| 内部者株式数 | 15,165,003 shares |
内部心理スコア
内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。
これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。
更新頻度: 1日
役員心理スコア
役員心理スコアは、役員によって購入されている企業を見つけます。
定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。
内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。
更新頻度: 1日
主要内部者指標
このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。
例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。
正味内部者購入数 (ランク)
正味内部者購入数は、購入した内部者の総数から、過去90日間に売却した内部者の総数を差し引いたものです。パーセンタイルのランクがここに表示されます (0から100%の範囲) 。
内部者による浮動株購入率 (ランク)
内部者による浮動株購入率は、内部者が購入した株式の総数から、過去90日間に内部者が売却した株式の総数を差し引いたものを浮動株の総数で割り、100を乗じたものです。
内部者取引チャート
Nuverra Environmental Solutions Inc内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。
内部者名簿と収益性指標
この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。
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| 内部者 | 平均利益 (%) | 所有 株式数 |
調整後 分割 |
|---|
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内部者購入の実績 - 短期利益分析
このセクションでは、NES / Nuverra Environmental Solutions Incで行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .
次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
内部者売却の実績 - 短期損失分析
このセクションでは、NES / Nuverra Environmental Solutions Incで行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .
次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
取引履歴
リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。
| 提出 日 |
取引 日 |
フォーム | 内部者 | ティッカー | 証券タイトル | コード | 直接 | 権利行使 価格 |
単位 価格 |
単位 変化 |
価値 変更 (千) |
残り オプション |
残り 株式数 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-02-25 | 2022-02-23 | 4 | Gates Capital Management, L.P. | NES | Common Stock, par value $0.01 per share ("Common Stock") | I | -6,626,660 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | MCGOVERN MICHAEL Y | NES | Common Stock | D | -70,816 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | -42,194 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Crabb Joseph M | NES | Common Stock | D | -101,194 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Crabb Joseph M | NES | Common Stock | D | 42,194 | 101,194 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Thompson Charles K. | NES | Common Stock | D | -265,122 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Nightingale David | NES | Common Stock | D | -17,220 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Bauer Eric T | NES | Restricted Stock Units | D | -42,194 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Bauer Eric T | NES | Common Stock | D | -42,194 | 0 | ||||||
| 2022-02-23 | 2022-02-23 | 4 | Bauer Eric T | NES | Common Stock | D | 42,194 | 42,194 | ||||||
| 2021-07-19 | 2021-07-16 | 4 | Thompson Charles K. | NES | Common Stock | D | 2.2200 | -47,621 | -106 | 265,122 | ||||
| 2021-07-19 | 2021-07-16 | 4 | Thompson Charles K. | NES | Common Stock | D | 151,899 | 312,743 | ||||||
| 2021-04-22 | 2021-04-21 | 4 | Nightingale David | NES | Common Stock | D | 17,220 | 17,220 | ||||||
| 2021-04-22 | 2021-04-21 | 4 | MCGOVERN MICHAEL Y | NES | Common Stock | D | 22,959 | 70,816 | ||||||
| 2021-04-13 | 2021-04-09 | 4 | Crabb Joseph M | NES | Common Stock | D | 1,253 | 59,000 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | -20,674 | 0 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | Crabb Joseph M | NES | Common Stock | D | 2.2500 | -7,185 | -16 | 57,747 | ||||
| 2021-03-12 | 2021-03-10 | 4 | Crabb Joseph M | NES | Common Stock | D | 20,674 | 64,932 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 3.2100 | -31,375 | -101 | 6,626,660 | ||||
| 2021-02-16 | 2021-02-16 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 3.2400 | -12,960 | -42 | 6,658,035 | ||||
| 2021-02-16 | 2021-02-11 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 3.0800 | -50,111 | -154 | 6,670,995 | ||||
| 2021-02-09 | 2021-01-14 | 4 | Thompson Charles K. | NES | Restricted Stock Units | D | -210,000 | 0 | ||||||
| 2021-02-09 | 2021-01-14 | 4 | Thompson Charles K. | NES | Common Stock | D | 2.6800 | -67,795 | -182 | 160,844 | ||||
| 2021-02-09 | 2021-01-14 | 4 | Thompson Charles K. | NES | Common Stock | D | 210,000 | 228,639 | ||||||
| 2021-02-09 | 2021-01-14 | 4 | Fox Robert Young | NES | Restricted Stock Units | D | -19,879 | 0 | ||||||
| 2021-02-09 | 2021-01-14 | 4 | Fox Robert Young | NES | Common Stock | D | 2.6800 | -5,895 | -16 | 62,032 | ||||
| 2021-02-09 | 2021-01-14 | 4 | Fox Robert Young | NES | Common Stock | D | 19,879 | 67,927 | ||||||
| 2021-02-09 | 2021-01-14 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | -20,674 | 0 | ||||||
| 2021-02-09 | 2021-01-14 | 4 | Crabb Joseph M | NES | Common Stock | D | 2.6800 | -7,185 | -19 | 44,258 | ||||
