DGLT / Digiliti Money Group Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Digiliti Money Group Inc
US ˙ OTC
このシンボルはもうアクティブではありません

内部者株式数11,721,367 shares
内部心理スコア

内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。

これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。

更新頻度: 1日

内部者の所有量が最も多い企業のリストを提供する 内部者トップピックを参照してください。

役員心理スコア

役員心理スコアは、役員によって購入されている企業を見つけます。

定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。

内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。

更新頻度: 1日

高心理スコア企業のリストを提供する 内部者トップピックを参照してください。

主要内部者指標

このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。

例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。

正味内部者購入数 (ランク)

N/A

正味内部者購入数は、購入した内部者の総数から、過去90日間に売却した内部者の総数を差し引いたものです。パーセンタイルのランクがここに表示されます (0から100%の範囲) 。

内部者による浮動株購入率 (ランク)

N/A

内部者による浮動株購入率は、内部者が購入した株式の総数から、過去90日間に内部者が売却した株式の総数を差し引いたものを浮動株の総数で割り、100を乗じたものです。

内部者取引チャート

Digiliti Money Group Inc内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。

内部者名簿と収益性指標

この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。

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内部者 平均利益 (%) 所有
株式数
調整後
分割

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内部者購入の実績 - 短期利益分析

このセクションでは、DGLT / Digiliti Money Group Incで行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .

次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最大
日数
最大
価格
最大
利益 ($)
最大リターン (%)
2017-03-10 DAVIS JAMES L 222,223 4.5000 222,223 4.5000 1,000,004 730
2017-01-03 MACK JEFFREY C 1,050 3.1900 1,050 3.1900 3,350
2016-09-15 Gruber Jon D 54,419 4.9400 54,419 4.9400 268,830

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

DGLT / Digiliti Money Group Inc Insider Trades
内部者売却の実績 - 短期損失分析

このセクションでは、DGLT / Digiliti Money Group Incで行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最小
日数
最小
価格
最大損失
回避 ($)
最大損失
回避 (%)
この内部者の不明な計画外の公開市場取引があります

