| 発行済み株式数 | 33,527,858 shares |
| 内部者株式数 | 5,249,473 shares |
| 内部者所有 | 15.66 % |
| 合計内部者 | 20 |
内部心理スコア
内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。
これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。
更新頻度: 1日
役員心理スコア
役員心理スコアは、役員によって購入されている企業を見つけます。
定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。
内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。
更新頻度: 1日
主要内部者指標
このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。
例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。
内部者取引チャート
Anixa Biosciences, Inc.内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。
内部者名簿と収益性指標
この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。
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| 内部者 | 平均利益 (%) | 所有 株式数 |
調整後 分割 |
|---|---|---|---|
| Robert Andrew Berman President & CEO, Director - [D] [O] | 61,553 | 61,553 | |
| Anthony Bowers | 60,000 | ||
| Arnold M Baskies Director - [D] | 135,000 | 135,000 | |
| Andrea Belz | 300,000 | ||
| Michael Catelani President, COO, & CFO - [O] | 44,500 | 44,500 | |
| David Cavalier Director - [D] | 2,000 | 2,000 |
| 内部者 | 平均利益 (%) | 所有 株式数 |
調整後 分割 |
|---|---|---|---|
| Frank J Disanto | 150,000 | ||
| Dale Fox Director - [D] | 0 | 0 | |
| Emily Gottschalk Director - [D] | 45,665 | 45,665 | |
| Henry P Herms VP, Finance & CFO - [O] | 23,321 | 23,321 | |
| Bruce F Johnson Director - [D] | 1,109,634 | 1,109,634 | |
| Denis A Krusos Chief Executive Officer, Director - [D] [O] | 1,169,880 | 1,169,880 | |
| Amit Kumar Chief Executive Officer - [O] | 610,486 | 610,486 |
| 内部者 | 平均利益 (%) | 所有 株式数 |
調整後 分割 |
|---|---|---|---|
| George P Larounis | 60,000 | ||
| John J Monahan Director - [D] | 50,900 | 50,900 | |
| Roop John H. Sr. Vice President-Engineering - [O] | 129,500 | 129,500 | |
| Tisha Stender Chief Operating Officer - [O] | 800,000 | 800,000 | |
| Lewis H jr Titterton Director - [D] | 969,334 | 969,334 | |
| Richard H Williams Director - [D] | 50,000 | 50,000 | |
| Williams Kent B. Director - [D] | 47,700 | 47,700 |
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内部者購入の実績 - 短期利益分析
このセクションでは、ANIX / Anixa Biosciences, Inc.で行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .
次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
内部者売却の実績 - 短期損失分析
このセクションでは、ANIX / Anixa Biosciences, Inc.で行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .
次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
取引履歴
リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。
| 提出 日 |
取引 日 |
フォーム | 内部者 | ティッカー | 証券タイトル | コード | 直接 | 権利行使 価格 |
単位 価格 |
単位 変化 |
価値 変更 (千) |
残り オプション |
残り 株式数 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-29 | 2026-01-28 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.0400 | 10,000 | 30 | 135,000 | ||||
| 2025-12-16 | 2025-12-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.9200 | 16,000 | 47 | 969,334 | ||||
| 2025-10-31 | 2025-10-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.0600 | -169,439 | -688 | 610,486 | ||||
| 2025-10-31 | 2025-10-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.9200 | 200,000 | 584 | 779,925 | ||||
| 2025-08-04 | 2025-07-31 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 10,000 | 31 | 953,334 | ||||
| 2025-07-31 | 2025-07-30 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.1600 | 5,000 | 16 | 579,925 | ||||
| 2025-07-21 | 2025-07-18 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.3900 | 5,000 | 17 | 125,000 | ||||
| 2025-07-15 | 2025-07-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.1400 | 10,000 | 31 | 943,334 | ||||
| 2025-07-14 | 2025-07-11 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.1500 | 5,000 | 16 | 574,925 | ||||
| 2025-06-05 | 2025-06-04 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.8500 | 10,000 | 28 | 569,925 | ||||
| 2025-01-29 | 2025-01-28 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 2.8200 | 5,000 | 14 | 120,000 | ||||
| 2025-01-27 | 2025-01-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0000 | 1,000 | 3 | 933,334 | ||||
| 2025-01-27 | 2025-01-23 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.9100 | 2,000 | 6 | 932,334 | ||||
| 2025-01-23 | 2025-01-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0100 | 2,000 | 6 | 930,334 | ||||
| 2025-01-22 | 2025-01-21 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5900 | 6,000 | 16 | 928,334 | ||||
| 2025-01-17 | 2025-01-17 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5700 | 10,000 | 26 | 922,334 | ||||
| 2025-01-15 | 2025-01-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.2300 | 43,000 | 96 | 559,925 | ||||
| 2025-01-15 | 2025-01-15 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.1500 | 9,289 | 20 | 44,500 | ||||
| 2024-10-23 | 2024-10-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 912,334 | ||||
| 2024-08-01 | 2024-07-31 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2300 | 5,580 | 18 | 896,334 | ||||
| 2024-08-01 | 2024-07-30 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0600 | 21,646 | 66 | 890,754 | ||||
| 2024-07-29 | 2024-07-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0300 | 7,700 | 23 | 869,108 | ||||
| 2024-07-29 | 2024-07-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.8100 | 796 | 2 | 861,408 | ||||
| 2024-07-26 | 2024-07-26 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.0900 | 5,000 | 15 | 115,000 | ||||
| 2024-06-18 | 2024-06-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6800 | 4,000 | 11 | 860,612 | ||||
| 2024-06-14 | 2024-06-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.7000 | 405 | 1 | 856,612 | ||||
| 2024-06-12 | 2024-06-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6600 | 7,102 | 19 | 856,207 | ||||
| 2024-06-12 | 2024-06-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.6000 | 330 | 1 | 849,105 | ||||
| 2024-06-10 | 2024-06-07 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5200 | 10,738 | 27 | 848,775 | ||||
| 2024-06-07 | 2024-06-07 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.4000 | 6,250 | 15 | 35,211 | ||||
| 2024-06-07 | 2024-06-07 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.4100 | 25,000 | 60 | 516,925 | ||||
| 2024-05-02 | 2024-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.5200 | 1,189 | 3 | 28,961 | ||||
| 2024-04-10 | 2024-04-09 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2800 | 15,009 | 49 | 838,037 | ||||
| 2024-03-15 | 2024-03-15 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.6300 | 10,000 | 36 | 110,000 | ||||
| 2024-03-15 | 2024-03-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.2200 | 30,000 | 97 | 491,925 | ||||
| 2023-11-02 | 2023-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.6900 | 1,117 | 3 | 27,772 | ||||
| 2023-10-11 | 2023-10-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 823,028 | ||||
| 2023-07-31 | 2023-07-27 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.5500 | -87,042 | -309 | 807,028 | ||||
| 2023-07-31 | 2023-07-27 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 120,000 | 309 | 894,070 | ||||
| 2023-07-31 | 2023-07-31 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.5700 | -11,800 | -42 | 461,925 | ||||
| 2023-07-31 | 2023-07-28 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.6300 | -28,375 | -103 | 473,725 | ||||
| 2023-07-31 | 2023-07-28 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.5750 | 40,000 | 103 | 502,100 | ||||
| 2023-07-21 | 2023-07-20 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.6400 | 5,500 | 20 | 26,655 | ||||
| 2023-05-01 | 2023-04-28 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.4700 | 865 | 3 | 21,155 | ||||
| 2022-11-01 | 2022-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.8100 | 1,069 | 3 | 20,290 | ||||
| 2022-09-30 | 2022-09-29 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 40,000 | 103 | 774,070 | ||||
| 2022-09-16 | 2022-09-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.4800 | -491,900 | -2,204 | 462,100 | ||||
| 2022-09-16 | 2022-09-15 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.5750 | 640,000 | 1,648 | 954,000 | ||||
| 2022-09-16 | 2022-09-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | -300,000 | 734,070 | ||||||
