| Investor | Barings Llc |
13D/G Filings
This page shows a list of all the recent 13D/G filings made by Barings Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).
When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.
| Date | Form | Target | Prev Shares |
Current Shares |
Change (Percent) |
Ownership (Percent) |
Change (Percent) |
|
|---|---|---|---|---|---|---|---|---|
| 2026-03-06 | 13G/A | 130,000 | ||||||
| 2025-11-07 | 13G | 105,000 | ||||||
| 2025-09-08 | 13G | 1,000,000 | ||||||
| 2025-08-13 | 13G | 3,800,000 | ||||||
| 2023-07-25 | 13D | CEM / ClearBridge MLP and Midstream Fund Inc | ||||||
| 2023-07-25 | 13D | CEM / ClearBridge MLP and Midstream Fund Inc | ||||||
| 2019-02-12 | 13D/A | BBDC / Barings BDC, Inc. | 13,356,159 | 13,356,159 | ||||
| 2019-02-12 | 13G/A | LAYN / Layne Christensen Co. | 1,076,923 | 0 | ||||
| 2019-02-11 | 13D/A | BBDC / Barings BDC, Inc. | 12,527,227 | 13,356,159 | ||||
| 2018-12-31 | 13D/A | BBDC / Barings BDC, Inc. | 11,288,984 | 12,527,227 | ||||
| 2018-12-10 | 13D/A | BBDC / Barings BDC, Inc. | 10,738,272 | 11,288,984 | ||||
| 2018-11-21 | 13D/A | BBDC / Barings BDC, Inc. | 10,173,680 | 10,738,272 | ||||
| 2018-11-01 | 13D/A | BBDC / Barings BDC, Inc. | 9,658,308 | 10,173,680 | ||||
| 2018-10-18 | 13D/A | BBDC / Barings BDC, Inc. | 9,658,308 | 9,658,308 | ||||
| 2018-10-17 | 13D/A | BBDC / Barings BDC, Inc. | 9,095,181 | 9,658,308 | ||||
| 2018-10-10 | 13D/A | BBDC / Barings BDC, Inc. | 9,095,181 | |||||
| 2018-08-06 | 13D | BBDC / Barings BDC, Inc. | 8,529,917 | |||||
| 2018-08-06 | 13D | BBDC / Barings BDC, Inc. | 8,529,917 | |||||
| 2017-09-15 | 13D | CGO / Calamos Global Total Return Fund | 480,000 | |||||
| 2017-09-15 | 13D | CHY / Calamos Convertible and High Income Fund | 4,400,000 | |||||
| 2017-09-15 | 13D | CHI / Calamos Convertible Opportunities and Income Fund | 4,000,000 | |||||
| 2017-09-15 | 13D | CCD / Calamos Dynamic Convertible and Income Fund | 2,560,000 | |||||
| 2017-09-15 | 13D | CHW / Calamos Global Dynamic Income Fund | 2,600,000 | |||||
| 2016-02-16 | 13G | LAYN / Layne Christensen Co. | 1,076,923 | |||||
| 2015-04-06 | 13D | CTR / ClearBridge MLP and Midstream Total Return Fund Inc. | 240 | |||||
| 2015-04-06 | 13D | EMO / ClearBridge Energy Midstream Opportunity Fund Inc | 240 | |||||
| 2015-02-17 | 13G/A | TCPC / BlackRock TCP Capital Corp. | 1,603,372 | |||||
| 2015-01-07 | 13G/A | TYG / Tortoise Energy Infrastructure Corporation | 4,600,000 | |||||
| 2014-10-17 | 13G | TYG / Tortoise Energy Infrastructure Corporation | 2,600,000 | |||||
| 2014-02-06 | 13G/A | TCPC / BlackRock TCP Capital Corp. | 1,603,372 | |||||
| 2014-02-05 | 13G/A | PPIH / Perma-Pipe International Holdings, Inc. | 0 | |||||
| 2013-02-15 | 13G | TCPC / BlackRock TCP Capital Corp. | 1,603,372 |
