Investor Iroquois Capital Management, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Iroquois Capital Management, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2026-05-15 13G/A IVDA / Iveda Solutions, Inc. 714,286 585,068
2026-05-15 13G/A WRAP / Wrap Technologies, Inc. 4,425,830 2,843,615
2026-05-15 13G/A FABC / Fabric.AI, Inc. 161,595 161,442
2026-05-15 13G/A WORX / SCWorx Corp. 1,153,662 1,700,723
2026-05-15 13G AUUD / Auddia Inc. 581,421
2026-02-17 13G/A WORX / SCWorx Corp. 1,217,058 1,153,662
2026-02-17 13G/A FABC / Fabric.AI, Inc. 147,838 161,595
2026-02-17 13G/A PTPI / Petros Pharmaceuticals, Inc. 3,313,704 4,434,773
2026-02-17 13G/A CMND / Clearmind Medicine Inc. 603,470 166,464
2026-02-13 13G IVDA / Iveda Solutions, Inc. 714,286
2026-02-11 13G WRAP / Wrap Technologies, Inc. 1,337,673 4,425,830
2025-11-18 13G/A CMND / Clearmind Medicine Inc. 451,685 603,470
2025-11-17 13G/A FABC / Fabric.AI, Inc. 150,496 147,838
2025-11-14 13G/A BCTX / BriaCell Therapeutics Corp. 1,600,000 98,944
2025-11-14 13G/A FABC / Fabric.AI, Inc. 507,899 150,496
2025-11-14 13G/A BNGO / Bionano Genomics, Inc. 525,000 509,658
2025-11-14 13G/A WORX / SCWorx Corp. 403,850 1,217,058
2025-11-14 13G/A KWE / DEFSEC Technologies Inc. 100,000 70,419
2025-11-14 13G/A TWAV / TaoWeave, Inc. 367,853 168,445
2025-09-18 13G BNGO / Bionano Genomics, Inc. 525,000
2025-08-15 13G/A PTPI / Petros Pharmaceuticals, Inc. 5,939,954 3,313,704
2025-08-14 13G/A XXII / 22nd Century Group, Inc. 558,150
2025-08-14 13G/A PRSO / Peraso Inc. 2,380,951 1,428,570
2025-08-14 13G/A FABC / Fabric.AI, Inc. 507,899
2025-08-14 13G/A WORX / SCWorx Corp. 226,191 403,850
2025-07-28 13G KWE / DEFSEC Technologies Inc. 100,000
2025-07-28 13G BCTX / BriaCell Therapeutics Corp. 1,600,000
2025-06-17 13G TWAV / TaoWeave, Inc. 1,211,000 367,853
2025-05-15 13G/A WORX / SCWorx Corp. 116,279 226,191
2025-05-15 13G/A PTPI / Petros Pharmaceuticals, Inc. 2,527,084 5,939,954
2025-05-15 13G/A AYRO / StableX Technologies, Inc. 741,513 946,635
2025-05-14 13G/A CHUC / Charlie's Holdings, Inc. 12,078,473 12,078,473
2025-02-26 13G PTPI / Petros Pharmaceuticals, Inc. 167,820 2,527,084
2025-02-14 13G/A AYRO / StableX Technologies, Inc. 12,273 741,513
2025-02-14 13G/A PRSO / Peraso Inc. 0 2,380,951
2025-02-14 13G/A XXII / 22nd Century Group, Inc. 3,333,333 101,240
2025-02-14 13G/A CMND / Clearmind Medicine Inc. 125,000 451,685
2025-02-14 13G/A JTAI / Jet.AI Inc. 5,185,191 0
2024-12-05 13G WORX / SCWorx Corp. 116,279
2024-11-15 13G/A SMSI / Smith Micro Software, Inc. 1,061,812 0
2024-11-14 13G/A BDRX / Biodexa Pharmaceuticals Plc - Depositary Receipt (Common Stock) 936,170 0
2024-11-14 13G/A 0
2024-11-14 13G/A PRSO / Peraso Inc. 120,000 0
2024-11-14 13G/A OGEN / Oragenics, Inc. 809,090 0
2024-11-14 13G/A EDBL / Edible Garden AG Incorporated 54,000 0
2024-11-14 13G/A AYRO / StableX Technologies, Inc. 10,000 12,273
2024-11-14 13G/A VLCN / Volcon, Inc. 250,000 0
2024-11-12 13G/A CHUC / Charlie's Holdings, Inc. 12,078,473