| 2022-06-28 | 2022-06-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 16,000 | 41 | 1,034,070 | ||||
| 2022-06-28 | 2022-06-24 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.5750 | 30,000 | 77 | 1,018,070 | ||||
| 2022-05-02 | 2022-04-29 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.7600 | 1,086 | 3 | 19,221 | ||||
| 2022-04-27 | 2022-04-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.7900 | 10,000 | 28 | 988,070 | ||||
| 2022-04-22 | 2022-04-21 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.6600 | 5,500 | 15 | 18,135 | ||||
| 2022-04-21 | 2022-04-20 | 4 | Catelani Michael | ANIX | Common Stock | D | 2.5300 | 2,509 | 6 | 12,635 | ||||
| 2022-04-15 | 2022-04-14 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.62 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 500,000 | 500,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 100,000 | 100,000 | |||||
| 2022-03-11 | 2022-03-10 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 2.74 | 500,000 | 500,000 | |||||
| 2022-01-13 | 2022-01-12 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2800 | 5,000 | 16 | 978,070 | ||||
| 2022-01-12 | 2022-01-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2000 | 2,000 | 6 | 973,070 | ||||
| 2022-01-11 | 2022-01-10 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 6,000 | 18 | 971,070 | ||||
| 2022-01-10 | 2022-01-07 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.0800 | 11,000 | 34 | 965,070 | ||||
| 2022-01-07 | 2022-01-07 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.0000 | 20,000 | 60 | 314,000 | ||||
| 2021-11-02 | 2021-10-29 | 4 | Catelani Michael | ANIX | Common Stock | D | 4.0400 | 743 | 3 | 10,126 | ||||
| 2021-11-01 | 2021-10-29 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.7600 | 18,244 | 87 | 954,070 | ||||
| 2021-11-01 | 2021-10-29 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.7700 | 2,000 | 10 | 294,000 | ||||
| 2021-07-28 | 2021-07-26 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.2100 | 30,000 | 126 | 935,826 | ||||
| 2021-07-27 | 2021-07-23 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2800 | 5,000 | 21 | 292,000 | ||||
| 2021-07-27 | 2021-07-23 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.3300 | 19,000 | 82 | 100,000 | ||||
| 2021-07-20 | 2021-07-16 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.9400 | 10,000 | 39 | 287,000 | ||||
| 2021-07-19 | 2021-07-16 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0700 | 10,000 | 41 | 905,826 | ||||
| 2021-07-19 | 2021-07-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.6500 | 2,200 | 8 | 895,826 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 3.9600 | 20,065 | 79 | 45,665 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.9000 | 20,000 | 78 | 81,000 | ||||
| 2021-07-15 | 2021-07-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.7200 | 23,300 | 87 | 893,626 | ||||
| 2021-06-02 | 2021-06-01 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 500,000 | 500,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 2,000,000 | 2,000,000 | |||||
| 2021-06-02 | 2021-05-31 | 4 | KUMAR AMIT | ANIX | Restricted Stock Award | D | 0.00 | -1,500,000 | 0 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 100,000 | 100,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 100,000 | 100,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 200,000 | 200,000 | |||||
| 2021-06-02 | 2021-06-01 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 4.02 | 30,000 | 30,000 | |||||
| 2021-05-04 | 2021-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.8400 | 1,634 | 3 | 9,383 | ||||
| 2021-04-23 | 2021-04-23 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 4.4900 | 10,000 | 45 | 25,600 | ||||
| 2021-04-20 | 2021-04-20 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.9100 | 10,000 | 39 | 61,000 | ||||
| 2021-04-20 | 2021-04-19 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.9900 | 5,000 | 20 | 870,326 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.8400 | 45,000 | 218 | 865,326 | ||||
| 2021-03-26 | 2021-03-25 | 4 | Gottschalk Emily | ANIX | Common Stock | D | 4.8800 | 15,600 | 76 | 15,600 | ||||
| 2021-03-25 | 2021-03-25 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.8000 | 10,000 | 48 | 51,000 | ||||
| 2021-03-25 | 2021-03-25 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.8600 | 5,000 | 24 | 277,000 | ||||
| 2021-02-05 | 2021-02-03 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | -200,000 | 820,326 | ||||||
| 2021-02-01 | 2021-01-29 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.7300 | 10,000 | 37 | 272,000 | ||||
| 2020-12-28 | 2020-12-23 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 2.83 | 100,000 | 100,000 | |||||
| 2020-12-28 | 2020-12-23 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 2.83 | 1,000,000 | 1,000,000 | |||||
| 2020-11-03 | 2020-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.5600 | 1,918 | 3 | 7,749 | ||||
| 2020-09-14 | 2020-09-11 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.0800 | 40,000 | 83 | 1,020,326 | ||||
| 2020-09-11 | 2020-09-11 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.1100 | 28,000 | 59 | 262,000 | ||||
| 2020-08-17 | 2020-08-13 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-08-17 | 2020-08-13 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 2.68 | 30,000 | 30,000 | |||||
| 2020-06-17 | 2020-06-16 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.2700 | 24,500 | 56 | 980,326 | ||||
| 2020-06-16 | 2020-06-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.2700 | 31,083 | 71 | 955,826 | ||||
| 2020-06-12 | 2020-06-12 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.0300 | 20,000 | 41 | 234,000 | ||||
| 2020-05-04 | 2020-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 1.6100 | 1,867 | 3 | 5,829 | ||||
| 2020-03-17 | 2020-03-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 2.1200 | 5,799 | 12 | 924,743 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 1.8400 | 10,000 | 18 | 41,000 | ||||
| 2020-03-12 | 2020-03-12 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 1.8200 | 20,000 | 36 | 214,000 | ||||
| 2020-03-10 | 2020-03-06 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 2.7100 | 10,000 | 27 | 31,000 | ||||
| 2020-01-21 | 2020-01-17 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 3.5300 | 10,000 | 35 | 21,000 | ||||
| 2020-01-16 | 2020-01-15 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.3200 | 5,000 | 17 | 918,944 | ||||
| 2020-01-15 | 2020-01-14 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 3.2200 | 7,400 | 24 | 913,944 | ||||
| 2020-01-14 | 2020-01-14 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 2.9900 | 20,000 | 60 | 194,000 | ||||
| 2019-12-16 | 2019-12-12 | 4 | KUMAR AMIT | ANIX | Employee Stock Option (Right to Buy) | D | 3.84 | 520,000 | 520,000 | |||||
| 2019-12-16 | 2019-12-12 | 4 | Catelani Michael | ANIX | Employee Stock Option (Right to Buy) | D | 3.84 | 100,000 | 100,000 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.2900 | 912 | 3 | 3,962 | ||||
| 2019-10-24 | 2019-10-23 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Gottschalk Emily | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 2019-10-23 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 3.87 | 45,000 | 45,000 | |||||