| 2021-02-09 | 2021-01-14 | 4 | Crabb Joseph M | NES | Common Stock | D | 20,674 | 51,443 | ||||||
| 2020-12-23 | 2020-12-21 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 4.0300 | -185,811 | -749 | 6,721,106 | ||||
| 2020-12-23 | 2020-12-21 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 4.6600 | -150,000 | -699 | 6,906,917 | ||||
| 2020-12-18 | 2020-12-16 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | 42,194 | 42,194 | ||||||
| 2020-12-18 | 2020-12-16 | 4 | Thompson Charles K. | NES | Restricted Stock Units | D | 86,076 | 86,076 | ||||||
| 2020-12-18 | 2020-12-16 | 4 | Fox Robert Young | NES | Restricted Stock Units | D | 84,388 | 84,388 | ||||||
| 2020-12-18 | 2020-12-16 | 4 | Bauer Eric T | NES | Restricted Stock Units | D | 42,194 | 42,194 | ||||||
| 2020-04-22 | 2020-04-21 | 4 | Griggs John | NES | Common Stock | D | 37,500 | 47,857 | ||||||
| 2020-04-22 | 2020-04-21 | 4 | MCGOVERN MICHAEL Y | NES | Common Stock | D | 37,500 | 47,857 | ||||||
| 2020-01-22 | 2020-01-21 | 4 | Fox Robert Young | NES | Restricted Stock Units | D | -19,879 | 19,879 | ||||||
| 2020-01-22 | 2020-01-21 | 4 | Fox Robert Young | NES | Common Stock | D | 2.9200 | -6,908 | -20 | 48,048 | ||||
| 2020-01-22 | 2020-01-21 | 4 | Fox Robert Young | NES | Common Stock | D | 19,879 | 54,956 | ||||||
| 2020-01-22 | 2020-01-21 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | -20,674 | 20,674 | ||||||
| 2020-01-22 | 2020-01-21 | 4 | Crabb Joseph M | NES | Common Stock | D | 2.9200 | -7,185 | -21 | 30,769 | ||||
| 2020-01-22 | 2020-01-21 | 4 | Crabb Joseph M | NES | Common Stock | D | 20,674 | 37,954 | ||||||
| 2019-08-27 | 2019-08-23 | 4 | Fox Robert Young | NES | Restricted Stock Units | D | -29,818 | 29,819 | ||||||
| 2019-08-27 | 2019-08-23 | 4 | Fox Robert Young | NES | Common Stock | D | 3.8800 | -8,782 | -34 | 35,077 | ||||
| 2019-08-27 | 2019-08-23 | 4 | Fox Robert Young | NES | Common Stock | D | 29,818 | 43,859 | ||||||
| 2019-04-09 | 2019-03-05 | 4/A | Fox Robert Young | NES | Common Stock | D | 10.9000 | -5,838 | -64 | 14,041 | ||||
| 2019-04-09 | 2019-04-05 | 4 | Griggs John | NES | Common Stock | D | 5,669 | 10,357 | ||||||
| 2019-04-09 | 2019-03-18 | 4 | Griggs John | NES | Common Stock | D | 4,688 | 4,688 | ||||||
| 2019-04-09 | 2019-04-05 | 4 | Thompson Charles K. | NES | Restricted Stock Units | D | -11,338 | 210,000 | ||||||
| 2019-04-09 | 2019-04-05 | 4 | Thompson Charles K. | NES | Restricted Stock Units | D | 11,338 | 221,338 | ||||||
| 2019-04-09 | 2019-04-05 | 4 | Thompson Charles K. | NES | Common Stock | D | 8.8200 | -3,276 | -29 | 18,639 | ||||
| 2019-04-09 | 2019-04-05 | 4 | Thompson Charles K. | NES | Common Stock | D | 11,338 | 21,915 | ||||||
| 2019-04-09 | 2019-03-18 | 4 | Thompson Charles K. | NES | Common Stock | D | 4,688 | 10,577 | ||||||
| 2019-04-09 | 2019-04-05 | 4 | MCGOVERN MICHAEL Y | NES | Common Stock | D | 5,669 | 10,357 | ||||||
| 2019-04-09 | 2019-03-18 | 4 | MCGOVERN MICHAEL Y | NES | Common Stock | D | 4,688 | 4,688 | ||||||
| 2019-03-07 | 2019-03-05 | 4 | Fox Robert Young | NES | Restricted Stock Units | D | -19,879 | 39,758 | ||||||
| 2019-03-07 | 2019-03-05 | 4 | Fox Robert Young | NES | Restricted Stock Units | D | 59,637 | 59,637 | ||||||
| 2019-03-07 | 2019-03-05 | 4 | Fox Robert Young | NES | Restricted Stock Units | D | 59,637 | 59,637 | ||||||
| 2019-03-07 | 2019-03-05 | 4 | Fox Robert Young | NES | Common Stock | D | 10.9000 | -6,048 | -66 | 13,831 | ||||
| 2019-03-07 | 2019-03-05 | 4 | Fox Robert Young | NES | Common Stock | D | 19,879 | 19,879 | ||||||
| 2019-03-07 | 2019-03-05 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | -4,135 | 41,348 | ||||||
| 2019-03-07 | 2019-03-05 | 4 | Crabb Joseph M | NES | Common Stock | D | 10.9000 | -7,529 | -82 | 17,280 | ||||
| 2019-03-07 | 2018-12-31 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | -20,674 | 41,348 | ||||||
| 2019-03-07 | 2018-12-31 | 4 | Crabb Joseph M | NES | Common Stock | D | 24,809 | 24,809 | ||||||
| 2019-01-08 | 2019-01-04 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 10.0000 | 1,599 | 16 | 7,056,917 | ||||
| 2019-01-08 | 2019-01-04 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 9.7064 | 9,948 | 97 | 7,055,318 | ||||
| 2019-01-03 | 2018-12-31 | 4 | Thompson Charles K. | NES | Restricted Stock Units | D | 210,000 | 210,000 | ||||||
| 2019-01-02 | 2019-01-02 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 9.2541 | 9,683 | 90 | 7,045,370 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Gates Capital Management, L.P. | NES | Subscription Rights (right to buy) | D | 9.61 | -1,500,396 | 0 | |||||
