Market Value262,591,000
Total Holdings215
File Date2021-08-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Current
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EMD / Western Asset Emerging Markets Debt Fund Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
ONCT / Oncternal Therapeutics, Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
ELS / Equity LifeStyle Properties, Inc.
ALC / Alcon Inc.
DTEC / ALPS ETF Trust - ALPS Disruptive Technologies ETF
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
MRC / MRC Global Inc.
ACB / Aurora Cannabis Inc.
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
VEGA / AdvisorShares Trust - AdvisorShares STAR Global Buy-Write ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
GUT / The Gabelli Utility Trust
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
ROKU / Roku, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MXI / iShares Trust - iShares Global Materials ETF
CEMB / iShares, Inc. - iShares J.P. Morgan EM Corporate Bond ETF
MNMD / Mind Medicine (MindMed) Inc.
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
AMAT / Applied Materials, Inc.
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
CLDR / Cloudera Inc
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
C.WSA / Citigroup, Inc.
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
OXLC / Oxford Lane Capital Corp.
YYY / Amplify ETF Trust - Amplify CEF High Income ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
PKO / Pimco Income Opportunity Fund
NIE / Virtus Equity & Convertible Income Fund
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
SLV / iShares Silver Trust
PRA / ProAssurance Corporation
TWTR / Twitter Inc
ALL / The Allstate Corporation
BAPR / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - April
BX / Blackstone Inc.
ADNT / Adient plc
EXPE / Expedia Group, Inc.
SIZE / iShares Trust - iShares MSCI USA Size Factor ETF
US35952V3033 / FS KKR Capital Corp II
GSBD / Goldman Sachs BDC, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
PREF / Principal Exchange-Traded Funds - Principal Spectrum Preferred Securities Active ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
PSEC / Prospect Capital Corporation
ANAT / American National Group, Inc.
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
BJAN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - January
WPP / WPP plc - Depositary Receipt (Common Stock)
BCX / Blackrock Resources & Commodities Strategy Trust
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
SNAP / Snap Inc.
WLDR / Two Roads Shared Trust - Simplify Affinity World Leaders Equity ETF
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
PFFD / Global X Funds - Global X U.S. Preferred ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
UJAN / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - January
BGR / BlackRock Energy and Resources Trust
USO / United States Oil Fund, LP - Limited Partnership
GGN / GAMCO Global Gold, Natural Resources & Income Trust
SPIB / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
ADSK / Autodesk, Inc.
/ GLOBAL X VID GAM
AAL / American Airlines Group Inc.
MKTX / MarketAxess Holdings Inc.
IEUR / iShares Trust - iShares Core MSCI Europe ETF
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
WCLD / WisdomTree Trust - WisdomTree Cloud Computing Fund
FT / Franklin Universal Trust
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
CB / Chubb Limited
MSFT / Microsoft Corporation
FAX / Abrdn Asia-Pacific Income Fund Inc
BLOK / Amplify ETF Trust - Amplify Blockchain Technology ETF
MTCH / Match Group, Inc.
COF / Capital One Financial Corporation
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
PYPL / PayPal Holdings, Inc.
RCL / Royal Caribbean Cruises Ltd.
ABT / Abbott Laboratories
SPEM / SPDR Index Shares Funds - State Street SPDR Portfolio Emerging Markets ETF
NFLX / Netflix, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
ZTS / Zoetis Inc.
TSLA / Tesla, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
JNJ / Johnson & Johnson
ABBV / AbbVie Inc.
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
MDT / Medtronic plc
MRK / Merck & Co., Inc.
TDC / Teradata Corporation
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
UBS / UBS Group AG
AMZN / Amazon.com, Inc.
UNH / UnitedHealth Group Incorporated
VZ / Verizon Communications Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
AVGO / Broadcom Inc.
ADBE / Adobe Inc.
NOW / ServiceNow, Inc.
GLD / SPDR Gold Shares
DHI / D.R. Horton, Inc.