| 2019-10-24 | 3 | Gottschalk Emily | ANIX | Common Stock | D | 0 | ||||||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.92 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 16,000 | 16,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -16,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 120,000 | 120,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -120,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.82 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 40,000 | 40,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -40,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 2.58 | 30,000 | 30,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Titterton Lewis H jr | ANIX | Employee Stock Option | D | 0.67 | -30,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 5.30 | 12,000 | 12,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 0.67 | -12,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 3.13 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.92 | 200,000 | 200,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -200,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 40,000 | 40,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -40,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 213,333 | 213,333 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -213,333 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 106,667 | 106,667 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -106,667 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 2.58 | 320,000 | 320,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | KUMAR AMIT | ANIX | Employee Stock Option | D | 0.67 | -320,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 5.30 | 12,000 | 12,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 0.67 | -12,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 3.13 | 6,000 | 6,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Baskies Arnold M | ANIX | Employee Stock Option | D | 0.67 | -6,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.96 | 200,000 | 200,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.67 | -200,000 | 0 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 4.85 | 50,000 | 50,000 | |||||
| 2019-09-20 | 2019-09-20 | 4 | Catelani Michael | ANIX | Employee Stock Option | D | 0.67 | -50,000 | 0 | |||||
| 2019-09-16 | 2019-09-13 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.1000 | 15,000 | 61 | 906,544 | ||||
| 2019-09-16 | 2019-09-13 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.1200 | 10,000 | 41 | 174,000 | ||||
| 2019-05-02 | 2019-04-30 | 4 | Catelani Michael | ANIX | Common Stock | D | 3.4300 | 800 | 3 | 3,050 | ||||
| 2019-04-29 | 2019-04-29 | 4 | MONAHAN JOHN J | ANIX | Common Stock | D | 4.2200 | 900 | 4 | 50,900 | ||||
| 2019-04-29 | 2019-04-29 | 4 | Cavalier David | ANIX | Common Stock | D | 4.2100 | 2,000 | 8 | 2,000 | ||||
| 2019-04-29 | 2019-04-26 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2100 | 4,000 | 17 | 164,000 | ||||
| 2019-04-26 | 2019-04-26 | 4 | Baskies Arnold M | ANIX | Common Stock | D | 4.2800 | 10,000 | 43 | 11,000 | ||||
| 2019-04-24 | 2019-04-24 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 4.2700 | 10,000 | 43 | 160,000 | ||||
| 2019-04-22 | 2019-04-22 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0900 | 50,000 | 204 | 891,544 | ||||
| 2018-10-26 | 2018-10-25 | 4 | Titterton Lewis H jr | ANIX | Common Stock | D | 4.0500 | 2,000 | 8 | 841,544 | ||||
| 2018-10-25 | 2018-10-25 | 4 | KUMAR AMIT | ANIX | Common Stock | D | 3.9000 | 11,000 | 43 | 150,000 | ||||
| 2018-10-09 | 2018-10-08 | 4 | Baskies Arnold M | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-09 | 2018-10-08 | 4 | Cavalier David | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-09 | 2018-10-08 | 4 | MONAHAN JOHN J | ANIX | Employee Stock Option (Right to Buy) | D | 5.29 | 45,000 | 45,000 | |||||
| 2018-10-01 | 3 | Cavalier David | ANIX | Common Stock | D | 0 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-10-01 | 3 | Baskies Arnold M | ANIX | Common Stock | D | 2,000 | ||||||||
| 2018-09-19 | 2018-09-18 | 4 | Catelani Michael | ITUS | Common Stock | D | 4.4500 | 2,250 | 10 | 2,250 | ||||
| 2018-09-18 | 2018-09-14 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 4.0800 | 3,000 | 12 | 139,000 | ||||
| 2018-09-17 | 2018-09-14 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.9800 | 5,000 | 20 | 839,544 | ||||
| 2018-09-14 | 2018-09-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.8400 | 3,000 | 12 | 136,000 | ||||
| 2018-09-13 | 2018-09-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.9600 | 4,112 | 16 | 133,000 | ||||
| 2018-09-12 | 2018-09-12 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 3.9900 | 4,480 | 18 | 128,888 | ||||
| 2018-07-27 | 2018-07-26 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 3.46 | 300,000 | 300,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Restricted Stock Award | D | 0.00 | 1,500,000 | 1,500,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 3.70 | 1,500,000 | 1,500,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 3.70 | 600,000 | 600,000 | |||||
| 2018-05-14 | 2018-05-08 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 3.70 | 500,000 | 500,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2018-04-11 | 2017-09-22 | 4/A | WILLIAMS RICHARD H Williams Resource Group, Inc. | ITUS | Common Stock | I | 50,000 | 50,000 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 4.6400 | -25,000 | -116 | 25,000 | ||||
| 2017-10-23 | 2017-10-19 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | -2,400 | 0 | |||||
| 2017-10-23 | 2017-10-19 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.6700 | 2,400 | 2 | 834,544 | ||||
| 2017-10-02 | 3 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 100,000 | ||||||||
| 2017-10-02 | 3 | WILLIAMS RICHARD H | ITUS | Common Stock | D | 100,000 | ||||||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H | ITUS | Employee Stock Options (right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-10-02 | 2017-09-22 | 4 | WILLIAMS RICHARD H Williams Resource Group, Inc. | ITUS | Common Stock | I | 50,000 | 100,000 | ||||||
| 2017-09-26 | 3 | JOHNSON BRUCE F | ITUS | Common Stock | D | 1,109,634 | ||||||||
| 2017-09-26 | 3 | JOHNSON BRUCE F | ITUS | Common Stock | D | 1,109,634 | ||||||||
| 2017-09-26 | 2017-09-22 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 50,000 | 832,144 | ||||||
| 2017-09-26 | 2017-09-22 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | MONAHAN JOHN J | ITUS | Common Stock | D | 50,000 | 50,000 | ||||||
| 2017-09-26 | 2017-09-22 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Options (Right to Buy) | D | 2.27 | 50,000 | 50,000 | |||||
| 2017-09-26 | 2017-09-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 50,000 | 604,817 | ||||||
| 2017-09-11 | 2017-01-03 | 4/A | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.67 | 200,000 | 200,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.96 | -200,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 0.67 | 50,000 | 50,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Catelani Michael | ITUS | Employee Stock Option | D | 4.85 | -50,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.92 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 16,000 | 16,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -16,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 120,000 | 120,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -120,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 2,400 | 2,400 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -2,400 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.82 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 40,000 | 40,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -40,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.67 | 30,000 | 30,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 2.58 | -30,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option | D | 3.13 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Baskies Arnold M | ITUS | Employee Stock Option (Right to Buy) | D | 0.67 | 20,000 | 20,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.92 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.58 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 2.58 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 0.67 | 12,000 | 12,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 5.30 | -12,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 0.67 | 6,000 | 6,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Option | D | 3.13 | -6,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 200,000 | 200,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.92 | -200,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 40,000 | 40,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -40,000 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 213,333 | 213,333 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -213,333 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 106,667 | 106,667 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -106,667 | 0 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.67 | 320,000 | 320,000 | |||||