| 2019-01-02 | 2018-12-28 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 9.6100 | 108,013 | 1,038 | 7,035,687 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 9.6100 | 1,500,396 | 14,419 | 6,927,674 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Ascribe Management LLC | NONE | Subscription Rights (Right to buy) | D | 9.61 | -1,495,607 | 0 | |||||
| 2019-01-02 | 2018-12-28 | 4 | Ascribe Management LLC | NONE | Common Stock | D | 9.6100 | 116,313 | 1,118 | 7,021,879 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Ascribe Management LLC | NONE | Common Stock | D | 9.6100 | 1,495,607 | 14,373 | 6,905,566 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Ascribe Capital LLC | NONE | Subscription Rights (Right to buy) | D | 9.61 | -1,495,607 | 0 | |||||
| 2019-01-02 | 2018-12-28 | 4 | Ascribe Capital LLC | NONE | Common Stock | D | 9.6100 | 116,313 | 1,118 | 7,021,879 | ||||
| 2019-01-02 | 2018-12-28 | 4 | Ascribe Capital LLC | NONE | Common Stock | D | 9.6100 | 1,495,607 | 14,373 | 6,905,566 | ||||
| 2018-11-08 | 2018-11-08 | 4 | Lang Edward A. | NES | Common Stock | D | 10.3500 | 1,613 | 17 | 3,000 | ||||
| 2018-11-08 | 2018-11-07 | 4 | Lang Edward A. | NES | Common Stock | D | 10.2300 | 387 | 4 | 1,387 | ||||
| 2018-11-01 | 2018-11-01 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 11.2800 | 5,951 | 67 | 5,427,278 | ||||
| 2018-11-01 | 2018-10-31 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 11.2200 | 7,793 | 87 | 5,421,327 | ||||
| 2018-11-01 | 2018-10-30 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 11.2800 | 12,455 | 140 | 5,413,534 | ||||
| 2018-10-12 | 2018-10-11 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 9.9000 | 139,032 | 1,376 | 5,401,079 | ||||
| 2018-10-12 | 2018-10-11 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 10.8200 | 200 | 2 | 5,262,047 | ||||
| 2018-10-12 | 2018-10-11 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 11.1800 | 100 | 1 | 5,261,847 | ||||
| 2018-10-12 | 2018-10-11 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 11.0000 | 3,044 | 33 | 5,261,747 | ||||
| 2018-10-12 | 2018-10-10 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 9.9000 | 227,000 | 2,247 | 5,258,703 | ||||
| 2018-10-12 | 2018-10-10 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 10.2900 | 4,626 | 48 | 5,031,703 | ||||
| 2018-10-12 | 2018-10-10 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 10.4000 | 3,798 | 39 | 5,027,077 | ||||
| 2018-05-31 | 2018-05-29 | 4 | Thompson Charles K. | NES | Common Stock | D | 5,889 | 5,889 | ||||||
| 2018-05-03 | 3 | First Lawrence A. | NES | Common Stock | D | 0 | ||||||||
| 2018-04-06 | 2018-04-05 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 21.7100 | -366 | -8 | 5,023,279 | ||||
| 2018-04-06 | 2018-04-04 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 21.5000 | -570 | -12 | 5,023,645 | ||||
| 2018-03-20 | 2018-03-16 | 4 | Griggs John | NES | Restricted Stock | D | 4,688 | 4,688 | ||||||
| 2018-03-20 | 2018-03-16 | 4 | Thompson Charles K. | NES | Restricted Stock | D | 4,688 | 4,688 | ||||||
| 2018-03-20 | 2018-03-16 | 4 | MCGOVERN MICHAEL Y | NES | Restricted Stock | D | 4,688 | 4,688 | ||||||
| 2018-03-19 | 2018-03-15 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 21.4300 | -654 | -14 | 5,024,215 | ||||
| 2018-03-15 | 2018-03-14 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 20.3000 | -300 | -6 | 5,024,869 | ||||
| 2018-03-15 | 2018-03-14 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 19.9400 | -561 | -11 | 5,025,169 | ||||
| 2018-03-15 | 2018-03-14 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 20.4900 | -700 | -14 | 5,025,730 | ||||
| 2018-03-15 | 2018-03-14 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 19.9600 | -2,148 | -43 | 5,026,430 | ||||
| 2018-03-15 | 2018-03-14 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 22.1300 | -9,000 | -199 | 5,028,578 | ||||
| 2018-03-15 | 2018-03-13 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 25.7700 | -1,677 | -43 | 5,037,578 | ||||
| 2018-03-15 | 2018-03-14 | 4 | Lang Edward A. | NES | Common Stock | D | 19.9000 | 1,000 | 20 | 1,000 | ||||
| 2018-03-13 | 2018-02-23 | 4/A | JOHNSRUD MARK D | NES | Employee Stock Option (right to buy) | D | 41.31 | 354,411 | 354,411 | |||||
| 2018-03-13 | 2018-02-23 | 4/A | JOHNSRUD MARK D | NES | Employee Stock Option (right to buy) | D | 37.03 | 354,411 | 354,411 | |||||
| 2018-03-13 | 2018-02-23 | 4/A | JOHNSRUD MARK D | NES | Restricted Stock Units | D | 531,618 | 531,618 | ||||||
| 2018-03-13 | 2018-02-23 | 4/A | JOHNSRUD MARK D | NES | Restricted Stock Units | D | 531,618 | 531,618 | ||||||
| 2018-03-13 | 2018-03-02 | 4/A | JOHNSRUD MARK D | NES | Restricted Stock Units | D | -443,015 | 88,603 | ||||||
