Investor B. Riley Financial, Inc.
13D/G Filings

This page shows a list of all the recent 13D/G filings made by B. Riley Financial, Inc. . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2026-05-27 13D/A TACT / TransAct Technologies Incorporated 600,010 100,010
2026-05-15 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 181,967 181,846
2026-02-13 13D/A US05614L4077 / BABCOCK and WILCOX ENTERPRISES INC SER A 7.75% PERP PFD 28,819,735 27,664,353
2026-02-13 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 185,250 181,967
2025-11-14 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 193,053 185,250
2025-09-03 13D/A TACT / TransAct Technologies Incorporated 826,745 600,010
2025-08-14 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 222,102 193,053
2025-04-02 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 222,485 222,102
2025-04-02 13D/A TACT / TransAct Technologies Incorporated 935,143 826,745
2025-04-02 13D/A 13,246,373
2025-03-18 13D/A 496,474
2025-02-14 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 220,261 222,485
2024-11-14 13D/A TACT / TransAct Technologies Incorporated 1,034,366 935,143
2024-10-01 13D/A 955,590 777,886
2024-09-25 13D/A US05614L4077 / BABCOCK and WILCOX ENTERPRISES INC SER A 7.75% PERP PFD 28,819,735 28,819,735
2024-09-05 13D/A 1,093,659 955,590
2024-08-21 13D/A 1,221,572 1,093,659
2024-08-14 13D/A 1,464,467 1,221,572
2024-07-15 13D/A US05614L4077 / BABCOCK and WILCOX ENTERPRISES INC SER A 7.75% PERP PFD 28,819,735
2024-07-02 13D/A 1,464,467
2024-05-07 13G/A RGF / The Real Good Food Company, Inc. 1,043,176 940,479
2024-04-17 13D/A BWSN / Babcock & Wilcox Enterprises, Inc. - Corporate Bond/Note 28,819,735
2024-03-26 13D/A FAZE / FaZe Holdings Inc. 11,384,152 0
2024-03-01 13G/A MCHX / Marchex, Inc. 2,042,791 1,557,139
2024-02-13 13G/A MCHX / Marchex, Inc. 2,816,399 2,042,791
2024-02-13 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 209,869 220,261
2024-02-13 13G RGF / The Real Good Food Company, Inc. 1,043,176
2024-02-09 13D/A ALTG / Alta Equipment Group Inc. 4,263,217 240,033
2024-01-22 13D/A BW / Babcock & Wilcox Enterprises, Inc. 28,932,420 28,932,420
2023-12-26 13D/A BW / Babcock & Wilcox Enterprises, Inc. 26,983,739 28,932,420
2023-12-04 13D/A AREN / The Arena Group Holdings, Inc. 7,327,967 62,500
2023-11-01 13D/A SNCR / Synchronoss Technologies, Inc. 13,004,101 13,004,101
2023-08-16 13D/A AREN / The Arena Group Holdings, Inc. 7,327,967 7,327,967
2023-08-07 13D/A ALTG / Alta Equipment Group Inc. 4,593,217 4,263,217
2023-07-25 13D/A ALTG / Alta Equipment Group Inc. 6,793,217 4,593,217
2023-06-27 13D/A AREN / The Arena Group Holdings, Inc. 6,949,087 7,327,967
2023-06-02 13D/A BRIV / B Riley Principal 250 Merger Corp - Class A 0
2023-05-10 13D/A BRIV / B Riley Principal 250 Merger Corp - Class A 4,912,500
2023-04-18 13D/A CHRA / Charah Solutions Inc 2,888,889 127,960
2023-04-18 13D/A ALTG / Alta Equipment Group Inc. 6,434,326 6,793,217
2023-03-31 13D/A AREN / The Arena Group Holdings, Inc. 5,940,066 6,949,087