| 2017-09-08 | 2017-09-06 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 2.58 | -320,000 | 0 | |||||
| 2017-07-25 | 3 | Titterton Lewis H jr | ITUS | Common Stock | D | 1,564,288 | ||||||||
| 2017-07-25 | 3 | Titterton Lewis H jr | ITUS | Common Stock | D | 1,564,288 | ||||||||
| 2017-07-25 | 2017-07-06 | 4 | Catelani Michael | ITUS | Employee Stock Option (Right to Buy) | D | 0.96 | 200,000 | 200,000 | |||||
| 2017-06-06 | 2017-06-05 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.9000 | 10,000 | 9 | 124,408 | ||||
| 2017-06-05 | 2017-06-02 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.8800 | 9,900 | 9 | 61,553 | ||||
| 2017-06-05 | 2017-06-02 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.8500 | 100 | 0 | 51,653 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8800 | 8,078 | 7 | 114,408 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8700 | 1,422 | 1 | 106,330 | ||||
| 2017-06-05 | 2017-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.8600 | 500 | 0 | 104,908 | ||||
| 2017-04-04 | 2017-04-03 | 4 | BERMAN ROBERT ANDREW | ITUS | Subscription Right | D | 2.38 | -5,995 | 0 | |||||
| 2017-04-04 | 2017-04-03 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 2.3800 | 5,995 | 14 | 51,553 | ||||
| 2017-01-11 | 2017-01-03 | 4 | Baskies Arnold M | ITUS | Employee Stock Option (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-01-11 | 2017-01-03 | 4 | Fox Dale | ITUS | Employee Stock Option (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2017-01-10 | 2017-01-03 | 4 | MONAHAN JOHN J | ITUS | Employee Stock Options (Right to Buy) | D | 5.30 | 12,000 | 12,000 | |||||
| 2016-11-17 | 2016-11-15 | 4 | Catelani Michael | ITUS | Employee Stock Option (Right to Buy) | D | 4.85 | 50,000 | 50,000 | |||||
| 2016-11-09 | 3 | Catelani Michael | ITUS | Common Stock | D | 0 | ||||||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -2,000 | 0 | |||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 6.4000 | -804 | -5 | 23,321 | ||||
| 2016-10-24 | 2016-10-20 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5750 | 2,000 | 5 | 24,125 | ||||
| 2016-09-07 | 3/A | Baskies Arnold M | ITUS | Common Stock | D | 1,000 | ||||||||
| 2016-09-01 | 3 | Baskies Arnold M | ITUS | Common Stock | D | 0 | ||||||||
| 2016-09-01 | 3 | MONAHAN JOHN J | ITUS | Common Stock | D | 0 | ||||||||
| 2016-08-26 | 2016-08-24 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.1000 | -210,000 | -651 | 287,437 | ||||
| 2016-07-05 | 2016-06-30 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.2600 | 4,500 | 15 | 419,119 | ||||
| 2016-06-29 | 2016-06-27 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.1600 | 400 | 1 | 414,619 | ||||
| 2016-06-20 | 2016-06-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3400 | 200 | 1 | 414,219 | ||||
| 2016-06-20 | 2016-06-16 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.7000 | 200 | 1 | 414,019 | ||||
| 2016-06-13 | 2016-06-09 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3100 | 900 | 3 | 413,819 | ||||
| 2016-06-10 | 2016-06-08 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.6000 | 500 | 2 | 412,919 | ||||
| 2016-06-06 | 2016-06-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.2500 | 500 | 2 | 412,419 | ||||
| 2016-06-06 | 2016-06-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3900 | 1,500 | 5 | 411,919 | ||||
| 2016-06-03 | 2016-06-02 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2300 | -500 | -2 | 22,125 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -2,000 | 0 | |||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2800 | -500 | -2 | 22,625 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.2700 | -1,000 | -3 | 23,125 | ||||
| 2016-06-03 | 2016-06-01 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5800 | 2,000 | 5 | 24,125 | ||||
| 2016-06-01 | 2016-05-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.3200 | 2,504 | 8 | 410,419 | ||||
| 2016-06-01 | 2016-05-27 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.1700 | 100 | 0 | 407,915 | ||||
| 2016-04-21 | 2016-04-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9600 | 200 | 1 | 407,715 | ||||
| 2016-04-21 | 2016-04-19 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9200 | 200 | 1 | 407,515 | ||||
| 2016-04-21 | 2016-04-19 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.6200 | 100 | 0 | 407,315 | ||||
| 2016-04-11 | 2016-04-07 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.8200 | 200 | 1 | 407,215 | ||||
| 2016-04-04 | 2016-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0200 | 100 | 0 | 407,005 | ||||
| 2016-04-04 | 2016-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0100 | 500 | 2 | 406,905 | ||||
| 2016-03-30 | 2016-03-28 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.0300 | 100 | 0 | 406,405 | ||||
| 2016-03-25 | 2016-03-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.7570 | 720 | 2 | 406,305 | ||||
| 2016-03-22 | 2016-03-18 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.8500 | 500 | 1 | 405,585 | ||||
| 2016-03-16 | 2016-03-14 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9600 | 500 | 1 | 405,085 | ||||
| 2016-03-11 | 2016-03-09 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 2.9400 | 500 | 1 | 404,585 | ||||
| 2016-03-08 | 2016-03-04 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 3.3100 | 500 | 2 | 497,437 | ||||
| 2016-03-02 | 2016-03-01 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 2.5200 | 1,000 | 3 | 104,408 | ||||
| 2016-03-02 | 2016-02-29 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 2.4000 | 1,000 | 2 | 103,408 | ||||
| 2016-03-02 | 2016-02-29 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 2.2900 | 2,000 | 5 | 496,937 | ||||
| 2016-02-19 | 2016-02-18 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 16,000 | 16,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 12,000 | 12,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | Fox Dale | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 12,000 | 12,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | KUMAR AMIT | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2016-02-19 | 2016-02-18 | 4 | HERMS HENRY P | ITUS | Employee Stock Options (Right to Buy) | D | 2.92 | 30,000 | 30,000 | |||||
| 2015-10-30 | 2015-10-30 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7600 | -500 | -2 | 22,125 | ||||
| 2015-10-29 | 2015-10-29 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7300 | -800 | -3 | 22,625 | ||||
| 2015-10-29 | 2015-10-28 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.8000 | -1,700 | -6 | 23,425 | ||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 2.58 | -4,000 | 0 | |||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 3.7900 | -1,000 | -4 | 25,125 | ||||
| 2015-10-29 | 2015-10-27 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 2.5800 | 4,000 | 10 | 26,125 | ||||
| 2015-09-29 | 2015-09-25 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.5900 | 5,616 | 26 | 494,937 | ||||
| 2015-09-29 | 2015-09-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 1,400 | 6 | 404,085 | ||||
| 2015-09-29 | 2015-09-25 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 4.7000 | 1,000 | 5 | 102,408 | ||||
| 2015-09-23 | 2015-09-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.6100 | 100 | 0 | 489,321 | ||||
| 2015-09-23 | 2015-09-21 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.9600 | 600 | 3 | 489,221 | ||||
| 2015-09-23 | 2015-09-21 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.1500 | 100 | 1 | 402,685 | ||||
| 2015-09-21 | 2015-09-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.8500 | 400 | 2 | 488,621 | ||||
| 2015-09-21 | 2015-09-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.9000 | 281 | 2 | 488,221 | ||||