| 2018-03-13 | 2018-03-12 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 25.9700 | -2,602 | -68 | 5,039,255 | ||||
| 2018-03-13 | 2018-03-12 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 25.9300 | -6,237 | -162 | 5,041,857 | ||||
| 2018-03-13 | 2018-03-12 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 26.1100 | -8,313 | -217 | 5,048,094 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 22.4000 | -330 | -7 | 5,056,407 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 21.7500 | -45,500 | -990 | 5,056,737 | ||||
| 2018-03-09 | 2018-03-08 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 22.3400 | -2,045 | -46 | 5,102,237 | ||||
| 2018-03-09 | 2018-03-07 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 22.0000 | -700 | -15 | 5,104,282 | ||||
| 2018-03-06 | 2018-03-02 | 4 | JOHNSRUD MARK D | NES | Restricted Stock Units | D | -354,412 | 0 | ||||||
| 2018-03-06 | 2018-03-02 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 354,412 | 531,618 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | 62,022 | 62,022 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | Crabb Joseph M | NES | Restricted Stock Units | D | 62,022 | 62,022 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | Lang Edward A. | NES | Restricted Stock Units | D | 62,022 | 62,022 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | Lang Edward A. | NES | Restricted Stock Units | D | 62,022 | 62,022 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | JOHNSRUD MARK D | NES | Employee Stock Option (right to buy) | D | 37.03 | 354,411 | 354,411 | |||||
| 2018-02-27 | 2018-02-23 | 4 | JOHNSRUD MARK D | NES | Employee Stock Option (right to buy) | D | 41.31 | 354,411 | 354,411 | |||||
| 2018-02-27 | 2018-02-23 | 4 | JOHNSRUD MARK D | NES | Restricted Stock Units | D | 531,618 | 531,618 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | JOHNSRUD MARK D | NES | Restricted Stock Units | D | 531,618 | 531,618 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | JOHNSRUD MARK D | NES | Restricted Stock Units | D | -177,206 | 354,412 | ||||||
| 2018-02-27 | 2018-02-23 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 177,206 | 177,206 | ||||||
| 2017-12-29 | 2017-12-28 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 21.6200 | -2,405 | -52 | 5,104,982 | ||||
| 2017-12-29 | 2017-12-27 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 23.4800 | -1,712 | -40 | 5,107,387 | ||||
| 2017-12-29 | 2017-12-27 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 22.2300 | -2,609 | -58 | 5,109,099 | ||||
| 2017-12-29 | 2017-12-27 | 4 | Gates Capital Management, L.P. | NES | Common Stock | D | 24.6000 | -3,668 | -90 | 5,111,708 | ||||
| 2017-08-15 | 3/A | Ascribe Associates III, LLC | NONE | Common Stock | D | 5,409,958 | ||||||||
| 2017-08-15 | 3/A | Ascribe Associates II, LLC | NONE | Common Stock | D | 5,409,958 | ||||||||
| 2017-08-15 | 3/A | Gates Jeffrey L | NONE | Common Stock | D | 5,115,376 | ||||||||
| 2017-08-09 | 2017-08-07 | 4 | HOLMES TOD C | NONE | Common Stock | D | -70,946 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Nelson Ralph Daniel | NONE | Common Stock | D | -76,729 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | JOHNSRUD MARK D By Badlands Development II, LLC | NONE | Common Stock | I | -98,234,375 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | JOHNSRUD MARK D By JPJ LP | NONE | Common Stock | I | -655,000 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | JOHNSRUD MARK D 401(k) | NONE | Common Stock | I | -1,305 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | JOHNSRUD MARK D | NONE | Common Stock | D | -29,947,234 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | AUSTIN WILLIAM M | NONE | Common Stock | D | -61,579 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Simonds Robert | NONE | Common Stock | I | -875 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Simonds Robert | NONE | Common Stock | D | -88,789 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | OSBORNE ALFRED E JR | NONE | Common Stock | I | -9,000 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | OSBORNE ALFRED E JR | NONE | Common Stock | D | -30,000 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | QUAYLE DAN | NONE | Common Stock | I | -11,936 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | QUAYLE DAN | NONE | Common Stock | I | -2,500 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | QUAYLE DAN | NONE | Common Stock | D | -78,689 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Barkett Edward A | NONE | Common Stock | I | -10,000 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Barkett Edward A | NONE | Common Stock | D | -79,504 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Crabb Joseph M 401(k) | NONE | Common Stock | I | -1,565 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Crabb Joseph M | NONE | Common Stock | D | -25,681 | 0 | ||||||