2023-03-22 13D/A SNCR / Synchronoss Technologies, Inc. 13,004,101 13,004,101
2023-03-13 13D/A SNCR / Synchronoss Technologies, Inc. 12,595,181 13,004,101
2023-02-03 13G/A MCHX / Marchex, Inc. 3,017,496 2,816,399
2023-02-03 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 205,388 209,869
2022-12-30 13D/A AREN / The Arena Group Holdings, Inc. 5,940,066 5,940,066
2022-12-29 13G/A DERM / Journey Medical Corporation 939,695 864,695
2022-12-15 13D/A FAZE / FaZe Holdings Inc. 12,479,001 11,384,152
2022-11-14 13D/A GORV / Lazydays Holdings, Inc. 1,979,114 284,980
2022-10-11 13D/A GORV / Lazydays Holdings, Inc. 1,757,961 1,979,114
2022-10-11 13D/A TACT / TransAct Technologies Incorporated 916,654 1,034,366
2022-08-15 13D/A GORV / Lazydays Holdings, Inc. 1,745,879 1,757,961
2022-08-10 13D/A EOSE / Eos Energy Enterprises, Inc. 3,966,932 2,912,126
2022-08-08 13D/A QMCO / Quantum Corporation 8,643,351 5,025,471
2022-08-04 13D/A EOSE / Eos Energy Enterprises, Inc. 5,711,417 3,966,932
2022-07-29 13D/A FAZE / FaZe Holdings Inc. 12,479,001
2022-07-18 13D/A AREN / The Arena Group Holdings, Inc. 5,746,014 5,940,066
2022-07-07 13D/A GORV / Lazydays Holdings, Inc. 1,589,013 1,745,879
2022-06-10 13D/A QMCO / Quantum Corporation 7,388,889 6,846,974
2022-06-07 13D/A GORV / Lazydays Holdings, Inc. 1,069,665 1,589,013
2022-05-13 13D/A TACT / TransAct Technologies Incorporated 761,153 916,654
2022-05-06 13D/A ALTG / Alta Equipment Group Inc. 6,046,248 6,434,326
2022-04-28 13D/A QMCO / Quantum Corporation 8,643,351 7,388,889
2022-04-14 13D/A TACT / TransAct Technologies Incorporated 537,993 761,153
2022-04-06 13D TACT / TransAct Technologies Incorporated 537,993
2022-03-15 13D/A SNCR / Synchronoss Technologies, Inc. 11,538,462 12,595,181
2022-03-10 13D LAZY / Lazydays Holdings, Inc. 894,002 1,069,665
2022-02-25 13D/A AREN / The Arena Group Holdings, Inc. 5,474,014 5,746,014
2022-02-16 13D/A AREN / The Arena Group Holdings, Inc. 75,537,691 5,474,014
2022-02-11 13G LAZY / Lazydays Holdings, Inc. 894,002
2022-02-11 13G/A GSL / Global Ship Lease, Inc. 3,049,502 1,459,963
2022-02-11 13G / JOURNEY MEDICAL CORP 939,695
2022-02-11 13G/A DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 188,616 205,388
2022-02-11 13G APLD / Applied Digital Corporation 15,668,026
2022-02-11 13G MCHX / Marchex, Inc. 3,017,496
2022-02-08 13D/A ALTG / Alta Equipment Group Inc. 5,170,895 6,046,248
2022-02-01 13D/A XELA / Exela Technologies, Inc. 15,071,322 300,000
2021-12-17 13D XELA / Exela Technologies, Inc. 15,071,322
2021-11-22 13D/A EOSE / Eos Energy Enterprises, Inc. 6,653,759 5,711,417
2021-11-05 13G DDI / DoubleDown Interactive Co., Ltd. - Depositary Receipt (Common Stock) 188,616
2021-11-01 13D/A MVEN / Maven Inc (The) 83,149,780 75,537,691
2021-11-01 13D/A ALTG / Alta Equipment Group Inc. 6,452,146 5,170,895
2021-11-01 13D/A TTSH / Tile Shop Holdings, Inc. 3,826,638 2,214,578
2021-11-01 13D/A QMCO / Quantum Corporation 5,454,840
2021-11-01 13D/A BW / Babcock & Wilcox Enterprises, Inc. 29,354,503 26,983,739
