY / Amplify ETF Trust - Amplify CEF High Income ETF
IIPR / Innovative Industrial Properties, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CARR / Carrier Global Corporation
SIVB / SVB Financial Group
COP / ConocoPhillips
/ ViacomCBS Inc
CMPS / COMPASS Pathways plc - Depositary Receipt (Common Stock)
DHR / Danaher Corporation
SPCE / Virgin Galactic Holdings, Inc.
VTRS / Viatris Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
MMM / 3M Company
PFE / Pfizer Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
AESR / Horizon Funds - Anfield U.S. Equity Sector Rotation ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
AMGN / Amgen Inc.
IFLN / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Enhanced Fallen Angels ETF
ABT / Abbott Laboratories
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
SPTL / SPDR Series Trust - State Street SPDR Portfolio Long Term Treasury ETF
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
PFEB / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - February
EW / Edwards Lifesciences Corporation
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
INVA / Innoviva, Inc.
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
MRK / Merck & Co., Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PMAR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - March
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
XOM / Exxon Mobil Corporation
ENPH / Enphase Energy, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
INMD / InMode Ltd.
BNTX / BioNTech SE - Depositary Receipt (Common Stock)
QURE / uniQure N.V.
CRSP / CRISPR Therapeutics AG
MSFT / Microsoft Corporation
IRWD / Ironwood Pharmaceuticals, Inc.
LH / Labcorp Holdings Inc.
CPRX / Catalyst Pharmaceuticals, Inc.
DALT / Two Roads Shared Trust - Anfield Diversified Alternatives ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
AVGO / Broadcom Inc.
ADBE / Adobe Inc.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
FOX / Fox Corporation
VPU / Vanguard World Fund - Vanguard Utilities ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
AFIF / Two Roads Shared Trust - Anfield Universal Fixed Income ETF
REGN / Regeneron Pharmaceuticals, Inc.
C.WSA / Citigroup, Inc.
UNH / UnitedHealth Group Incorporated
CRM / Salesforce, Inc.
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
NVDA / NVIDIA Corporation
ARCC / Ares Capital Corporation
DGX / Quest Diagnostics Incorporated
NOW / ServiceNow, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
ISRG / Intuitive Surgical, Inc.
NEE / NextEra Energy, Inc.
FJUN / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - June
PLTR / Palantir Technologies Inc.
DUK / Duke Energy Corporation
MBB / iShares Trust - iShares MBS ETF
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
PJAN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - January
SPY / State Street SPDR S&P 500 ETF Trust
BA / The Boeing Company
JNJ / Johnson & Johnson
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BAPR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - April
XLC / The Select Sector SPDR Trust - State Street Communication Services Select Sector SPDR ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SPTM / SPDR Series Trust - State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
NAPA / The Duckhorn Portfolio, Inc.
AMZN / Amazon.com, Inc.
TMO / Thermo Fisher Scientific Inc.
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
MPC / Marathon Petroleum Corporation
TDC / Teradata Corporation
PDEC / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - December
AAPL / Apple Inc.
FCX / Freeport-McMoRan Inc.