| 2017-08-09 | 2017-08-07 | 4 | Hilgendorf Stacy W. 401(k) | NONE | Common Stock | I | -300 | 0 | ||||||
| 2017-08-08 | 3 | Ascribe Capital LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Capital LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Capital LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Capital LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Capital LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Capital LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Capital LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Management LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Management LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Management LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Management LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Management LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Ascribe Management LLC | NONE | Common Stock | D | 10,819,918 | ||||||||
| 2017-08-08 | 3 | Gates Capital Management, L.P. | NONE | Common Stock | D | 10,230,756 | ||||||||
| 2017-08-08 | 3 | Gates Capital Management, L.P. | NONE | Common Stock | D | 10,230,756 | ||||||||
| 2017-08-08 | 3 | Gates Capital Management, L.P. | NONE | Common Stock | D | 10,230,756 | ||||||||
| 2017-08-08 | 3 | Gates Capital Management, L.P. | NONE | Common Stock | D | 10,230,756 | ||||||||
| 2017-08-08 | 3 | Gates Capital Management, L.P. | NONE | Common Stock | D | 10,230,756 | ||||||||
| 2017-05-15 | 2017-05-11 | 4 | OSBORNE ALFRED E JR | NESCQ | Common Stock | I | 0.0140 | -59,175 | -1 | 0 | ||||
| 2017-05-15 | 2017-05-11 | 4 | OSBORNE ALFRED E JR | NESCQ | Common Stock | D | 0.0140 | -5,000 | -0 | 30,000 | ||||
| 2016-08-02 | 2016-07-29 | 4 | JOHNSRUD MARK D | OTCQB:NESC | Common Stock | D | 0.3200 | 781,250 | 250 | 29,947,234 | ||||
| 2016-08-02 | 2016-07-29 | 4 | JOHNSRUD MARK D | OTCQB:NESC | Common Stock | D | 0.2560 | 19,531,250 | 5,000 | 29,165,984 | ||||
| 2016-06-16 | 2016-06-14 | 4 | JOHNSRUD MARK D | OTCQB:NESC | Common Stock | D | 0.2787 | 100,000 | 28 | 9,634,734 | ||||
| 2016-05-27 | 2016-05-26 | 4 | JOHNSRUD MARK D By Badlands Development II, LLC | OTCQB:NESC | Common Stock | I | 98,234,375 | 98,234,375 | ||||||
| 2016-05-09 | 2016-05-06 | 4 | Crabb Joseph M | OTCQB:NESC | Common Stock | D | 0.2800 | -819 | -0 | 25,681 | ||||
| 2016-04-04 | 2016-04-01 | 4 | Heinlein Gregory J | OTCQB:NESC | Common Stock | D | 0.2600 | -4,354 | -1 | 20,969 | ||||
| 2016-03-22 | 2016-03-17 | 4 | Heinlein Gregory J | NESC | Common Stock | D | 0.3200 | -2,177 | -1 | 25,323 | ||||
| 2016-03-22 | 2015-03-17 | 4 | Heinlein Gregory J | NESC | Common Stock | D | 20,000 | 27,500 | ||||||
| 2015-12-07 | 2015-12-04 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 0.8378 | 50,000 | 42 | 10,189,734 | ||||
| 2015-11-30 | 2015-11-25 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 0.9364 | 30,000 | 28 | 10,139,734 | ||||
| 2015-11-12 | 2015-11-10 | 4 | Simonds Robert | NES | Common Stock | D | 60,000 | 88,789 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | Barkett Edward A | NES | Common Stock | D | 60,000 | 79,504 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | Nelson Ralph Daniel | NES | Common Stock | D | 60,000 | 76,729 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | AUSTIN WILLIAM M | NES | Common Stock | D | 60,000 | 61,579 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | HOLMES TOD C | NES | Common Stock | D | 60,000 | 70,946 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | QUAYLE DAN | NES | Common Stock | D | 60,000 | 78,689 | ||||||
| 2015-11-12 | 2015-11-10 | 4 | OSBORNE ALFRED E JR | NES | Common Stock | D | 60,000 | 76,942 | ||||||
| 2015-08-18 | 2015-08-17 | 4 | Heinlein Gregory J | NES | Common Stock | D | 1.7900 | 5,500 | 10 | 7,500 | ||||
| 2015-06-10 | 2015-06-09 | 4 | Heinlein Gregory J | NES | Common Stock | D | 5.2500 | 2,000 | 10 | 2,000 | ||||
| 2015-05-15 | 2015-05-14 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 5.2480 | 25,000 | 131 | 10,109,734 | ||||
| 2015-03-19 | 2015-03-17 | 4 | Heinlein Gregory J | NES | Stock Options | D | 3.44 | 30,000 | 177,894 | |||||
| 2015-01-16 | 2015-01-14 | 4 | Heinlein Gregory J | NES | Stock Options | D | 5.52 | 147,894 | 147,894 | |||||
| 2015-01-16 | 2015-01-14 | 4 | Crabb Joseph M | NES | Stock Options | D | 5.52 | 139,194 | 139,194 | |||||