2024-10-23 13G XXII / 22nd Century Group, Inc. 3,333,333
2024-10-15 13G JTAI / Jet.AI Inc. 5,185,191
2024-09-11 13G OGEN / Oragenics, Inc. 809,090
2024-08-08 13G BDRX / Biodexa Pharmaceuticals Plc - Depositary Receipt (Common Stock) 936,170 936,170
2024-08-05 13G BDRX / Biodexa Pharmaceuticals Plc - Depositary Receipt (Common Stock) 936,170
2024-07-16 13G VLCN / Volcon, Inc. 250,000
2024-05-31 13G EDBL / Edible Garden AG Incorporated 54,000
2024-02-15 13G PRSO / Peraso Inc. 120,000
2024-02-14 13G/A AYRO / StableX Technologies, Inc. 10,000
2024-02-14 13G/A SMSI / Smith Micro Software, Inc. 324,873 1,061,812
2024-02-14 13G/A MYMD / MyMD Pharmaceuticals, Inc. 896,478 317,360
2024-02-12 13G/A CHUCD / Charlies Holdings Inc 17,826,738 17,826,764
2024-01-22 13G CMND / Clearmind Medicine Inc. 125,000
2023-09-12 13G AYRO / StableX Technologies, Inc. 23,000 14,354,130
2023-06-28 13G SMSI / Smith Micro Software, Inc. 826,070 324,873
2023-06-16 13D/A PMCB / PharmaCyte Biotech, Inc. 1,242,615 189,350
2023-05-12 13D/A PMCB / PharmaCyte Biotech, Inc. 1,389,869 1,242,615
2023-02-14 13G/A SVRE / SaverOne 2014 Ltd. - Depositary Receipt (Common Stock) 681,430
2023-02-14 13G/A MYMD / MyMD Pharmaceuticals, Inc. 2,178,608 896,478
2023-02-13 13G/A CHUCD / Charlies Holdings Inc 14,851,386 17,826,738
2022-08-15 13D/A PMCB / PharmaCyte Biotech, Inc. 1,377,469 1,389,869
2022-07-15 13G 1,218,295
2022-07-11 13D/A PMCB / PharmaCyte Biotech, Inc. 1,258,791 1,377,469
2022-06-23 13D/A PMCB / PharmaCyte Biotech, Inc. 1,048,646 1,258,791
2022-02-24 13G/A AYRO / StableX Technologies, Inc. 1,666,667 23,000
2022-02-23 13G/A 095428108 / Blue Earth, Inc. 125,135 156,445
2022-02-23 13G/A MYMD / MyMD Pharmaceuticals, Inc. 110,000 2,178,608
2022-02-23 13G/A ARTL / Artelo Biosciences, Inc. 920,000 100,000
2022-02-23 13G/A OBLG / Oblong, Inc. 580,000 1,211,000
2022-02-23 13G/A SYN / Synthetic Biologics Inc 2,608,696 908,195
2022-02-23 13G/A HOTH / Hoth Therapeutics, Inc. 1,265,822 1,265,822
2022-02-23 13G/A PTPI / Petros Pharmaceuticals, Inc. 689,353 167,820
2021-11-04 13D PMCB / PharmaCyte Biotech, Inc. 1,048,646
2021-10-22 13G PTPI / Petros Pharmaceuticals, Inc. 689,353
2021-09-21 13G CHUCD / Charlies Holdings Inc 14,851,386
2021-03-18 13G HOTH / Hoth Therapeutics, Inc. 1,265,822
2021-02-22 13G/A 095428108 / Blue Earth, Inc. 1,331,298 125,135
2021-02-22 13G/A MYMD / MyMD Pharmaceuticals, Inc. 110,000 1,240,268
2021-02-22 13G/A AEMD / Aethlon Medical, Inc. 177,167 149,170
2021-02-22 13G/A SYN / Synthetic Biologics Inc 15,271 2,608,696
2021-02-22 13G/A VISL / Vislink Technologies, Inc. 5,300,719 77,017
2021-02-03 13G AYRO / StableX Technologies, Inc. 342,980 1,666,667
2021-01-04 13G 095428108 / Blue Earth, Inc. 1,331,298
2020-12-15 13G OBLG / Oblong, Inc. 580,000
2020-11-19 13G/A MYMD / MyMD Pharmaceuticals, Inc. 110,000 1,040,540
2020-10-19 13G ARTL / Artelo Biosciences, Inc. 920,000
2020-02-19 13G VISL / Vislink Technologies, Inc. 1,558,758 5,300,719