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

DGLT / Digiliti Money Group Inc Insider Trades
取引履歴

リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。

提出
取引
フォーム 内部者 ティッカー 証券タイトル コード 10b5-1 直接 権利行使
価格
単位
価格
単位
変化
価値
変更 (千)
残り
オプション
残り
株式数
2017-06-30 2017-03-10 4 Hanson Michael John DGLT Warrant (Right to Buy) J - Other D 4.50 90,526 90,526
2017-06-30 2017-01-26 4 Hanson Michael John DGLT Warrant (Right to Buy) A - Award D 3.60 3,858 3,858
2017-06-30 2017-01-24 4 Hanson Michael John DGLT Warrant (Right to Buy) P - Purchase D 7.41 3,334 3,334
2017-06-30 2017-01-24 4 Hanson Michael John DGLT Revolving Line of Credit Note (Right to Buy) J - Other D 678,947.0000 150,878 102,438,165 150,878
2017-06-30 2017-01-24 4 Hanson Michael John DGLT Convertible Promissory Note P - Purchase D 2,487,968.0000 691,104 1,719,444,637 691,104
2017-06-30 2015-01-24 4 Hanson Michael John DGLT Series C Convertible Preferred Stock P - Purchase D 281,246 281,246
2017-06-12 2017-03-15 4 DAVIS JAMES L DGLT Series C Convertible Preferred Stock P - Purchase D 367,275 367,275
2017-06-12 2017-03-02 4 DAVIS JAMES L DGLT Warrant (Right to Buy) J - Other D 3.60 24,024 24,024
2017-06-12 2017-01-26 4 DAVIS JAMES L DGLT Warrant (Right to Buy) A - Award D 3.60 696 696
2017-06-12 2017-01-25 4 DAVIS JAMES L DGLT Warrant (Right to Buy) A - Award D 3.60 28,704 28,704
2017-06-12 2017-01-24 4 DAVIS JAMES L DGLT Warrant (Right to Buy) P - Purchase D 7.41 10,371 10,371
2017-06-12 2017-01-24 4 DAVIS JAMES L DGLT Convertible Promissory Note P - Purchase D 954,138.0000 265,033 252,878,057 265,033
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Revolving Line of Credit Note J - Other D -150,878 0
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Series C Convertible Preferred Stock C - Conversion D -281,246 0
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Convertible Promissory Note Payable J - Other D -691,104 0
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Common Stock J - Other D 150,878 1,626,780
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Common Stock C - Conversion D 281,246 1,475,902
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Common Stock J - Other D 691,104 1,194,656
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Series C Convertible Preferred Stock C - Conversion D -367,275 0
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Convertible Promissory Note Payable J - Other D -265,033 0
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Common Stock C - Conversion D 367,275 1,424,004
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Common Stock J - Other D 265,033 1,056,729
2017-03-14 2017-03-10 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 4.5000 222,223 1,000 1,196,893
2017-01-09 2017-01-06 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2017-01-05 2017-01-03 4 MACK JEFFREY C CAFN Common Stock P - Purchase D 3.1900 1,050 3 6,198
2016-12-29 2016-12-22 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 3,829 21 3,829
2016-12-29 2016-12-28 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-12-29 2016-12-22 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 2,253 13 2,253
2016-12-16 2016-12-12 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 9,388 52 9,388
2016-12-16 2016-12-07 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-12-16 2016-12-05 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 42,674 237 42,674
2016-11-30 2016-11-28 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-11-30 2016-11-14 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock G - Gift D 4.94 4.9400 -16,667 -82 0
2016-11-21 2016-11-16 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 45,547 225 45,547
2016-11-09 2016-11-07 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-11-09 2016-10-08 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-11-01 2016-10-29 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-10-27 2016-08-17 4 O'CONNELL ROBIN SHEPARD CAFN Stock Option (right to buy) A - Award D 7.85 7.8500 8,000 63 8,000
2016-10-26 2016-08-17 4 SPENCER JAMES JOSEPH CAFN Stock Option (right to buy) A - Award D 7.85 7.8500 8,000 63 8,000
2016-10-24 2016-08-17 4 Woo Liyuan CAFN Stock Option (right to buy) A - Award D 7.85 7.8500 8,000 63 8,000
2016-10-03 2016-09-29 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-09-16 2016-09-15 4 Gruber Jon D CAFN Warrants P - Purchase D 4.94 4.9400 59,861 296 143,618
2016-09-16 2016-09-15 4 Gruber Jon D CAFN Common P - Purchase D 4.9400 54,419 269 311,368
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 55,669 275 55,669
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 4.94 4.9400 -1,586 -8 28,870
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 4.94 4.9400 -31,979 -158 0
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 4.94 4.9400 -17,043 -84 0
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Common Stock M - Exercise D 4.9400 50,608 250 327,238