| 2015-01-09 | 3 | Hilgendorf Stacy W. 401(k) | NES | Common Stock | I | 600 | ||||||||
| 2015-01-09 | 3 | Hilgendorf Stacy W. 401(k) | NES | Common Stock | I | 600 | ||||||||
| 2015-01-07 | 3 | Heinlein Gregory J | NES | Common Stock | D | 0 | ||||||||
| 2014-12-15 | 2014-12-12 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 6.7740 | 31,400 | 213 | 10,084,734 | ||||
| 2014-12-12 | 2014-12-11 | 4 | OSBORNE ALFRED E JR | NES | Common Stock | I | 7.0300 | 5,000 | 35 | 9,000 | ||||
| 2014-12-12 | 2014-12-11 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 7.1200 | 50,000 | 356 | 10,053,334 | ||||
| 2014-12-11 | 2014-12-10 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 6.4350 | 18,600 | 120 | 10,003,334 | ||||
| 2014-12-03 | 2014-12-02 | 4 | Crabb Joseph M | NES | Common Stock | D | 8.1630 | 4,000 | 33 | 26,500 | ||||
| 2014-12-02 | 2014-12-02 | 4 | Barkett Edward A | NES | Common Stock | I | 8.4050 | 5,000 | 42 | 10,000 | ||||
| 2014-11-28 | 2014-11-26 | 4 | Crabb Joseph M | NES | Common Stock | D | 10.3950 | 3,500 | 36 | 22,500 | ||||
| 2014-11-26 | 2014-11-25 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 11.4170 | 4,100 | 47 | 9,984,734 | ||||
| 2014-11-25 | 2014-11-24 | 4 | OSBORNE ALFRED E JR | NES | Common Stock | D | 9.3402 | 5,000 | 47 | 19,414 | ||||
| 2014-11-21 | 2014-11-19 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 8.0147 | 16,315 | 131 | 9,980,634 | ||||
| 2014-11-20 | 2014-11-18 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 8.4410 | 50,000 | 422 | 9,964,319 | ||||
| 2014-11-19 | 2014-11-17 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 8.5180 | 25,000 | 213 | 9,914,319 | ||||
| 2014-11-18 | 2014-11-14 | 4 | Chisholm Christopher | NES | Common Stock | D | 8.7800 | -4,574 | -40 | 28,414 | ||||
| 2014-11-18 | 2014-11-14 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 8.5460 | 50,000 | 427 | 9,889,319 | ||||
| 2014-11-17 | 2014-11-13 | 4 | HOLMES TOD C | NES | Common Stock | D | 3,946 | 10,946 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | AUSTIN WILLIAM M | NES | Common Stock | D | 1,579 | 1,579 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | QUAYLE DAN | NES | Common Stock | D | 9,470 | 18,689 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | OSBORNE ALFRED E JR | NES | Common Stock | D | 9,470 | 14,414 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | Barkett Edward A | NES | Common Stock | D | 9,470 | 19,504 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | Simonds Robert | NES | Common Stock | D | 9,470 | 28,789 | ||||||
| 2014-11-17 | 2014-11-13 | 4 | Nelson Ralph Daniel | NES | Common Stock | D | 7.8180 | 1,275 | 10 | 7,259 | ||||
| 2014-11-17 | 2014-11-13 | 4 | Nelson Ralph Daniel | NES | Common Stock | D | 9,470 | 16,729 | ||||||
| 2014-11-13 | 2014-11-13 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 7.8950 | 25,000 | 197 | 9,839,319 | ||||
| 2014-11-13 | 2014-11-12 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 8.2400 | 25,000 | 206 | 9,814,319 | ||||
| 2014-09-15 | 2014-09-12 | 4 | HOLMES TOD C | NES | Common Stock | D | 14.6800 | 7,000 | 103 | 7,000 | ||||
| 2014-09-09 | 2014-09-05 | 4 | Crabb Joseph M | NES | Common Stock | D | 13.6100 | 5,000 | 68 | 19,000 | ||||
| 2014-09-08 | 2014-09-05 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 13.8100 | 99,551 | 1,375 | 9,789,319 | ||||
| 2014-09-08 | 2014-09-04 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 13.2700 | 25,000 | 332 | 9,689,768 | ||||
| 2014-09-05 | 2014-09-04 | 4 | Crabb Joseph M | NES | Common Stock | D | 13.1800 | 5,000 | 66 | 14,000 | ||||
| 2014-05-08 | 2014-05-06 | 4 | Crabb Joseph M | NES | Stock Options | D | 16.23 | 7,500 | 7,500 | |||||
| 2014-05-08 | 2014-05-06 | 4 | Crabb Joseph M | NES | Common Stock | D | 6,500 | 9,000 | ||||||
| 2014-04-15 | 3 | Crabb Joseph M | NES | Common Stock | D | 5,000 | ||||||||
| 2014-04-15 | 3 | Crabb Joseph M | NES | Common Stock | D | 5,000 | ||||||||
| 2014-03-31 | 2014-03-27 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 19.0663 | 10,000 | 191 | 9,664,768 | ||||
| 2014-03-27 | 2014-03-25 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 18.5983 | 28,477 | 530 | 9,654,768 | ||||
| 2014-03-26 | 2013-12-05 | 4 | SPENCE KEVIN L. | NES | Common Stock | D | 4,944 | 8,094 | ||||||
| 2014-03-26 | 2013-12-05 | 4 | OSBORNE ALFRED E JR | NES | Common Stock | D | 4,944 | 8,844 | ||||||
| 2014-03-26 | 2013-12-05 | 4 | QUAYLE DAN | NES | Common Stock | D | 4,944 | 10,094 | ||||||
| 2014-03-26 | 2013-12-05 | 4 | HOLTZ LOU | NES | Common Stock | D | 4,944 | 28,917 | ||||||
| 2014-03-26 | 2013-12-05 | 4 | Seidel Andrew D | NES | Common Stock | D | 4,944 | 13,994 | ||||||