| 2015-09-18 | 2015-09-16 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.6200 | 600 | 3 | 402,585 | ||||
| 2015-09-16 | 2015-09-14 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.9000 | 500 | 2 | 487,940 | ||||
| 2015-09-16 | 2015-09-15 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4000 | 100 | 1 | 401,985 | ||||
| 2015-09-16 | 2015-09-14 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.2400 | 200 | 1 | 401,885 | ||||
| 2015-09-14 | 2015-09-11 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.5000 | 500 | 2 | 401,685 | ||||
| 2015-09-14 | 2015-09-10 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.2300 | 100 | 0 | 401,185 | ||||
| 2015-09-09 | 2015-09-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 3.9500 | 2,000 | 8 | 401,085 | ||||
| 2015-08-31 | 2015-08-27 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 4.1500 | 2,000 | 8 | 487,400 | ||||
| 2015-08-12 | 2015-08-07 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.6600 | 300 | 1 | 399,085 | ||||
| 2015-08-07 | 2015-08-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 200 | 1 | 398,785 | ||||
| 2015-08-07 | 2015-08-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.4900 | 1,500 | 7 | 398,585 | ||||
| 2015-08-03 | 2015-07-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 4.9800 | 2,000 | 10 | 397,085 | ||||
| 2015-08-03 | 2015-07-30 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4700 | 1,050 | 6 | 395,085 | ||||
| 2015-08-03 | 2015-07-30 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.2300 | 1,500 | 8 | 101,408 | ||||
| 2015-07-30 | 2015-07-28 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.7500 | 2,000 | 12 | 394,035 | ||||
| 2015-07-28 | 2015-07-24 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.6300 | 1,500 | 8 | 99,908 | ||||
| 2015-07-28 | 2015-07-24 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.7100 | 5,548 | 32 | 392,035 | ||||
| 2015-07-27 | 2015-07-24 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.4000 | 2,000 | 11 | 485,440 | ||||
| 2015-07-27 | 2015-07-23 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.5000 | 5,000 | 28 | 483,440 | ||||
| 2015-07-24 | 2015-07-21 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 5.7700 | 5,000 | 29 | 45,558 | ||||
| 2015-07-23 | 2015-07-21 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.6900 | 5,000 | 28 | 98,408 | ||||
| 2015-07-23 | 2015-07-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.9900 | 1,500 | 9 | 386,487 | ||||
| 2015-07-21 | 2015-07-20 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.5100 | 1,400 | 8 | 478,440 | ||||
| 2015-07-21 | 2015-07-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 5.4400 | 3,000 | 16 | 477,040 | ||||
| 2015-07-21 | 2015-07-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.5400 | 1,000 | 6 | 384,987 | ||||
| 2015-07-21 | 2015-07-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 5.4500 | 8,400 | 46 | 383,987 | ||||
| 2015-07-21 | 2015-07-20 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.4200 | 1,000 | 5 | 93,408 | ||||
| 2015-07-21 | 2015-07-17 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 5.4000 | 1,000 | 5 | 92,408 | ||||
| 2015-07-14 | 2015-07-10 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 4.0000 | 200 | 1 | 40,558 | ||||
| 2015-07-09 | 2015-07-07 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.8000 | 200 | 1 | 40,358 | ||||
| 2015-07-09 | 2015-07-07 | 4 | JOHNSON BRUCE F | ITUSD | Common Stock | D | 3.6200 | 6,500 | 24 | 375,587 | ||||
| 2015-07-08 | 2015-07-06 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9400 | 3,500 | 14 | 91,408 | ||||
| 2015-07-02 | 2015-07-01 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.9500 | 500 | 2 | 40,158 | ||||
| 2015-07-02 | 2015-06-30 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 3.7500 | 600 | 2 | 39,658 | ||||
| 2015-07-02 | 2015-06-30 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9800 | 1,700 | 7 | 87,908 | ||||
| 2015-07-01 | 2015-06-29 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 3.9500 | 2,000 | 8 | 86,208 | ||||
| 2015-07-01 | 2015-06-29 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 4.0700 | 1,400 | 6 | 39,058 | ||||
| 2015-07-01 | 2015-06-26 | 4 | BERMAN ROBERT ANDREW | ITUSD | Common Stock | D | 5.0000 | 312 | 2 | 37,658 | ||||
| 2015-06-30 | 2015-06-26 | 4 | JOHNSON BRUCE F | ITUSD | Common Stock | D | 3.9500 | 6,000 | 24 | 369,087 | ||||
| 2015-06-29 | 2015-06-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1135 | 210,000 | 24 | 9,077,167 | ||||
| 2015-06-29 | 2015-06-26 | 4 | KUMAR AMIT | ITUSD | Common Stock | D | 8.9500 | 100 | 1 | 84,208 | ||||
| 2015-06-24 | 2015-06-22 | 4/A | KUMAR AMIT | ITUS | Common Stock | D | 0.1510 | 50,000 | 8 | 2,102,691 | ||||
| 2015-06-24 | 2015-06-19 | 4/A | KUMAR AMIT | ITUS | Common Stock | D | 0.1435 | 50,000 | 7 | 2,052,691 | ||||
| 2015-06-24 | 2015-06-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1571 | 140,000 | 22 | 8,867,167 | ||||
| 2015-06-24 | 2015-06-22 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1505 | 35,000 | 5 | 8,727,167 | ||||
| 2015-06-24 | 2015-06-22 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1481 | 54,958 | 8 | 11,850,983 | ||||
| 2015-06-23 | 2015-06-22 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1510 | 50,000 | 8 | 21,002,691 | ||||
| 2015-06-23 | 2015-06-19 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1435 | 50,000 | 7 | 2,052,691 | ||||
| 2015-06-23 | 2015-06-22 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1504 | 60,000 | 9 | 933,650 | ||||
| 2015-06-23 | 2015-06-19 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1400 | 20,000 | 3 | 873,650 | ||||
| 2015-06-19 | 2015-06-17 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1350 | 50,000 | 7 | 2,002,691 | ||||
| 2015-06-19 | 2015-06-15 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1417 | 100,000 | 14 | 1,952,691 | ||||
| 2015-06-19 | 2015-06-19 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1363 | 40,000 | 5 | 11,796,025 | ||||
| 2015-06-19 | 2015-06-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1296 | 40,000 | 5 | 11,756,025 | ||||
| 2015-06-19 | 2015-06-17 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1358 | 200,000 | 27 | 11,716,025 | ||||
| 2015-06-19 | 2015-06-17 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1267 | 15,000 | 2 | 8,692,167 | ||||
| 2015-06-18 | 2015-06-18 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1297 | 50,000 | 6 | 853,650 | ||||
| 2015-06-18 | 2015-06-17 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1349 | 50,000 | 7 | 803,650 | ||||
| 2015-06-18 | 2015-06-15 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1360 | 30,000 | 4 | 753,650 | ||||
| 2015-06-15 | 2015-06-12 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1500 | 50,000 | 8 | 8,677,167 | ||||
| 2015-06-11 | 2015-06-10 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1497 | 100,000 | 15 | 1,827,691 | ||||
| 2015-06-11 | 2015-06-09 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1350 | 50,000 | 7 | 1,727,691 | ||||
| 2015-06-11 | 2015-06-11 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1423 | 25,000 | 4 | 723,650 | ||||
| 2015-06-11 | 2015-06-11 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1380 | 25,000 | 3 | 1,852,691 | ||||
| 2015-06-10 | 2015-06-09 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1410 | 42,000 | 6 | 11,516,025 | ||||
| 2015-06-10 | 2015-06-10 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1449 | 10,000 | 1 | 698,650 | ||||
| 2015-06-10 | 2015-06-09 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1399 | 10,000 | 1 | 688,650 | ||||
| 2015-06-08 | 2015-06-05 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1400 | 36,000 | 5 | 8,627,167 | ||||
| 2015-06-05 | 2015-06-04 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1560 | 136,025 | 21 | 8,591,167 | ||||
| 2015-06-04 | 2015-06-03 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1647 | 85,000 | 14 | 8,455,142 | ||||
| 2015-06-04 | 2015-06-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1450 | 2,700 | 0 | 8,370,142 | ||||