2016-09-13 2016-09-08 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-09-01 2016-08-12 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 42,674 237 42,674
2016-09-01 2016-08-09 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9350 8,334 41 8,334
2016-09-01 2016-08-30 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9350 16,667 82 16,667
2016-09-01 2016-08-22 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 6.75 6.7500 24,000 162 24,000
2016-09-01 2016-08-12 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 42,674 237 42,674
2016-09-01 2016-07-31 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9350 16,667 82 16,667
2016-08-03 2016-07-18 4 OWADES RUTH M CAFN Stock Option (right to buy) A - Award D 0.34 120,000 120,000
2016-07-26 2016-07-14 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.40 0.4000 200,000 80 200,000
2016-07-26 2016-07-10 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 125,000 41 125,000
2016-07-22 2016-07-18 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock P - Purchase D 1.88 1.8750 66,667 125 66,667
2016-07-22 2016-07-18 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.2000 83,333 100 4,122,346
2016-07-22 2016-07-13 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.40 0.4000 300,000 120 300,000
2016-07-22 2016-07-06 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 0.3500 446,367 156 4,039,013
2016-07-22 2016-07-01 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 250,000 82 250,000
2016-06-13 2016-06-10 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 125,000 41 125,000
2016-06-13 2016-06-10 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 100,000 33 100,000
2016-06-13 2016-06-10 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 100,000 33 100,000
2016-06-13 2016-06-07 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-06-13 2016-06-06 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-06-01 2016-05-31 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 250,000 82 250,000
2016-06-01 2016-05-31 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-06-01 2016-05-30 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-05-25 2016-05-24 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-05-25 2016-05-23 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-05-17 2016-05-17 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.25 0.2500 75,000 19 75,000
2016-05-17 2016-05-16 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.27 0.2700 75,000 20 75,000
2016-05-17 2016-05-09 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.27 0.2700 339,975 92 339,975
2016-05-11 2016-03-25 5/A Gruber Jon D cafn Warrants P - Purchase D 0.46 337,838 7,066,549
2016-05-11 2016-03-25 5/A Gruber Jon D cafn Common P - Purchase D 0.3700 675,676 250 6,728,711
2016-05-11 2016-03-21 5/A Gruber Jon D cafn Warrants P - Purchase D 0.33 816,283 5,310,960
2016-05-11 2016-03-21 5/A Gruber Jon D cafn Common P - Purchase D 0.3300 742,075 245 6,053,035
2016-05-10 2016-03-25 5 Gruber Jon D cafn Warrants P - Purchase D 337,838 7,066,549
2016-05-10 2016-03-25 5 Gruber Jon D cafn Common P - Purchase D 0.3700 675,676 250 6,728,711
2016-05-10 2016-03-21 5 Gruber Jon D cafn Common P - Purchase D 0.3300 742,075 245 6,053,035
2016-05-10 2016-03-21 5 Gruber Jon D cafn Warrant P - Purchase D 816,283 5,310,960
2016-05-10 3 Gruber Jon D cafn Common D 12,060,477
2016-05-10 3 Gruber Jon D cafn Warrants D 9,139,170
2016-05-10 3 Gruber Jon D cafn Warrants D 9,139,170
2016-05-10 3 Gruber Jon D cafn Common D 12,060,477
2016-05-10 2016-03-25 4 Gruber Jon D cafn Warrants P - Purchase D 0.46 337,838 7,066,549
2016-05-10 2016-03-25 4 Gruber Jon D cafn Common P - Purchase D 0.3700 675,676 250 6,728,711
2016-05-10 2016-03-21 4 Gruber Jon D cafn Warrants P - Purchase D 0.33 816,283 5,310,960
2016-05-10 2016-03-21 4 Gruber Jon D cafn Common P - Purchase D 0.3300 742,075 245 6,053,035
2016-04-29 2016-04-28 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 417,933 137 417,933
2016-04-29 2016-04-28 4 Hanson Michael John CAFN Warrant to Purchasae Common Stock M - Exercise D 0.33 0.3290 -379,939 -125 419,513
2016-04-29 2016-04-28 4 Hanson Michael John CAFN Common Stock M - Exercise D 0.3290 379,939 125 3,368,097
2016-04-08 3/A Bortel Peter See footnote. CAFN Common stock I 2,798,317
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,751,434
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,501,434
2016-04-08 2016-02-28 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-04-08 2016-01-29 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,751,434
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,751,434
2016-03-11 2016-02-28 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-03-11 2016-01-29 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 498,429 498,429
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -68,117 100,000