| 2014-03-26 | 2013-12-05 | 4 | Barkett Edward A | NES | Common Stock | D | 4,944 | 17,668 | ||||||
| 2014-03-26 | 2013-12-05 | 4 | Simonds Robert | NES | Common Stock | D | 4,944 | 20,194 | ||||||
| 2014-03-26 | 2013-12-05 | 4 | Nelson Ralph Daniel | NES | Common Stock | D | 4,944 | 5,984 | ||||||
| 2014-03-20 | 2014-03-20 | 4 | Parkinson Jay Curtis | NES | Common Stock | D | 17.8700 | 2,500 | 45 | 105,000 | ||||
| 2014-03-20 | 2014-03-12 | 4 | Parkinson Jay Curtis | NES | Common Stock | D | 75,000 | 102,500 | ||||||
| 2014-03-17 | 2014-03-12 | 4 | Chisholm Christopher | NES | Common Stock | D | 14,988 | 32,988 | ||||||
| 2014-01-06 | 2013-12-11 | 4 | Nelson Ralph Daniel | NES | Common Stock | D | 14.4200 | 1,040 | 15 | 1,040 | ||||
| 2013-12-18 | 2013-12-17 | 4 | OSBORNE ALFRED E JR | NES | Common Stock | I | 14.4499 | 2,500 | 36 | 4,000 | ||||
| 2013-12-18 | 2013-12-16 | 4 | Barkett Edward A | NES | Common Stock | D | 14.9710 | 5,000 | 75 | 12,723 | ||||
| 2013-12-12 | 2013-12-11 | 4 | Chisholm Christopher | NES | Common Stock | D | 14.4588 | 3,000 | 43 | 18,000 | ||||
| 2013-12-12 | 2013-12-11 | 4 | Kevane Christopher E. | NES | Common Stock | D | 14.5809 | 2,000 | 29 | 4,000 | ||||
| 2013-12-12 | 2013-12-10 | 4 | Kevane Christopher E. | NES | Common Stock | D | 14.4393 | 2,000 | 29 | 2,000 | ||||
| 2013-12-12 | 2013-12-10 | 4 | Parkinson Jay Curtis | NES | Common Stock | D | 14.2300 | 5,000 | 71 | 27,500 | ||||
| 2013-12-12 | 2013-12-11 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 14.3729 | 25,000 | 359 | 9,626,291 | ||||
| 2013-12-12 | 2013-12-10 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 14.5048 | 1,291 | 19 | 9,601,291 | ||||
| 2013-12-02 | 2013-11-29 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 1.6950 | 100,000 | 170 | 96,000,000 | ||||
| 2013-09-03 | 2013-08-30 | 4/A | JOHNSRUD MARK D | NES | Common Stock | D | 2.3199 | 550,000 | 1,276 | 95,900,000 | ||||
| 2013-09-03 | 2013-08-29 | 4/A | JOHNSRUD MARK D | NES | Common Stock | D | 2.3006 | 350,000 | 805 | 95,350,000 | ||||
| 2013-09-03 | 2013-08-29 | 4 | Simonds Robert | NES | Common Stock | D | 2.3000 | 25,000 | 57 | 152,500 | ||||
| 2013-09-03 | 2013-08-30 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 2.3199 | 550,000 | 1,276 | 95,900,000 | ||||
| 2013-09-03 | 2013-08-29 | 4 | JOHNSRUD MARK D | NES | Common Stock | D | 2.3006 | 350,000 | 805 | 95,350,000 | ||||
| 2013-08-12 | 2013-08-12 | 4 | Parkinson Jay Curtis | NES | Common Stock, par value $0.001 | D | 2.9400 | 25,000 | 74 | 225,000 | ||||
| 2013-03-20 | 2012-10-22 | 4 | HOLTZ LOU | HEK | Common Stock, par value $0.001 | D | 17,500 | 239,732 | ||||||
| 2013-03-20 | 2012-10-22 | 4 | OSBORNE ALFRED E JR | HEK | Common Stock, par value $0.001 | D | 17,500 | 41,500 | ||||||
| 2013-03-20 | 2012-10-22 | 4 | QUAYLE DAN | HEK | Common Stock, par value $0.001 | D | 17,500 | 51,500 | ||||||
| 2013-03-20 | 2012-10-22 | 4 | SPENCE KEVIN L. | HEK | Common Stock, par value $0.001 | D | 17,500 | 31,500 | ||||||
| 2013-03-20 | 2012-10-22 | 4 | Seidel Andrew D | HEK | Common Stock, par value $0.001 | D | 17,500 | 41,500 | ||||||
| 2013-03-20 | 2012-10-22 | 4 | Barkett Edward A | HEK | Common Stock, par value $0.001 | D | 17,500 | 77,238 | ||||||
| 2013-03-20 | 2012-10-22 | 4 | Simonds Robert | HEK | Common Stock, par value $0.001 | D | 17,500 | 127,500 | ||||||
| 2013-02-14 | 2012-12-31 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | I | -300,000 | 11,754,736 | ||||||
| 2013-02-14 | 2012-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -25,000 | 165,350 | ||||||
| 2013-02-14 | 2012-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -4,000 | 190,350 | ||||||
| 2013-02-14 | 2012-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -2,000 | 194,350 | ||||||
| 2013-02-14 | 2012-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -15,000 | 196,350 | ||||||
| 2013-02-14 | 2012-11-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | 29,850 | 211,350 | ||||||
| 2012-12-10 | 3 | JOHNSRUD MARK D | HEK | Common Stock, par value $0.001 | D | 95,000,000 | ||||||||
| 2012-10-11 | 2012-10-01 | 4 | Gordon Charles R. | HEK | Employee Stock option (right to buy) | D | 4.20 | 100,000 | 100,000 | |||||
| 2012-10-11 | 2012-10-01 | 4 | Gordon Charles R. | HEK | Common Stock, par value $0.001 | D | 50,000 | 100,000 | ||||||
| 2012-09-12 | 3 | Parkinson Jay Curtis | HEK | No Securities owned | D | 0 | ||||||||
| 2012-09-12 | 2012-09-10 | 4 | Parkinson Jay Curtis | HEK | Employee Stock Option (right to buy) | D | 3.99 | 300,000 | 300,000 | |||||
| 2012-09-12 | 2012-09-10 | 4 | Parkinson Jay Curtis | HEK | Common Stock, par value $0.001 | D | 200,000 | 200,000 | ||||||