AESR / Horizon Funds - Anfield U.S. Equity Sector Rotation ETF
QCOM / QUALCOMM Incorporated
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
NVDA / NVIDIA Corporation
ALKS / Alkermes plc
RAYC / The Advisors' Inner Circle Fund III - Rayliant Quantamental China Equity ETF
BA / The Boeing Company
PCN / PIMCO Corporate & Income Strategy Fund
GS / The Goldman Sachs Group, Inc.
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
MSCI / MSCI Inc.
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
CLIX / ProShares Trust - ProShares Long Online/Short Stores ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
BKT / BlackRock Income Trust, Inc.
BHC / Bausch Health Companies Inc.
CRM / Salesforce, Inc.
JCI / Johnson Controls International plc
OIH / VanEck ETF Trust - VanEck Oil Services ETF
SYF / Synchrony Financial
AZO / AutoZone, Inc.
BK / The Bank of New York Mellon Corporation
AAPL / Apple Inc.
DUK / Duke Energy Corporation
OSS / One Stop Systems, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CARR / Carrier Global Corporation
FDX / FedEx Corporation
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
LL / LL Flooring Holdings, Inc.
APTV / Aptiv PLC
CNHI / CNH Industrial N.V.
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
QPX / AdvisorShares Trust - AdvisorShares Q Dynamic Growth ETF
/ ViacomCBS Inc
SPCE / Virgin Galactic Holdings, Inc.
CSCO / Cisco Systems, Inc.
SIVB / SVB Financial Group
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ARCC / Ares Capital Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
XOM / Exxon Mobil Corporation
HSY / The Hershey Company
MMM / 3M Company
AMT / American Tower Corporation
ICVT / iShares Trust - iShares Convertible Bond ETF
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
ENPH / Enphase Energy, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
NEE / NextEra Energy, Inc.
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
RCUS / Arcus Biosciences, Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FOX / Fox Corporation
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
META / Meta Platforms, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
DALT / Two Roads Shared Trust - Anfield Diversified Alternatives ETF
CCI / Crown Castle Inc.
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
REGN / Regeneron Pharmaceuticals, Inc.
FCX / Freeport-McMoRan Inc.
AFIF / Two Roads Shared Trust - Anfield Universal Fixed Income ETF
QQQ / Invesco QQQ Trust, Series 1
SPTL / SPDR Series Trust - State Street SPDR Portfolio Long Term Treasury ETF
GLTR / abrdn Precious Metals Basket ETF - abrdn Physical Precious Metals Basket Shares ETF
SPY / State Street SPDR S&P 500 ETF Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PFEB / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - February
CMCSA / Comcast Corporation
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
ADFI / Two Roads Shared Trust - Anfield Dynamic Fixed Income ETF
DEO / Diageo plc - Depositary Receipt (Common Stock)
FJUN / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - June
VDE / Vanguard World Fund - Vanguard Energy ETF
NAPA / The Duckhorn Portfolio, Inc.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
IIPR / Innovative Industrial Properties, Inc.
COST / Costco Wholesale Corporation
PLTR / Palantir Technologies Inc.
GOOGL / Alphabet Inc.
VTRS / Viatris Inc.
MBB / iShares Trust - iShares MBS ETF
XLC / The Select Sector SPDR Trust - State Street Communication Services Select Sector SPDR ETF
PDEC / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - December
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
COP / ConocoPhillips
LQDH / iShares U.S. ETF Trust - iShares Interest Rate Hedged Corporate Bond ETF
GOOG / Alphabet Inc.
IFLN / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Enhanced Fallen Angels ETF
BRK.B / Berkshire Hathaway Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
PJAN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - January
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MPC / Marathon Petroleum Corporation
DVN / Devon Energy Corporation
SPTM / SPDR Series Trust - State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
AMGN / Amgen Inc.
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
NAPR / Innovator ETFs Trust - Innovator Growth-100 Power Buffer ETF - April
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PMAR / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - March
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
CMPS / COMPASS Pathways plc - Depositary Receipt (Common Stock)