2020-02-14 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 130,634 100,000
2020-02-14 13G/A MOSY / Mosys Inc 250,000
2020-02-14 13G/A GNUS / Genius Brands International Inc 160,822 786,667
2020-02-14 13G/A TENX / Tenax Therapeutics, Inc. 63,405 1,554,404
2020-02-14 13G/A WRAP / Wrap Technologies, Inc. 1,888,258 1,337,673
2020-02-14 13G/A NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) 9,333,000 933,300
2020-02-14 13G/A AEMD / Aethlon Medical, Inc. 166,667 177,167
2020-02-14 13G/A 47W / Neurotrope Inc 685,366 297,816
2020-02-14 13G/A DCAR / DropCar, Inc. 17,732 549,419
2020-02-14 13G/A SYN / Synthetic Biologics Inc 696,900 15,271
2020-02-14 13G/A VISL / Vislink Technologies, Inc. 1,000,000 1,558,758
2019-12-23 13G AEMD / Aethlon Medical, Inc. 166,667
2019-12-18 13G MYMD / MyMD Pharmaceuticals, Inc. 110,000
2019-07-23 13G VISL / Vislink Technologies, Inc. 1,000,000
2019-05-10 13G / Charlie's Holdings Inc 482,286,556
2019-02-22 13G/A GNSS / Genasys Inc. 1,453,476 1,592,733
2019-02-14 13G/A 47W / Neurotrope Inc 674,596 685,366
2019-02-14 13G/A WRAP / Wrap Technologies, Inc. 1,790,558 1,888,258
2019-02-14 13G/A TNXP / Tonix Pharmaceuticals Holding Corp. 150,000 130,634
2019-02-14 13G/A GNUS / Genius Brands International Inc 170,840 160,822
2019-02-14 13G/A NUWE / Nuwellis, Inc. 33,732 1,344,000
2019-02-14 13G/A AYRO / StableX Technologies, Inc. 342,980 17,732
2019-02-14 13G/A TEUM / Pareteum Corp 3,575,573 0
2019-02-14 13G/A SEEL / Seelos Therapeutics, Inc. 887,025 771,429
2019-02-14 13G/A GNSS / Genasys Inc. 1,876,496 1,453,476
2019-02-14 13G/A SYN / Synthetic Biologics Inc 720,000 696,900
2019-02-14 13G/A TENX / Tenax Therapeutics, Inc. 777,202 63,405
2019-02-14 13G/A SMSI / Smith Micro Software, Inc. 1,306,672 826,070
2019-02-11 13G NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock) 9,333,000
2018-12-28 13G 47W / Neurotrope Inc 95,931 674,596
2018-12-14 13G TNXP / Tonix Pharmaceuticals Holding Corp. 150,000
2018-12-14 13G TENX / Tenax Therapeutics, Inc. 777,202
2018-10-19 13G WRAP / Wrap Technologies, Inc. 1,790,558
2018-10-18 13G SYN / Synthetic Biologics Inc 720,000 720,000
2018-10-17 13G SYN / Synthetic Biologics Inc 720,000
2018-10-09 13G MOSY / Mosys Inc 1,400,000
2018-06-25 13G GNSS / Genasys Inc. 1,420,594 1,876,496
2018-05-22 13G SMSI / Smith Micro Software, Inc. 1,306,672
2018-04-04 13D MRKR / Marker Therapeutics, Inc. 531,393 509,393
2018-02-14 13G/A AYRO / StableX Technologies, Inc. 342,980
2018-02-14 13G/A 47W / Neurotrope Inc 717,926 95,931
2018-02-14 13G/A ATOS / Atossa Therapeutics, Inc. 2,300,000 118,144
2018-02-14 13G/A GNUS / Genius Brands International Inc 98,470 170,840
2018-02-14 13G/A NUWE / Nuwellis, Inc. 515,628 33,732
2018-02-14 13G/A TPIV / TapImmune, Inc. 592,025 531,393
2018-02-14 13G/A AYRO / StableX Technologies, Inc. 293,650 342,980
2018-02-14 13G/A SEEL / Seelos Therapeutics, Inc. 658,202 887,025
2018-01-16 13D RGSE / Real Goods Solar, Inc. 352,048 605,000