| 2012-05-22 | 2012-05-18 | 4 | Simonds Robert | HEK | Common Stock, | D | 3.4500 | 10,000 | 34 | 110,000 | ||||
| 2012-05-18 | 2012-05-17 | 4 | HOLTZ LOU | HEK | Common Stock, par value $0.001 | I | 3.6548 | 100,000 | 365 | 100,000 | ||||
| 2012-05-10 | 3/A | Devlin James | HEK | No Securities Owned | D | 0 | ||||||||
| 2012-05-10 | 2012-05-08 | 4 | Georgino Damian C By trust | HEK | Common Stock, par value $0.001 | I | 3.5400 | 2,000 | 7 | 2,000 | ||||
| 2012-05-10 | 2012-05-08 | 4 | OSBORNE ALFRED E JR | HEK | Common Stock, par value $0.001 | I | 3.5400 | 15,000 | 53 | 15,000 | ||||
| 2012-05-10 | 2012-05-08 | 4 | Seidel Andrew D | HEK | Common Stock, par value $0.001 | I | 3.6600 | 9,000 | 33 | 66,000 | ||||
| 2012-05-10 | 2012-05-10 | 4 | Barkett Edward A | HEK | Common Stock, par value $0.001 | D | 3.5600 | 5,738 | 20 | 59,738 | ||||
| 2012-04-12 | 3 | Devlin James | HEK | No Securities Owned | D | 0 | ||||||||
| 2012-04-12 | 2012-04-10 | 4 | Devlin James | HEK | Employee Stock Option (right to buy) | D | 3.89 | 300,000 | 300,000 | |||||
| 2012-02-21 | 2012-02-16 | 4 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | I | 5.1044 | -75,000 | -383 | 12,054,736 | ||||
| 2012-02-14 | 2011-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -30,000 | 181,500 | ||||||
| 2012-02-14 | 2011-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -2,000 | 211,500 | ||||||
| 2012-02-14 | 2011-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -18,500 | 213,500 | ||||||
| 2012-02-14 | 2011-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -4,000 | 232,000 | ||||||
| 2012-02-14 | 2011-12-21 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -10,000 | 236,000 | ||||||
| 2012-02-14 | 2011-03-30 | 5 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | D | -4,000 | 246,000 | ||||||
| 2012-01-05 | 2012-01-04 | 4 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | I | 6.6790 | -65,000 | -434 | 12,129,736 | ||||
| 2012-01-05 | 2012-01-03 | 4 | HECKMANN RICHARD J | HEK | Common Stock, par value $0.001 | I | 6.6919 | -10,000 | -67 | 12,194,736 | ||||
| 2011-11-16 | 2011-11-15 | 4 | Chisholm Christopher | HEK | Employee Stock Option (right to buy) | D | 6.43 | -150,000 | 150,000 | |||||
| 2011-11-16 | 2011-11-15 | 4 | Chisholm Christopher | HEK | Common Stock | D | 150,000 | 150,000 | ||||||
| 2011-01-05 | 2010-10-07 | 4 | Gordon Charles R. | HEK | Employee Stock Option (right to buy) | D | 3.91 | 550,000 | 550,000 | |||||
| 2010-12-30 | 3 | SPENCE KEVIN L. | HEK | No securities are beneficially owned | D | 0 | ||||||||
| 2010-12-20 | 2010-10-07 | 4 | OSBORNE ALFRED E JR | HEK | Common Stock, par value $0.001 | D | 20,000 | 20,000 | ||||||
| 2010-12-20 | 2010-10-07 | 4 | QUAYLE DAN | HEK | Common Stock, par value $0.001 | D | 20,000 | 20,000 | ||||||
| 2010-12-20 | 2010-10-07 | 4 | HOLTZ LOU | HEK | Common Stock, par value $0.001 | D | 20,000 | 208,232 | ||||||
| 2010-12-20 | 2010-10-07 | 4/A | Seidel Andrew D | HEK | Common Stock, par value $0.001 | D | 20,000 | 26,667 | ||||||
| 2010-12-20 | 2010-10-07 | 4 | Simonds Robert | HEK | Employee Stock Option (right to buy) | D | 3.91 | 500,000 | 500,000 | |||||
| 2010-12-20 | 2010-10-07 | 4 | Simonds Robert | HEK | Common Stock, par value $0.001 | D | 20,000 | 100,000 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J By Spouse | HEK | Common Stock Par Value $0.001 | I | 4.3524 | -47,000 | -205 | 99,500 | ||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -2,500 | 12,657,236 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -2,500 | 12,657,236 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -2,500 | 12,657,236 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -2,500 | 12,659,736 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -2,500 | 12,662,236 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -2,500 | 12,664,736 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -2,500 | 12,667,236 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -7,500 | 12,669,736 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -15,000 | 12,677,236 | ||||||
| 2010-12-20 | 2010-12-16 | 4 | HECKMANN RICHARD J See Footnotes | HEK | Common Stock Par Value $0.001 | I | -90,000 | 12,692,236 | ||||||
| 2010-12-17 | 2010-10-07 | 4 | Barkett Edward A | HEK | Common Stock, par value $0.001 | D | 20,000 | 40,000 | ||||||
| 2007-11-09 | 3 | HOLTZ LOU | HEK | Common Stock, Par Value $0.001 Per Share | D | 200,000 | ||||||||
| 2007-11-09 | 3 | OSBORNE ALFRED E JR | HEK | Common Stock, Par Value $0.001 Per Share | D | 100,000 | ||||||||
| 2007-11-09 | 3 | QUAYLE DAN | HEK | Common Stock, Par Value $0.001 Per Share | D | 100,000 |