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -385,000 0
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 68,117 22 3,251,434
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 385,000 127 3,183,317
2016-03-11 2015-11-24 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 168,117 168,117
2016-03-11 2015-11-16 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 385,000 385,000
2016-03-11 2015-11-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.48 -350,000 183,336
2016-03-11 2015-11-06 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.4816 350,000 169 2,798,317
2016-03-08 2016-03-04 4 Meier Bryan D CAFN Stock Option (right to buy) A - Award D 0.38 250,000 250,000
2016-01-13 2016-01-12 4 MACK JEFFREY C CAFN Stock Option (Right to buy) A - Award D 0.41 350,000 350,000
2016-01-13 2016-01-12 4 McAreavey Darin P CAFN Stock Option (Right to buy) A - Award D 0.41 320,000 320,000
2016-01-13 2016-01-12 4 Whitmore Bruce CAFN Stock Option (Right to buy) A - Award D 0.41 150,000 150,000
2016-01-07 2016-01-04 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 167,174 55 167,174
2016-01-07 2016-01-04 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 0.33 0.3290 -151,976 -50 76,439
2016-01-07 2016-01-04 4 DAVIS JAMES L CAFN Common Stock M - Exercise D 0.3290 151,976 50 3,585,146
2015-11-23 2015-11-16 4 Blaney Lawrence C CAFN Warrant to Purchase Common Stock A - Award D 0.48 0.4816 33,000 16 33,000
2015-11-23 2015-11-16 4 Blaney Lawrence C CAFN Warrant to Purchase Common Stock M - Exercise D 0.48 0.4816 -30,000 -14 38,525
2015-11-23 2015-11-16 4 Blaney Lawrence C CAFN Common Stock M - Exercise D 0.4816 30,000 14 57,549
2015-10-14 2015-10-13 4 Jardine Rod CAFN Common Stock P - Purchase D 0.7700 51,948 40 101,948
2015-10-07 2015-10-06 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 1.35 1.3500 756,618 1,021 756,618
2015-10-07 2015-10-06 4 Hanson Michael John CAFN Common Stock D - Sale to Issuer D -382,809 2,988,158
2015-09-28 2015-09-24 4 MACK JEFFREY C CAFN Stock Option (Right to buy) A - Award D 0.83 480,000 480,000
2015-09-28 2015-09-24 4 Whitmore Bruce CAFN Stock Option (Right to buy) A - Award D 0.83 75,000 75,000
2015-09-28 2015-09-24 4 Ebbert Christopher F CAFN Stock Option (Right to buy) A - Award D 0.83 22,500 22,500
2015-09-28 2015-09-24 4 McAreavey Darin P CAFN Stock Option (Right to buy) A - Award D 0.83 150,000 150,000
2015-09-28 2015-09-24 4 Blaney Lawrence C CAFN Stock Option (Right to buy) A - Award D 0.83 136,250 136,250
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 2015-08-05 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4300 500 0 2,421,317
2015-08-25 2015-08-04 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4300 500 0 2,420,817
2015-08-25 2015-08-03 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 1,000 0 2,420,317
2015-08-25 2015-07-28 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4075 2,000 1 2,419,317
2015-08-25 2015-07-27 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4463 800 0 2,417,317
2015-08-25 2015-07-23 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4500 1,000 0 2,416,517
2015-08-25 2015-07-22 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4399 500 0 2,415,517
2015-08-25 2015-07-14 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3583 2,802 1 2,415,017
2015-08-25 2015-07-13 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3500 1,000 0 2,412,215
2015-08-25 2015-07-10 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3900 1,000 0 2,411,215
2015-08-25 2015-07-08 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 1,000 0 2,410,215
2015-08-25 2015-07-02 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4799 500 0 2,409,215
2015-08-25 2015-07-01 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.5999 500 0 2,408,715
2015-08-25 2015-06-30 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4650 2,000 1 2,408,215
2015-08-25 2015-06-25 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 6,000 2 2,406,215
2015-08-25 2015-06-24 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4058 9,000 4 2,400,215
2015-08-25 2015-06-23 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4499 2,000 1 2,391,215
2015-08-25 2015-06-22 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4200 2,000 1 2,389,215
2015-08-25 2015-06-16 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4600 398 0 2,387,215
2015-08-25 2015-06-12 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.5100 102 0 2,386,817
2015-08-25 2015-06-10 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3660 12,500 5 2,386,715
2015-08-25 2015-06-09 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 715 0 2,374,215
2015-08-25 2015-06-08 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3992 600 0 2,373,500
2015-08-25 2015-06-03 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock P - Purchase I 0.48 571,038 571,038