| 2015-06-04 | 2015-06-04 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1600 | 25,000 | 4 | 1,677,691 | ||||
| 2015-06-04 | 2015-06-04 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1625 | 20,000 | 3 | 678,650 | ||||
| 2015-06-03 | 2015-06-03 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1490 | 70,000 | 10 | 11,474,025 | ||||
| 2015-06-02 | 2015-06-02 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1500 | 50,000 | 8 | 1,652,691 | ||||
| 2015-06-02 | 2015-06-01 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1240 | 50,000 | 6 | 1,602,691 | ||||
| 2015-06-02 | 2015-06-02 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1460 | 50,000 | 7 | 11,404,025 | ||||
| 2015-06-02 | 2015-06-01 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1390 | 100,000 | 14 | 11,354,025 | ||||
| 2015-06-01 | 2015-06-01 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1423 | 30,000 | 4 | 658,650 | ||||
| 2015-04-08 | 2015-04-06 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1640 | 35,000 | 6 | 1,552,691 | ||||
| 2015-04-08 | 2015-04-06 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.1600 | 15,000 | 2 | 1,517,691 | ||||
| 2015-04-06 | 2015-04-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1625 | 5,000 | 1 | 8,367,442 | ||||
| 2015-04-06 | 2015-04-02 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1598 | 5,000 | 1 | 8,362,422 | ||||
| 2015-04-06 | 2015-04-02 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1640 | 10,000 | 2 | 11,254,025 | ||||
| 2015-04-06 | 2015-04-01 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1400 | 20,000 | 3 | 11,244,025 | ||||
| 2015-04-02 | 2015-04-01 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1522 | 156,544 | 24 | 8,357,442 | ||||
| 2015-04-02 | 2015-03-31 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1250 | 50,000 | 6 | 8,200,898 | ||||
| 2015-03-30 | 2015-03-26 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1270 | 10,000 | 1 | 8,150,898 | ||||
| 2015-03-26 | 2015-03-25 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1377 | 125,000 | 17 | 8,140,898 | ||||
| 2015-03-26 | 2015-03-24 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1320 | 30,000 | 4 | 8,015,898 | ||||
| 2015-03-24 | 2015-03-23 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1217 | 50,000 | 6 | 628,650 | ||||
| 2015-03-24 | 2015-03-20 | 4 | BERMAN ROBERT ANDREW | ITUS | Common Stock | D | 0.1004 | 50,000 | 5 | 578,650 | ||||
| 2015-03-24 | 2015-03-23 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1160 | 35,000 | 4 | 7,985,898 | ||||
| 2015-03-24 | 2015-03-20 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.1054 | 188,325 | 20 | 7,950,898 | ||||
| 2015-03-24 | 2015-03-23 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1160 | 45,000 | 5 | 11,224,025 | ||||
| 2015-03-24 | 2015-03-20 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.1000 | 200,000 | 20 | 11,179,025 | ||||
| 2015-03-20 | 2015-03-18 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.0902 | 110,000 | 10 | 10,979,025 | ||||
| 2015-03-20 | 2015-03-18 | 4 | JOHNSON BRUCE F | ITUS | Common Stock | D | 0.0942 | 215,258 | 20 | 7,762,573 | ||||
| 2015-03-16 | 2015-03-13 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.7200 | 100,000 | 72 | 10,869,025 | ||||
| 2015-03-16 | 2015-03-12 | 4 | Titterton Lewis H jr | ITUS | Common Stock | D | 0.0785 | 325,000 | 26 | 10,769,025 | ||||
| 2015-03-16 | 2015-03-13 | 4 | KUMAR AMIT | ITUS | Common Stock | D | 0.0800 | 113,000 | 9 | 1,502,691 | ||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.20 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | BERMAN ROBERT ANDREW | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.10 | 150,000 | 150,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.25 | -150,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.10 | 150,000 | 150,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.25 | -150,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.20 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.11 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.19 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.20 | -60,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.12 | -60,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 550,000 | 550,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.20 | -550,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 300,000 | 300,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.24 | -300,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.37 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 75,000 | 75,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -75,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 50,000 | 50,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 50,000 | 50,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.70 | -50,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -50,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.52 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.10 | 100,000 | 100,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.65 | -100,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.20 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.10 | 8,000,000 | 8,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | KUMAR AMIT | ITUS | Employee Stock Option | D | 0.22 | -8,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.11 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 400,000 | 400,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.19 | -400,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 3,000,000 | 3,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -3,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 1,000,000 | 1,000,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.24 | -1,000,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 750,000 | 750,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.22 | -750,000 | 0 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.10 | 60,000 | 60,000 | |||||
| 2015-02-05 | 2015-02-05 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.20 | -60,000 | 0 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Titterton Lewis H jr | ITUS | Employee Stock Option | D | 0.11 | 400,000 | 400,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Fox Dale | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | Belz Andrea | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2015-01-06 | 2015-01-02 | 4 | JOHNSON BRUCE F | ITUS | Employee Stock Option | D | 0.11 | 300,000 | 300,000 | |||||
| 2014-10-24 | 2014-10-22 | 4 | HERMS HENRY P | ITUS | Employee Stock Option | D | 0.14 | -70,000 | 0 | |||||
| 2014-10-24 | 2014-10-22 | 4 | HERMS HENRY P | ITUS | Common Stock | D | 0.1450 | 70,000 | 10 | 553,125 | ||||
| 2014-09-02 | 3 | Fox Dale | ITUS | No securities are beneficially owned | D | 0 | ||||||||
| 2014-07-17 | 2014-07-16 | 4 | Stender Tisha | COPY | Employee Stock Option (Right to Buy) | D | 0.25 | 2,000,000 | 2,000,000 | |||||
| 2014-07-17 | 2014-07-16 | 4 | Stender Tisha | COPY | Employee Stock Option (Right to Buy) | D | 0.25 | 2,000,000 | 2,000,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Stender Tisha | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 400,000 | 400,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Stender Tisha | COPY | Common Stock | D | 800,000 | 800,000 | ||||||
| 2014-07-17 | 2014-07-15 | 4 | KUMAR AMIT | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 50,000 | 50,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | KUMAR AMIT | COPY | Common Stock | D | 100,000 | 1,389,691 | ||||||
| 2014-07-17 | 2014-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.40 | 50,000 | 50,000 | |||||
| 2014-07-17 | 2014-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 100,000 | 10,444,025 | ||||||
| 2014-05-30 | 2014-05-28 | 4 | Williams Kent B. | COPY | Employee Stock Option (right to buy) | D | 0.28 | 300,000 | 300,000 | |||||
| 2014-04-30 | 2014-04-29 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | -5,000 | 0 | |||||