2021-11-01 13D/A SNCR / Synchronoss Technologies, Inc. 13,826,538 11,538,462
2021-10-13 13D/A MVEN / Maven Inc (The) 76,190,859 83,149,780
2021-09-03 13D/A SONM / DNA X, Inc. 5,772,910 0
2021-08-31 13D/A EOSE / Eos Energy Enterprises, Inc. 6,653,759
2021-08-30 13D/A TTSH / Tile Shop Holdings, Inc. 4,410,145 3,826,638
2021-08-27 13D/A SONM / DNA X, Inc. 10,710,994 5,772,910
2021-08-13 13D CHRA / Charah Solutions Inc 2,888,889
2021-07-22 13G/A FRGA / Franchise Group, Inc. 3,968,099 1,559,005
2021-07-06 13D SNCR / Synchronoss Technologies, Inc. 13,826,538
2021-06-17 13D/A BRIV / B Riley Principal 250 Merger Corp - Class A 4,912,500
2021-05-21 13D BRIV / B Riley Principal 250 Merger Corp - Class A 4,867,500
2021-04-28 13D/A QMCO / Quantum Corporation 8,643,351 7,703,351
2021-04-14 13G/A GSL / Global Ship Lease, Inc. 2,199,502 3,049,502
2021-03-26 13D/A BW / Babcock & Wilcox Enterprises, Inc. 18,633,718 29,354,503
2021-03-23 13D/A ALTG / Alta Equipment Group Inc. 6,452,146
2021-03-16 13D/A SONM / DNA X, Inc. 10,710,994 10,710,994
2021-03-16 13D/A SONM / DNA X, Inc. 12,639,577 10,710,994
2021-03-05 13D BRPM / B. Riley Principal 150 Merger Corp - Class A 4,832,500
2021-03-04 13D/A TTSH / Tile Shop Holdings, Inc. 4,402,745 4,410,145
2021-02-10 13D/A BW / Babcock & Wilcox Enterprises, Inc. 18,633,718 18,633,718
2021-02-08 13D/A QMCO / Quantum Corporation 8,643,351
2021-02-08 13D/A QMCO / Quantum Corporation 8,643,351
2021-02-01 13D/A TTSH / Tile Shop Holdings, Inc. 4,763,208 4,402,745
2021-01-29 13G/A GSL / Global Ship Lease, Inc. 2,089,226 2,199,502
2021-01-27 13D/A BW / Babcock & Wilcox Enterprises, Inc. 18,633,718 18,633,718
2021-01-27 13G FRGA / Franchise Group, Inc. 3,968,099
2021-01-27 13D/A BW / Babcock & Wilcox Enterprises, Inc. 16,254,342 18,633,718
2021-01-07 13D/A MVEN / Maven Inc (The) 2,119,515 76,190,859
2020-12-02 13D/A EOSE / Eos Energy Enterprises, Inc. 6,931,279
2020-11-27 13D MVEN / Maven Inc (The) 2,119,515
2020-11-18 13D/A TTSH / Tile Shop Holdings, Inc. 4,144,303 4,763,208
2020-10-15 13D/A TTSH / Tile Shop Holdings, Inc. 3,538,103 4,144,303
2020-10-02 13D/A BW / Babcock & Wilcox Enterprises, Inc. 13,920,340 16,254,342
2020-09-17 13D/A TTSH / Tile Shop Holdings, Inc. 2,915,045 3,538,103
2020-09-10 13D TTSH / Tile Shop Holdings, Inc. 2,915,045
2020-09-10 13D/A BW / Babcock & Wilcox Enterprises, Inc. 11,879,524 13,920,340
2020-07-02 13D/A FRG / Franchise Group Inc - Class A 4,622,462 4,725,099
2020-07-02 13D/A BW / Babcock & Wilcox Enterprises, Inc. 10,687,152 11,879,524
2020-06-30 13D/A SONM / DNA X, Inc. 12,639,577 12,639,577
2020-06-29 13D/A SONM / DNA X, Inc. 2,945,595 12,639,577
2020-06-11 13D/A BW / Babcock & Wilcox Enterprises, Inc. 8,932,673 10,687,152
2020-05-20 13D/A BW / Babcock & Wilcox Enterprises, Inc. 8,808,186 8,932,673
2020-04-29 13D/A QMCO / Quantum Corporation 8,547,611 8,547,611
2020-04-28 13D/A QMCO / Quantum Corporation 8,226,241 8,547,611
2020-04-23 13D/A FRG / Franchise Group Inc - Class A 4,622,462 4,622,462
2020-04-22 13D/A FRG / Franchise Group Inc - Class A 4,622,462