2015-08-25 2015-06-03 4 Tiburon Opportunity Fund, L.P. CAFN Convertible preferred stock P - Purchase I 0.45 2,500 2,500
2015-08-25 2015-06-01 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 1,301,717 2,372,900
2015-07-02 2015-06-30 4 Ebbert Christopher F CAFN Common Stock P - Purchase D 0.4675 10,771 5 138,689
2015-07-01 2015-06-30 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.4675 12,183 6 27,549
2015-06-11 2015-06-10 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.3600 2,500 1 15,366
2015-06-09 2015-06-03 4 Blaney Lawrence C CAFN Warrant to Purchase Common Stock P - Purchase D 0.44 0.4378 68,525 30 68,525
2015-06-09 2015-06-03 4 Blaney Lawrence C CAFN Series C Convertible Preferred Stock P - Purchase D 100.00 0.4378 300 0 68,525
2015-06-09 2015-06-03 4 Hanson Michael John CAFN Warrant to Purchase Common Stock P - Purchase D 0.44 0.4378 1,941,527 850 1,941,527
2015-06-09 2015-06-03 4 Hanson Michael John CAFN Series C Convertible Preferred Stock P - Purchase D 100.00 0.4378 8,500 4 1,941,527
2015-06-09 2015-06-03 4 Hanson Michael John CAFN Common Stock A - Award D 354,422 3,370,967
2015-06-09 2015-06-09 4 Whitmore Bruce CAFN Common Stock P - Purchase D 0.3700 5,000 2 8,000
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Warrant to Purchase Common Stock P - Purchase I 0.44 0.4378 228,415 100 228,415
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Series C Convertible Preferred Stock P - Purchase I 100.00 0.4378 1,000 0 228,415
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Warrant to Purchase Common Stock P - Purchase I 0.44 0.4378 571,038 250 571,038
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Series C Convertible Preferred Stock P - Purchase I 100.00 0.4378 2,500 1 571,038
2015-06-09 2015-06-03 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock P - Purchase D 0.44 0.4378 1,735,954 760 1,735,954
2015-06-09 2015-06-03 4 DAVIS JAMES L CAFN Series C Convertible Preferred Stock P - Purchase D 100.00 0.4378 7,600 3 1,735,954
2015-03-19 2015-03-18 4 Jardine Rod CAFN Common Stock P - Purchase D 0.7899 2,800 2 50,000
2015-03-19 2015-03-18 4 Jardine Rod CAFN Common Stock P - Purchase D 0.7900 47,200 37 47,200
2015-03-17 2015-03-17 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 0.7500 750 1 3,433,170
2015-03-17 2015-03-16 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 0.8000 7,000 6 3,432,420
2015-03-17 2015-03-16 4 Whitmore Bruce CAFN Common Stock P - Purchase D 0.8400 2,000 2 3,000
2015-03-17 2015-03-13 4 Whitmore Bruce CAFN Common Stock P - Purchase D 0.8800 1,000 1 1,000
2015-03-11 2015-03-10 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.8950 5,000 4 12,866
2015-03-11 2015-03-09 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.8950 5,000 4 7,866
2015-03-03 2015-02-27 4 Hanson Michael John CAFN Series B Convertible Preferred Stock C - Conversion D 1.15 -217,391 0
2015-03-03 2015-02-27 4 Hanson Michael John CAFN Common Stock C - Conversion D 1.1500 217,391 250 3,016,545
2015-02-13 2015-02-12 4 Jardine Rod CAFN Stock Option (right to buy) A - Award D 1.00 120,000 120,000
2015-02-05 2015-02-03 4 Hanson Michael John CAFN Series B Convertible Preferred Stock P - Purchase D 1.15 1.1500 217,391 250 217,391
2015-02-05 2015-02-03 4 Hanson Michael John CAFN Warrant to Puchase Common Stock P - Purchase D 1.15 1.1500 217,391 250 217,391
2015-01-14 2014-12-15 4/A Blaney Lawrence C CAFN Stock Option (right to buy) A - Award D 1.50 222,500 222,500
2015-01-14 2014-12-15 4/A DAVIS JAMES L CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2015-01-14 2014-12-15 4/A MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 572,500 572,500
2015-01-14 2014-12-15 4/A Ebbert Christopher F CAFN Stock Option (right to buy) A - Award D 1.50 240,000 240,000
2015-01-14 2014-12-15 4/A McAreavey Darin P CAFN Stock Option (right to buy) A - Award D 1.50 170,000 170,000
2015-01-07 2015-01-05 4 Whitmore Bruce CAFN Stock Option (right to buy) A - Award D 1.50 175,000 175,000
2014-12-31 3 Hanson Michael John CAFN Common Stock D 20,687,878
2014-12-31 3 Hanson Michael John CAFN Common Stock D 20,687,878
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Warrants to Purchase Common Stock A - Award D 2.00 438,161 438,161
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Stock Option (right to buy) A - Award D 1.50 30,000 30,000
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -30,000 0
2014-12-31 2014-07-14 4 Hanson Michael John CAFN Warrants to Purchase Common Stock J - Other D 1.88 1,033,333 1,033,333
2014-12-31 2014-07-14 4 Hanson Michael John CAFN Common Stock J - Other D 1.2000 1,471,494 1,766 2,798,679
2014-12-31 2014-07-11 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 31,250 31 1,327,185
2014-12-31 2014-07-04 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,295,935
2014-12-31 2014-06-27 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,276,404