| 2014-04-30 | 2014-04-29 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.1450 | 5,000 | 1 | 483,125 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2850 | 50,000 | 14 | 613,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2875 | 10,000 | 3 | 563,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 30,000 | 9 | 553,804 | ||||
| 2014-03-24 | 2014-03-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 10,000 | 3 | 523,804 | ||||
| 2014-03-24 | 2014-03-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2850 | 5,000 | 1 | 513,804 | ||||
| 2014-03-24 | 2014-03-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 8,500 | 2 | 10,344,025 | ||||
| 2014-03-24 | 2014-03-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2800 | 91,500 | 26 | 10,335,525 | ||||
| 2014-02-04 | 2014-01-29 | 4 | Roop John H. | COPY | Common Stock | D | 0.4000 | 50,000 | 20 | 129,500 | ||||
| 2014-02-04 | 2014-01-28 | 4 | Roop John H. | COPY | Common Stock | D | 0.3400 | 50,000 | 17 | 79,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.3000 | 10,000 | 3 | 29,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2900 | 8,500 | 2 | 19,500 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2700 | 10,000 | 3 | 11,000 | ||||
| 2014-02-04 | 2014-01-24 | 4 | Roop John H. | COPY | Common Stock | D | 0.2600 | 1,000 | 0 | 1,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3950 | 15,000 | 6 | 6,871,428 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4209 | 2,500 | 1 | 508,804 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4205 | 2,500 | 1 | 506,304 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.4200 | 5,000 | 2 | 503,804 | ||||
| 2014-01-31 | 2014-01-31 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3969 | 50,000 | 20 | 498,804 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3450 | 3,300 | 1 | 448,804 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3440 | 2,500 | 1 | 445,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3420 | 2,500 | 1 | 443,004 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3410 | 5,000 | 2 | 440,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3400 | 20,000 | 7 | 435,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3350 | 12,500 | 4 | 415,504 | ||||
| 2014-01-29 | 2014-01-28 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3250 | 7,500 | 2 | 403,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.3000 | 2,500 | 1 | 395,504 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 10,000 | 3 | 393,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2800 | 16,552 | 5 | 383,004 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2750 | 948 | 0 | 366,452 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2745 | 5,200 | 1 | 365,504 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2740 | 2,500 | 1 | 360,304 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2700 | 7,500 | 2 | 357,804 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2650 | 19,800 | 5 | 350,304 | ||||
| 2014-01-29 | 2014-01-27 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2640 | 2,500 | 1 | 330,504 | ||||
| 2014-01-29 | 2014-01-29 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3500 | 10,000 | 4 | 6,856,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3270 | 20,000 | 7 | 6,846,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3225 | 10,000 | 3 | 6,826,428 | ||||
| 2014-01-29 | 2014-01-28 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3171 | 20,000 | 6 | 6,816,428 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.4000 | 2,500 | 1 | 190,707 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3800 | 3,006 | 1 | 165,707 | ||||
| 2014-01-29 | 2014-01-29 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3790 | 6,994 | 3 | 162,701 | ||||
| 2014-01-29 | 2014-01-28 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3400 | 18,305 | 6 | 155,707 | ||||
| 2014-01-29 | 2014-01-28 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3380 | 2,500 | 1 | 137,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3100 | 2,500 | 1 | 134,902 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3090 | 20,000 | 6 | 132,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3050 | 4,500 | 1 | 112,402 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3000 | 7,500 | 2 | 107,902 | ||||
| 2014-01-29 | 2014-01-27 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2950 | 5,000 | 1 | 100,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2995 | 7,000 | 2 | 10,244,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 10,500 | 3 | 10,237,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2885 | 2,500 | 1 | 10,226,525 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2705 | 76,000 | 21 | 10,224,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2650 | 4,000 | 1 | 10,148,025 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2650 | 10,000 | 3 | 6,796,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2598 | 10,000 | 3 | 6,786,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2900 | 40,000 | 12 | 6,776,428 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.3000 | 1,000 | 0 | 95,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2995 | 2,500 | 1 | 94,402 | ||||
| 2014-01-28 | 2014-01-24 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2950 | 5,000 | 1 | 91,902 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2900 | 67,200 | 19 | 10,144,025 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2800 | 10,000 | 3 | 10,076,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2740 | 100,000 | 27 | 10,066,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2700 | 22,800 | 6 | 9,966,825 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2950 | 42,648 | 13 | 328,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2900 | 57,352 | 17 | 285,356 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2650 | 10,000 | 3 | 228,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2895 | 8,000 | 2 | 218,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2750 | 5,000 | 1 | 210,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2700 | 12,000 | 3 | 205,004 | ||||
| 2014-01-27 | 2014-01-23 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2822 | 100,000 | 28 | 6,736,428 | ||||
| 2014-01-27 | 2014-01-23 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2700 | 20,000 | 5 | 6,636,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2500 | 50,000 | 12 | 9,944,025 | ||||
| 2014-01-24 | 2014-01-22 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2425 | 50,000 | 12 | 6,616,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2199 | 50,000 | 11 | 6,566,428 | ||||
| 2014-01-24 | 2014-01-22 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2300 | 22,000 | 5 | 86,902 | ||||
| 2014-01-24 | 2014-01-22 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2200 | 23,000 | 5 | 64,902 | ||||
| 2014-01-23 | 2014-01-21 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2100 | 52,500 | 11 | 9,894,025 | ||||
| 2014-01-23 | 2014-01-21 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.2000 | 47,500 | 10 | 9,841,525 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2199 | 700 | 0 | 193,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2150 | 10,000 | 2 | 192,304 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2100 | 39,300 | 8 | 182,304 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2099 | 26,000 | 5 | 143,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2080 | 15,000 | 3 | 117,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2040 | 9,000 | 2 | 102,004 | ||||
| 2014-01-23 | 2014-01-21 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2097 | 25,000 | 5 | 41,902 | ||||
| 2014-01-06 | 2014-01-02 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.1910 | 5,236 | 1 | 16,902 | ||||
| 2014-01-06 | 2014-01-02 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.1901 | 10,471 | 2 | 6,516,428 | ||||
| 2014-01-06 | 2014-01-02 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.1901 | 10,471 | 2 | 93,004 | ||||