2017-12-08 13G TEUM / Pareteum Corp 3,575,573
2017-11-09 13G ATOS / Atossa Therapeutics, Inc. 2,300,000
2017-08-15 13D/A NILE / BitNile Holdings Inc. 417,667 695,152
2017-06-16 13G SEEL / Seelos Therapeutics, Inc. 658,202
2017-06-15 13D NILE / BitNile Holdings Inc. 417,667
2017-06-14 13G NUWE / Nuwellis, Inc. 515,628
2017-02-14 13G/A AYRO / StableX Technologies, Inc. 293,650
2017-02-14 13G/A 852383207 / The Staffing Group Ltd. 2,718,640 0
2017-02-14 13G/A VISL / Vislink Technologies, Inc. 7,000,000 249,794
2017-02-14 13G/A AYRO / StableX Technologies, Inc. 278,634 293,650
2017-02-14 13G/A MGTI / MGT Capital Investments, Inc. 1,740,496 0
2017-02-14 13G/A RGSE / Real Goods Solar, Inc. 2,727,273 352,048
2017-02-14 13G/A GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 240,000,000 8,349,000
2017-02-14 13G/A GNUS / Genius Brands International Inc 98,470
2017-02-14 13G/A 47W / Neurotrope Inc 5,102,574 717,926
2017-02-14 13G/A TPIV / TapImmune, Inc. 3,211,114 592,025
2016-12-20 13G RGSE / Real Goods Solar, Inc. 2,727,273
2016-12-14 13G GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 0 240,000,000
2016-09-16 13G AYRO / StableX Technologies, Inc. 287,308
2016-09-16 13G AYRO / StableX Technologies, Inc. 277,839 287,308
2016-09-08 13D/A ALAN / Alanco Technologies Inc 474,398
2016-08-17 13D/A AYRO / StableX Technologies, Inc. 277,839
2016-08-17 13D/A AYRO / StableX Technologies, Inc. 278,568 277,839
2016-08-12 13G 47W / Neurotrope Inc 5,102,574 5,102,574
2016-08-09 13D/A 47W / Neurotrope Inc 5,102,574 5,102,574
2016-08-02 13D/A AYRO / StableX Technologies, Inc. 278,568
2016-08-02 13D/A AYRO / StableX Technologies, Inc. 276,288 278,568
2016-07-19 13D AYRO / StableX Technologies, Inc. 276,288
2016-07-19 13D AYRO / StableX Technologies, Inc. 57,160 276,288
2016-07-15 13D 47W / Neurotrope Inc 300,000 5,102,574
2016-05-20 13G VISL / Vislink Technologies, Inc. 7,000,000
2016-05-09 13D/A US6363752063 / National Holdings Corp. 845,313
2016-05-09 13G MGTI / MGT Capital Investments, Inc. 1,339,096 1,740,496
2016-03-15 13D/A GNSS / Genasys Inc. 1,851,896 1,420,594
2016-02-08 13G/A AYRO / StableX Technologies, Inc. 57,160
2016-02-08 13G/A TPIV / TapImmune, Inc. 1,945,795 3,211,114
2016-02-08 13G 47W / Neurotrope Inc 300,000
2016-02-08 13G/A AYRO / StableX Technologies, Inc. 2,229,685 57,160
2016-02-08 13G/A AIKI / AIkido Pharma Inc 380,445
2016-02-08 13G/A XWEL / XWELL, Inc. 39,268
2016-02-08 13G/A GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 166,666,650 0
2016-02-08 13D/A MGTI / MGT Capital Investments, Inc. 1,339,096
2016-01-14 13D/A GNSS / Genasys Inc. 1,883,900 1,851,896
2015-09-04 13G/A 852383207 / The Staffing Group Ltd. 2,902,406
2015-09-04 13G 852383207 / The Staffing Group Ltd. 2,718,640
2015-07-17 13G/A AYRO / StableX Technologies, Inc. 2,364,975
2015-07-17 13G/A AYRO / StableX Technologies, Inc. 2,364,975
2015-06-22 13D GNSS / Genasys Inc. 1,883,900
2015-05-12 13G XWEL / XWELL, Inc.