2020-04-06 13D QMCO / Quantum Corporation 6,091,363 8,226,241
2020-01-28 13G/A QMCO / Quantum Corporation 6,091,363 6,091,363
2020-01-28 13G/A GSL / Global Ship Lease, Inc. 2,089,226 2,089,226
2020-01-27 13G/A RNGR / Ranger Energy Services, Inc. 438,180 438,180
2020-01-24 13G/A RNGR / Ranger Energy Services, Inc. 441,984 438,180
2020-01-23 13G/A HCHC / HC2 Holdings Inc 2,576,997 975,206
2020-01-21 13G/A RNGR / Ranger Energy Services, Inc. 441,984 441,984
2020-01-18 13G/A RNGR / Ranger Energy Services, Inc. 886,726 441,984
2020-01-15 13G HCHC / HC2 Holdings Inc 4,136,162 2,576,997
2019-12-02 13D SIC / Select Interior Concepts Inc - Class A 3,061,687 3,066,351
2019-11-27 13G/A LONE / Lonestar Resources US Inc 2,430,251 1,191,494
2019-11-12 13D SONM / DNA X, Inc. 2,945,595
2019-10-28 13D/A TAX / EA Series Trust - Cambria Tax Aware ETF 3,105,728 4,105,728
2019-10-10 13G GSL / Global Ship Lease, Inc. 2,089,226
2019-07-29 13D/A BW / Babcock & Wilcox Enterprises, Inc. 8,808,186
2019-07-23 13D/A BW / Babcock & Wilcox Enterprises, Inc. 11,576,005
2019-07-12 13D/A TAX / EA Series Trust - Cambria Tax Aware ETF 3,104,703 3,105,728
2019-05-07 13D/A BW / Babcock & Wilcox Enterprises, Inc. 10,908,713 11,576,005
2019-04-10 13D/A BW / Babcock & Wilcox Enterprises, Inc. 10,908,713 10,908,713
2019-04-09 13D/A BW / Babcock & Wilcox Enterprises, Inc. 10,851,713 10,908,713
2019-03-21 13G/A RNGR / Ranger Energy Services, Inc. 886,726 886,726
2019-02-05 13G/A TST / TheStreet, Inc. 3,631,014 3,815,261
2019-01-28 13G/A QMCO / Quantum Corporation 4,094,589 6,091,363
2019-01-24 13G/A SIC / Select Interior Concepts Inc - Class A 2,619,073 3,061,687
2019-01-23 13G LONE / Lonestar Resources US Inc 2,430,251
2019-01-23 13G RNGR / Ranger Energy Services, Inc. 886,726
2019-01-23 13G TST / TheStreet, Inc. 3,631,014
2019-01-16 13G/A US31788H3030 / Finjan Holdings, Inc. 2,374,955 0
2018-12-31 13G QMCO / Quantum Corporation 4,094,589 4,094,589
2018-12-29 13G QMCO / Quantum Corporation 4,094,589
2018-12-14 13D HCHC / HC2 Holdings Inc 4,136,162
2018-11-30 13D BW / Babcock & Wilcox Enterprises, Inc. 10,851,713
2018-10-09 13G SIC / Select Interior Concepts Inc - Class A 2,619,073
2018-08-09 13D/A TAX / EA Series Trust - Cambria Tax Aware ETF 3,085,787 3,104,703
2018-08-07 13D TAX / EA Series Trust - Cambria Tax Aware ETF 3,085,787
2018-02-07 13G/A US31788H3030 / Finjan Holdings, Inc. 2,374,955
2018-01-22 13D BEBE / TGE Value Creative Solutions Corp 3,319,528
2018-01-03 13D CALL / magicJack VocalTec Ltd. 1,249,600
2016-07-01 13D/A UNTD / United Online, Inc. 15,876,706 0
2016-05-06 13D/A UNTD / United Online, Inc. 1,427,228 1,587,670
2016-05-03 13D/A US6363752063 / National Holdings Corp. 1,083,503 1,041,574
2016-03-01 13D/A SDOI / Special Diversified Opportunities Inc. 3,504,172 0
2016-02-10 13D/A UNTD / United Online, Inc. 1,427,228
2016-02-10 13D/A SDOI / Special Diversified Opportunities Inc. 3,504,172
2016-01-25 13D/A US6363752063 / National Holdings Corp. 1,083,503 1,083,503
2015-12-10 13D US6363752063 / National Holdings Corp. 1,083,503