2014-12-31 2014-06-20 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,256,873
2014-12-31 2014-06-13 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,237,342
2014-12-31 2014-06-06 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,217,811
2014-12-31 2014-05-30 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,198,280
2014-12-31 2014-05-23 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,178,749
2014-12-31 2014-05-16 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,159,218
2014-12-31 2014-05-09 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,139,687
2014-12-31 2014-05-02 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,120,156
2014-12-31 2014-04-25 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,100,625
2014-12-31 2014-04-18 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,081,094
2014-12-31 2014-04-11 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,061,563
2014-12-31 2014-04-04 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,042,032
2014-12-31 2014-04-03 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 78,125 78 1,022,501
2014-12-18 2014-07-14 4 DAVIS JAMES L CAFN Warrants to Purchase Common Stock J - Other D 1.88 1,483,333 1,483,333
2014-12-18 2014-07-14 4 DAVIS JAMES L CAFN Common Stock J - Other D 1.2000 2,058,099 2,470 3,419,420
2014-12-18 2014-12-16 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.1000 3,000 3 3,425,420
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Warrants to Purchase Common Stock A - Award D 2.00 591,432 591,432
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Stock Option (right to buy) A - Award D 1.50 30,000 30,000
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -30,000 0
2014-12-18 2014-12-10 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.1500 1,000 1 3,422,420
2014-12-18 2014-12-09 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.2000 2,000 2 3,421,420
2014-12-18 3 DAVIS JAMES L By spouse E2AOC@GI Common Stock I 15,503,609
2014-12-18 3 DAVIS JAMES L E2AOC@GI Common Stock D 30,118,036
2014-12-18 3 DAVIS JAMES L E2AOC@GI Common Stock D 30,118,036
2014-12-18 3 DAVIS JAMES L By spouse E2AOC@GI Common Stock I 15,503,609
2014-12-17 2014-12-15 4 Ebbert Christopher F CAFN Stock Option (right to buy) A - Award D 1.50 240,000 240,000
2014-12-17 2014-12-15 4 Ebbert Christopher F CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2014-12-17 2014-12-15 4 Ebbert Christopher F CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -40,000 0
2014-12-17 2014-12-15 4 Blaney Lawrence C CAFN Stock Option (right to buy) A - Award D 1.50 222,500 222,500
2014-12-17 2014-12-15 4 Blaney Lawrence C CAFN Stock Option (right to buy) A - Award D 1.50 57,500 57,500
2014-12-17 2014-12-15 4 Blaney Lawrence C CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -57,500 0
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 572,500 572,500
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 112,500 112,500
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -112,500 0
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 75,000 75,000
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -75,000 0
2014-12-17 2014-12-15 4 McAreavey Darin P CAFN Stock Option (right to buy) A - Award D 1.50 170,000 170,000
2014-12-17 2014-12-15 4 McAreavey Darin P CAFN Stock Option (right to buy) A - Award D 1.50 110,000 110,000
2014-12-17 2014-12-15 4 McAreavey Darin P CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -110,000 0
2014-12-11 2014-12-09 4 McAreavey Darin P E2AOC@GI Common Stock P - Purchase D 1.2500 1,000 1 1,000
2014-07-08 3 Anderson Mark Steven XXXX Common Stock D 408,014
2014-07-08 3 Anderson Mark Steven XXXX Common Stock D 408,014
2014-04-11 2014-04-03 4 McAreavey Darin P XXXX Stock Options (right to buy) A - Award D 4.00 110,000 110,000
2014-04-08 3 McAreavey Darin P XXXX Common Stock D 0
2014-02-26 3 Anderson Brian S XXXX Common Stock D 0
2014-02-26 3 Blaney Lawrence C XXXX Common Stock D 0
2014-02-26 3 Ebbert Christopher F XXXX Common Stock D 2,738,300
2014-02-26 3 Ebbert Christopher F XXXX Common Stock D 2,738,300
2014-02-26 3 MACK JEFFREY C XXXX Common Stock D 1,691,354
2014-02-26 3 MACK JEFFREY C XXXX Common Stock D 1,691,354
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC NONE Common Stock, par value $0.0001 per share ("Common Stock") P - Purchase D 0.0036 4,196,500 15 4,839,500
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC By Jeff Peterson NONE Common Stock P - Purchase I 0.0036 4,196,500 15 4,839,500
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC By Ellen Peterson NONE Common Stock P - Purchase I 0.0036 4,196,500 15 4,839,500
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC By Terril Peterson NONE Common Stock P - Purchase I 0.0036 4,196,500 15 4,839,500
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)
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