2015-03-16 13G GENE / Genetic Technologies Limited - Depositary Receipt (Common Stock) 166,666,650
2015-03-13 13G TPIV / TapImmune, Inc. 1,945,795
2015-02-17 13G/A AIKI / AIkido Pharma Inc 0
2015-02-17 13G/A AYRO / StableX Technologies, Inc. 14,303
2015-02-17 13G/A GNSS / Genasys Inc. 1,773,795
2014-10-02 13D/A MGTI / MGT Capital Investments, Inc. 1,039,096
2014-07-01 13D/A MGTI / MGT Capital Investments, Inc. 929,915
2014-06-26 13D/A US6363752063 / National Holdings Corp. 8,453,123
2014-06-09 13D/A US6363752063 / National Holdings Corp. 7,453,123
2014-06-09 13D/A MGTI / MGT Capital Investments, Inc. 929,915
2014-06-03 13G AIKI / AIkido Pharma Inc 375,000
2014-05-19 13D ALAN / Alanco Technologies Inc 474,398
2014-02-12 13G/A AYRO / StableX Technologies, Inc. 89,303
2014-02-12 13G/A NBY / Stablecoin Development Corporation 1,185,396
2014-02-12 13G/A AIKI / AIkido Pharma Inc 167,274
2014-02-12 13G GNSS / Genasys Inc. 2,617,626
2014-02-11 13D/A US6363752063 / National Holdings Corp. 7,288,623
2014-02-05 13D/A MGTI / MGT Capital Investments, Inc. 900,543
2013-12-16 13D MGTI / MGT Capital Investments, Inc. 765,873
2013-11-21 13D US6363752063 / National Holdings Corp. 7,276,625
2013-09-23 13G US6363752063 / National Holdings Corp. 6,364,203
2013-06-13 13D/A GNSS / Genasys Inc. 3,015,765
2013-05-24 13D/A GNSS / Genasys Inc. 2,291,969
2013-05-14 13D TWFH / 24Holdings, Inc.
2013-03-04 13D/A GNSS / Genasys Inc. 2,174,192
2013-02-14 13G AIKI / AIkido Pharma Inc 46,990
2013-02-12 13G/A XWEL / XWELL, Inc. 2,111,559
2013-02-12 13G AYRO / StableX Technologies, Inc. 761,164
2013-02-12 13G MGTI / MGT Capital Investments, Inc. 2,574
2013-02-12 13G NBY / Stablecoin Development Corporation 2,842,500
2013-02-12 13G VALV / Shengkai Innovations, Inc. 1,908,570
2013-02-12 13G/A ALTO / Alto Ingredients, Inc. 7,712,169
2013-01-17 13D GNSS / Genasys Inc. 1,929,711
2012-10-09 13G ALTO / Alto Ingredients, Inc. 12,500,000
2012-02-14 13G/A JVA / Coffee Holding Co., Inc. 0
2012-02-14 13G/A XWEL / XWELL, Inc. 884,803
2012-02-14 13G/A 10,458,877
2012-02-14 13G/A ABIO / ARCA biopharma, Inc. 605,643