| 2013-11-14 | 2013-11-08 | 4 | KUMAR AMIT | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 1,000,000 | 1,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 3,000,000 | 3,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | BERMAN ROBERT ANDREW | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 1,000,000 | 1,000,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | HERMS HENRY P | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 550,000 | 550,000 | |||||
| 2013-11-13 | 2013-11-08 | 4 | Roop John H. | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 500,000 | 500,000 | |||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -27,500 | -6 | 478,125 | ||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2125 | -7,500 | -2 | 505,625 | ||||
| 2013-09-09 | 2013-09-09 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2150 | -2,500 | -1 | 513,125 | ||||
| 2013-09-09 | 2013-09-06 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -5,000 | -1 | 515,625 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2025 | -9,500 | -2 | 520,625 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2040 | -5,000 | -1 | 530,125 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2050 | -9,100 | -2 | 535,125 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2100 | -10,000 | -2 | 544,225 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2125 | -12,500 | -3 | 554,225 | ||||
| 2013-09-09 | 2013-09-05 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.2175 | -3,850 | -1 | 566,725 | ||||
| 2013-07-16 | 2013-07-15 | 4 | JOHNSON BRUCE F | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -700,000 | -125 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.1600 | 700,000 | 112 | 6,496,196 | ||||
| 2013-07-16 | 2013-07-01 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.2901 | 6,894 | 2 | 5,796,196 | ||||
| 2013-07-16 | 2013-07-01 | 4 | KUMAR AMIT | COPY | Common Stock | D | 0.2901 | 6,894 | 2 | 72,772 | ||||
| 2013-07-16 | 2013-07-01 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock | D | 0.2901 | 3,447 | 1 | 6,786 | ||||
| 2013-07-16 | 2013-07-15 | 4 | HERMS HENRY P | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -280,000 | -50 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | HERMS HENRY P | COPY | Common Stock | D | 0.1600 | 280,000 | 45 | 570,575 | ||||
| 2013-07-16 | 2013-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock Purchase Warrants (Right to Buy) | D | 0.16 | 0.1786 | -1,400,000 | -250 | 0 | |||
| 2013-07-16 | 2013-07-15 | 4 | Titterton Lewis H jr | COPY | Common Stock | D | 0.1600 | 1,400,000 | 224 | 9,794,025 | ||||
| 2013-05-22 | 2013-05-21 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3000 | 24,973 | 7 | 5,789,302 | ||||
| 2013-05-21 | 2013-05-16 | 4 | JOHNSON BRUCE F | COPY | Common Stock | D | 0.3100 | 25,000 | 8 | 5,764,329 | ||||
| 2013-03-28 | 2013-03-28 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 400,000 | 400,000 | |||||
| 2013-03-28 | 2013-03-28 | 4 | JOHNSON BRUCE F | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 300,000 | 300,000 | |||||
| 2013-03-28 | 2013-03-28 | 4 | Williams Kent B. | COPY | Employee Stock Options (Right to Buy) | D | 0.20 | 300,000 | 300,000 | |||||
| 2013-03-20 | 2013-02-15 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.24 | 1,000,000 | 1,000,000 | |||||
| 2013-01-29 | 2013-01-25 | 4 | JOHNSON BRUCE F | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 333,300 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | JOHNSON BRUCE F | COPY | Common Stock Purchase Warrant | D | 0.30 | 333,300 | 333,300 | |||||
| 2013-01-29 | 2013-01-25 | 4 | BERMAN ROBERT ANDREW | COPY | Common Stock Purchase Warrant | D | 0.30 | 166,650 | 166,650 | |||||
| 2013-01-29 | 2013-01-25 | 4 | BERMAN ROBERT ANDREW | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 166,650 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | KUMAR AMIT | COPY | 8% Convertible Debentures Due 2015 | D | 0.15 | 333,300 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | KUMAR AMIT | COPY | Common Stock Purchase Warrant | D | 0.30 | 333,300 | 333,300 | |||||
| 2012-12-07 | 3 | KUMAR AMIT | COPY | CopyTele, Inc. common stock | D | 59,200 | ||||||||
| 2012-12-04 | 2012-11-30 | 4 | Titterton Lewis H jr | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | Williams Kent B. | COPY | Employee Stock Option | D | 0.21 | 1,000,000 | 1,000,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | Williams Kent B. | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-12-04 | 2012-11-30 | 4 | JOHNSON BRUCE F | COPY | Employee Stock Option | D | 0.20 | 60,000 | 60,000 | |||||
| 2012-09-25 | 2012-09-19 | 4 | Williams Kent B. | COPY | Employee Stock Options (Right to Buy) | D | 0.22 | 750,000 | 750,000 | |||||
| 2012-09-25 | 2012-09-19 | 4 | Titterton Lewis H jr | COPY | Employee Stock Options (Right to Buy) | D | 0.22 | 750,000 | 750,000 | |||||
| 2012-09-24 | 2012-09-20 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.2340 | 2,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-19 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.2400 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1900 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1850 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-08-23 | 4 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 0.1040 | 1,000 | 0 | 4,085,188 | ||||
| 2012-09-24 | 2012-09-19 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.24 | 300,000 | 300,000 | |||||
| 2012-09-14 | 2012-09-12 | 4 | Titterton Lewis H jr | COPY | 8% Convertible Debentures Due 2016 | D | 0.09 | 0.0920 | 1,630,434 | |||||
| 2012-09-14 | 2012-09-12 | 4 | JOHNSON BRUCE F | COPY | 8% Convertible Debentures Due 2016 | D | 0.09 | 0.0920 | 1,630,434 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 100,000 | 100,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 75,000 | 75,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 50,000 | 50,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 70,000 | 70,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.14 | 5,000 | 5,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.92 | 100,000 | 100,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 1.17 | 75,000 | 75,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.83 | 50,000 | 50,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 1.04 | 70,000 | 70,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | HERMS HENRY P | COPY | Employee Stock Option | D | 0.81 | 5,000 | 5,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.14 | 120,000 | 120,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.92 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 1.04 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 1.21 | 60,000 | 60,000 | |||||
| 2012-09-10 | 2012-09-05 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.83 | 120,000 | 120,000 | |||||
| 2012-09-05 | 3 | JOHNSON BRUCE F | COPY | CopyTele, Inc. common stock | D | 4,079,188 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Consists of shares owned through the Vista Asset Management 401(k) plan. | COPY | CopyTele, Inc. common stock | I | 99,540 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Owned by the reporting person's wife through the Vista Asset Management 401(k) plan | COPY | CopyTele, Inc. common stock | I | 215,460 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. Consists of shares owned by the reporting person's wife. | COPY | CopyTele, Inc. common stock | I | 47,700 | ||||||||
| 2012-08-30 | 3 | Williams Kent B. | COPY | CopyTele, Inc. common stock | D | 111,210 | ||||||||
| 2012-01-26 | 2011-05-25 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -500,000 | 1,169,880 | ||||||
| 2012-01-26 | 2011-02-22 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -800,000 | 1,169,880 | ||||||
| 2012-01-26 | 2010-11-05 | 5 | KRUSOS DENIS A | COPY | Common Stock | D | -500,000 | 1,169,880 | ||||||
| 2004-05-13 | 2004-05-11 | 4 | LAROUNIS GEORGE P | COPY | Employee Stock Option | D | 0.81 | 60,000 | 60,000 | |||||
| 2004-05-13 | 2004-05-11 | 4 | BOWERS ANTHONY | COPY | Employee Stock Option | D | 0.81 | 60,000 | 60,000 | |||||
| 2004-02-25 | 2004-02-23 | 4 | DISANTO FRANK J | COPY | Employee Stock Option | D | 0.43 | 150,000 | 150,000 |
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)
